First Pardon, Then 42 Years in Prison For The Same Conduct

Much as we’re understanding drug addiction, as a stand alone state, to be a health problem, the need to get the next fix causes people to do terrible things. Patrick Baker, 43, did something terrible.

Posing as a United States marshal, Mr. Baker killed Donald L. Mills Jr. during a home invasion in May 2014, the U.S. attorney’s office said. Mr. Mills’s wife and children were held at gunpoint while Mr. Baker ransacked the home for oxycodone pills, the office said.

In 2017, Baker was convicted in Kentucky state court of reckless homicide and robbery, and sentenced to 19 years in prison. His incarceration didn’t last long.

In December 2019, Mr. Baker received a pardon from Mr. Bevin, Kentucky’s governor at the time. The pardon was one of hundreds that Mr. Bevin, a Republican, issued in his final days in office after losing a re-election bid.

Regardless of the problems with the drug war, the treatment of addicts and the push against incarceration, this pardon was not taken with equanimity.

After the pardons were made public, lawmakers called for investigations and prosecutors complained that neither they nor the victims’ families had been notified. While a majority of the people freed by Mr. Bevin were serving time for low-level drug offenses, at least a few had been convicted of violent crimes.

Among them was Mr. Baker, whose family hosted a fund-raiser for Mr. Bevin that raised more than $21,000 in 2018, according to The Courier-Journal, which won a Pulitzer Prize in 2020 for its reporting on the pardons.

The upshot was that the feds decided to jump in. Double jeopardy, you ask? Nah. The doctrine of dual sovereignty, observed mostly in the breach, kicked in, Baker was prosecuted, and later pardoned, for his crime under state law. But the feds are a different sovereign, with its own laws and independent interest in prosecution. While Kentucky couldn’t prosecute Baker again, the feds could. So the feds did, with astounding alacrity.

A federal grand jury indicted Mr. Baker in May 2021, and a jury convicted him in August on a federal charge of murder committed during a drug trafficking crime, finding that he had unlawfully caused the death of Mr. Mills by using a firearm during a robbery or kidnapping.

While federal prosecutions of people already tried by the state are, in themselves, highly unusual, this was doubly so in that it was not the product of a state acquittal or conviction, but of a state pardon. When a publicly hated defendant is acquitted, there are often calls for a second bite of the apple, which would be offensive under the notion, if not the rule, of double jeopardy, but for the public’s vacillating support for principle based on how much it hates a particular defendant. When it happens after conviction of a hated defendant, it’s largely shooting fish in a barrel to milk it for whatever political benefit they can grab.

But a pardon? To a significant extent, there’s a federal crime that can be prosecuted as an analogue to most state crimes. Murders are generally prosecuted by states, although they have an obvious federal interstate commerce hook from drugs or guns. And if nothing else, there’s always the civil rights aspect. It violates a person’s civil rights to murder them, unless qualified immunity kicks in, but that’s a different matter inapplicable here.

The point is that if the feds want to prosecute someone, an imaginative prosecutor can almost invariably find a crime to charge, a law broken. And they did.

“The Justice Department believed that in order to fully punish the acts that they believe Mr. Baker caused, they should pursue the case federally, even after the pardon,” he said.

The only limitation of the federal exercise of power under the dual sovereignty doctrine is the Petite Policy.

This policy precludes the initiation or continuation of a federal prosecution, following a prior state or federal prosecution based on substantially the same act(s) or transaction(s) unless three substantive prerequisites are satisfied: first, the matter must involve a substantial federal interest; second, the prior prosecution must have left that interest demonstrably unvindicated; and third, applying the same test that is applicable to all federal prosecutions, the government must believe that the defendant’s conduct constitutes a federal offense, and that the admissible evidence probably will be sufficient to obtain and sustain a conviction by an unbiased trier of fact. In addition, there is a procedural prerequisite to be satisfied, that is, the prosecution must be approved by the appropriate Assistant Attorney General.

Notably missing from this policy is the key distinction here, that the defendant was convicted in Kentucky and sentenced to 19 years’ imprisonment, but subsequently pardoned. Does the case itself involve a “substantial federal interest”? Did the prior prosecution leave that interest “demonstrably unvindicated”? Not really, as this was a relatively mundane drug murder and the defendant was convicted and sentenced to a lengthy term of imprisonment. As far as the crime and prosecution went, there was nothing to see here.

It was the pardon, rather, that changed everything. State officials and their federal friends took serious issue with the pardon, both that it happened and it emitted the unpleasant odor of being bought with some campaign funds to the pardoning governor. And yet, a pardon is a pardon, an act of executive mercy for which a governor need offer no explanation. It is a power that resides in the executive alone, unreviewable and absolute. If the governor sold his power, then he could be prosecuted for his malfeasance, possible, but the pardon was still a pardon.

But the feds decided that this was an unpardonable offense, and prosecuted, raising a new avenue of prosecution and turning state acts of mercy into federal prosecutorial opportunity. Ironically, Baker would almost certainly have been left to do his state time, 19 years, but for the pardon. Instead, he’ll do 42 years, with credit for time served. The math worked against him. The pardon worked against him.

And if this is sufficient cause to overcome the Petite Policy’s limits against dual prosecution, no state pardon of an unpopular defendant, a hated crime or tainted pardon (I’m looking at you, Crazy Joe) is safe from the jeopardy of going from state court “bad” to federal court “worse.” If there is a purpose to a pardon, that it can’t be undone, then that purpose is hardly clear and absolute going forward if this is what the Petite Policy permits.

 

12 thoughts on “First Pardon, Then 42 Years in Prison For The Same Conduct

  1. Ray

    except that e issuance of this pardon was an outrageous abuse of power. I don’t have a problem with the Feds stepping in to correct an extreme injustice. Part of the federalism equation is a balancing of interests and a certain check and balance between sovereigns. It can be abused certainly and we don’t want the federal sovereign to step in and prosecute state crimes, but the check on that abuse is the strain on the system itself. A home invasion with a man murdered with his family present is not a mundane crime. I’m okay with this, Mr. Baker is a serious threat to everyone, constitutional government is about protecting the public. That was done here.

    1. Skink

      What happened with this guy is not the issue. That he’s bad and deserved it is not the issue. He doesn’t matter. The issue is whether it’s a sound and constitutional maneuver for the feds to swoop in and prosecute what is and always has been a state law crime because there is unhappiness over the ultimate outcome. Your response, your feeling, is representative of the limited thoughtful consideration of the big picture, which results in these types of actions. Lawyers need to consider the broader impact of these types of policy changes.

      Please try again.

  2. phv3773

    Can we first agree that the dual sovereignty doctrine is an affront to the Constitution? Oh, we can’t? Then we have to resort to analysis by Latin phrase.

    Cave Canem.
    De gustibus non est disputandum.
    or maybe
    Mali casus legem malam faciunt..

    Yeah, maybe that.

  3. Eliot J Clingman

    The Bill of Rights giveth and the the {dual sovereignty doctrine | fill in the blank } taketh away!

    What part of Anglo American legal hypocrisy don’t you understand?

  4. B. McLeod

    It likely means that the unpopular characters seeking pardons will have to have their supporters “donate to campaigns” at both the state and federal level.

  5. Mark Dwyer

    Let’s note what would be a true outrage: an indictment by another jurisdiction after an acquittal. Pardons matter, but not remotely as much as an acquittal. And I doubt that Mr. Madison was thinking much about pardons by a separate jurisdiction (especially when the XIV amendment was not yet a gleam in anyone’s eye).

    So: why should the feds be bound by an outrageous state pardon? And perhaps more pertinent these days: why should the state be bound by an outrageous federal pardon? What is so sacred about a pardon, a lightning strike issued without due process and very possibly for political purposes, that it should bind another jurisdiction?

    Imagine a Brooklyn bank robbery in which a cop is killed. The feds prosecute, the killer defendant is convicted, and the president for no apparent reason pardons the defendant. Has Brooklyn lost its legit concerns about the crime, just because the big guy in Washington doesn’t care?

    1. Skink

      But this ain’t that. The issue isn’t whether a state can prosecute after a federal acquittal. I’m no CDL, but I’m guessing there may be a state policy to address your example. Here, the issue is the Petite Policy, which requires that the “prior prosecution must have left that interest demonstrably unvindicated.” The prosecution didn’t leave the feds’ interest unvindicated: he was prosecuted and convicted. It’s the pardon that taints, not the prosecution. The policy doesn’t have an exception for pardons.

    2. Miles

      “Pardons matter, but not remotely as much as an acquittal.”

      Apples and oranges, as Skink rightly explains.

      Regardless, the pardon power is a matter of executive mercy, not subject to whatever value hierarchy you personally feel should be imposed. If a governor sells a pardon, then prosecute the governor, but don’t denigrate the value of the pardon power because you don’t like how it happened this time. There’s an of tough on crime folks who hate when mercy is shown and would love to have them all federally prosecuted just to nullify governors’ pardon power. That’s where your view ends up.

  6. Vincent Morrone

    It seems like there is a strong case to be made against the pardon, but that case has nothing to do with the feds coming in and trying him again because of it. Is it unreasonable of me to feed that the pardon probably should not have happened, but neither should the federal prosecution?

    1. Sgt. Schultz

      You’re allowed to feel any damn way you please. As for why you believe your feelings are of sufficient value to put into a comment on a law blog, I have no explanation.

  7. DaveL

    although they have an obvious federal interstate commerce hook from drugs or guns.

    It seems whenever I turn around, I see another consequence of our ridiculously overbroad interpretation of the Interstate Commerce Clause.

Comments are closed.