Testify or Jail, A Connecticut Lawyer’s Dilemma

From the New York Lawyer, New Haven criminal defense lawyer Gregory Cerritelli has found himself in the one place that no lawyer ever wants to be:  The witness stand.  It all started in the ordinary fashion.

Last year, Cerritelli, of New Haven’s Knight, Conway & Cerritelli, negotiated a misdemeanor plea deal for Lisa Lantz with three years’ imprisonment suspended, plus three years of probation and repayment of the money.

After the sentence was imposed, that’s where most criminal defense lawyers shake their clients’ hands and wish them the best of luck, with the warning to stay out of trouble and heed the probation officer.  Though you tell them to call you if they need anything, one hopes that the call never comes and that the client thereafter leads a happy, accusation-free life.

Unfortunately for Ms. Lantz, that wasn’t to be. 


Last fall, Lantz paid $53,350, and was arrested Oct. 27 for the probation violation of incomplete restitution. This year, a relative offered a check for about $29,000 on the balance, which the state calculated as $32,425. The lower figure is not good enough, said Meriden assistant state’s attorney James Dinnan.

There has to be some back story to this, as it seems unfathomable that Lantz would be violated for failing to complete restitution.  The typical remedy is a tongue lashing by the judge and a new payment schedule based upon the defendant’s ability to pay.  The old saw, you can’t get blood from a rock, applies.  Obviously, that’s not the case here.

So Dinnan moved to have Cerritelli relieved as Lantz’s lawyer so that he could be called as a witness against her.


The issue, he said, is whether Lantz has the ability to meet the restitution requirement of her probation. Cerritelli has already spoken in court about some of what he knows about Lantz’s financial situation. 

“Violation of probation is out of the realm” of the attorney-client privilege in this case, said Dinnan. Furthermore, he added, the probation violation hearing set for Aug. 4 is not a trial.

Not being a Yankee, there may be ethical rules that apply in a different fashion in Connecticut than apply elsewhere in the United States (or many foreign nations).  While the legal fees paid to a lawyer are not covered by privilege, I can see no rationale for other information about the client’s personal situation, including finances, learned during the course of representation to be outside the privilege.

Cerritelli argued that, by relieving him, the court interfered with his client’s right to counsel of choice.  Dinnan’s argument, that this doesn’t implicate the client’s 6th Amendment right, is conclusory at best and inexplicable at worst.  Yet, of course, he got a judge to go along with him.


Cerritelli said Lantz could potentially be forced to serve three years in prison based on the hearing results. “This hearing is every bit as serious as a trial,” Cerritelli said. “And Ms. Lantz’s right to be represented by the counsel of her choice is constitutionally protected. I fully expect her to assert her attorney-client privilege.”

Well, putting Lantz in prison for three years will certainly help to get restitution for the victims.  So what’s the prosecution’s point?

Notably, the prosecution doesn’t seek Cerritelli’s testimony about criminal conduct that the client may have committed while in his care, but removed him as lawyer to engage in a fishing expedition.  At the barest minimum, the prosecution would have to show that it had no other source to ascertain the evidence it seeks before interfering with Lantz’s constitutional right to counsel of choice, and only then after the court has balanced the need with the right.

But then, when it comes to making a showing that a person possesses the wherewithal to pay restitution, there are always a variety of ways to show that someone is holding back and concealing wealth.  Sure, the attorney’s knowledge would be one of the easier paths to obtain the information, but it’s the path that requires the court to trample on the defendant’s constitutional rights.

Something smells very bad with this situation, and I bet there’s more to this story than meets the eye.  Perhaps one of my Connecticut friends could enlighten me?  Based on the report, this strikes me as absurd, most notably with the client attempting to satisfy the restitution requirement by proffering an additional $29,000 and the state rejecting it because it falls slightly short, preferring instead to open this Pandora’s box.  Why?


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5 thoughts on “Testify or Jail, A Connecticut Lawyer’s Dilemma

  1. anon

    Wow, not one comment in a year and a half.

    Kinda makes you want to dig into the judicial district in which this happened to find out what this place is about.

    Did you ever find out?

  2. Lisa Lantz

    The case was sent to Appeals and then Attorney Ceretelli from Knight, Conway & Ceretelli dismissed themselves from the case. Leaving me to have to hire Rob Serafinowicz a lawyer in Waterbury who told me if I did not want to go to prison, I needed to come up with the remainder of the settlement. I borrowed the money from relatives and went to court March 11, 2011 where, I brought a bankers check for the full restitution amout. I was told I had no choice but to plead guilt in the violation of probation case even though the first Judge on the case, Judge Mark Taylor told me that I was to pay what I could during my probation period, which I had done. Transcipts are available from both hearings. However, the probation department wanted me to pay $33,000 plus dollars over the 36 month duration of the probation, which was not Judge Taylor’s orders. I, the defendant, was thrown under the bus. I am suffering from agoraphobia, panic disorder and depression. Justice was not served in this case.

  3. Elaina

    And now your taking advantage of Mercy Girls. You created a story about cancer asking for money on Facebook. Awful just awful.

  4. Lisa Marie Lantz

    Let me make this very clear to people who are making posts about me. I never asked anyone for any money. Secondly, I am tired of being cyberbullied and harassed for a case that has been closed for over a year. The case was settled and closed by Judge Philip Scarpellino in Meriden Superior Court.

  5. Lisa Wharton

    The internet harassment of Ms. Lantz has been going on for years. It is an outrage to see that people are allowed to lie continually on her. I have known her for almost 30 years and for the last several years have been in contact with her through her battle with cancer. She has never taken advantage of people or started a website in order to gain money of any kind. If others have chosen to do so then they are held responsible. There is a story behind every situation and it’s sad that individuals who have nothing better to do with their lives than to post hatred are allowed to continually attack her. I have heard and/or read both sides of the case and am completely on Ms. Lantz’s side with this. The plaintiffs’ should hang their heads in shame. Allow her to heal. She has already had one major surgery and has to endure a second major surgery. STOP THE HATE!

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