Category Archives: Cross

Category for crosses, to make them easier to separate out from other posts.

Cross: Ex-Seattle Chief Norm Stamper, Still Breaking Ranks

October 12, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer Lindenberg cross former Seattle Police Chief Norm Stamper, author of To Protect and Serve: How to Fix America’s Police and Breaking Rank, A Top Cop’s Exposé of the Dark Side of American Policing and is a highly sought-after speaker for LEAP, Law Enforcement Against Prohibition.

Q. You’ve had a long, illustrious career in law enforcement: you started out as a beat cop in 1966, fully fifty years ago. That puts you in an extraordinary position to speak to what policing used to be like. The equipment was different, but what about the culture? What about the attitude toward the public? What about the fear? What was your training like? Back then, were you already expected to wear as many hats (social worker, medical first responder) as cops are today? What was it like, policing during Vietnam, the tail end of the civil rights movement, the urban riots? Has it really gotten worse, or just different?

A. The cop culture has changed little in the past 50 years. Why would it? It’s the product of a rigid, essentially unchanged paramilitary-bureaucratic structure that from the beginning has been male (and white) dominated, insulated and isolated from the people its officers have been hired to serve. That’s a recipe for intransigent in-group solidarity. Why would anyone be surprised at the “blue wall” mentality or the code of silence so common then, and now?

Although faced with campus unrest, civil rights insurrections, and anti-war demonstrations back in the sixties and early seventies (we spent a lot of 12-hour days mustering, hanging around, and often wading into rock-and-bottle-throwing riots,) we weren’t shooting people in those days. One reason, of course, is that we weren’t being shot at.

While there were too many guns in those days, their numbers have exploded over the years, which helps to account for what I see as increased fear on the part of officers. (It seems today that every other car stop, every other 911 call produces a gun or three or four—often in the hands of someone who should never be near a firearm.)

I’m not talking about the kind of healthy, managed fear that causes officers to use caution and approach potentially dangerous situations slowly, methodically. I’m talking about fear that manifests, in too many cops, as hair-on-fire, screeching and shouting: police officers whose primal fears (and lack of training, maturity, and self-discipline) cause them to overreact, to escalate rather than de-escalate, to lose control rather than exercise control. We didn’t see that kind of behavior much in my day. Sure, every once in a while a cop would lose it and light into a citizen. (I reject “civilians” to describe members of the community, as use of the term makes the police, ipso facto, the military.) Which is not to say there was no cruelty or brutality in those days. “Excessive force” was common, as was the use of racial and ethnic slurs.

Academy training was generally relevant, if limited. But it was to a large extent unhelpful in preparing us for sensitive, core responsibilities: defusing and de-escalating tense situations, understanding and appreciating cultural differences, what to do when working alongside a cop who broke the law, or someone’s skull.

We hear a lot of talk these days about society expecting too much of its police officers. Nothing new here. In fact, fifty years ago, probably a hundred years ago, when a citizen had a problem and didn’t know what to do with it, a common reaction was “call the cops.”

Years ago police departments set dispatch priorities that “weighted” the importance of incoming calls: life and death situations (armed robbery in progress, a drive-by shooting, a baby not breathing, etc.) were ranked No. 1, followed by others of the seemingly infinite variety of situations we humans might need to call a cop for. As first responders, police officers must be skilled at triage, and well informed about other agencies, public and private, whose resources can be brought to bear to help troubled people.

Q. Starting in 1977, by which time you’d reached the rank of captain, you took up a position as special advisor to the chief of police and began to work as a liaison between the police department and City Hall. One of your first responsibilities was finding a way to improve the relationship between the San Diego PD and the community, which had been damaged by allegations of racist treatment as well as the 1978 police shooting of an African-American resident. It seems the more things change, the more they stay the same: we’ve seen the same fact pattern unfold in cities like Baltimore, Chicago and Ferguson over the past few years. Were you able to improve things? If so, is there a lesson you could impart to today’s would-be police reformers and members of task forces? Has it always been this way? Can it be changed?

A. Yes, I would say it’s always been this way. And, yes, it can be changed. For the better, that is. Mostly because, for the first time, white middle-class citizens and politicians can actually see (and often hear) what actually takes place in many controversial police actions. Controversies that, especially in ethnic minority communities, have been commonplace for generations, dating back in an uninterrupted line from the days of slave patrols. Controversies that often do not jibe with official accounts.

In years past, an officer-involved shooting would be described, often in bureaucratic or legalistic fashion, by a police spokesperson. “The suspect then reached furtively into his waistband… the suspect turned on the officer with a knife… the suspect deliberately tried to run down the officer in his vehicle…” We read the account or watch the spokesperson being interviewed and think, Well, it’s tragic, just like the chief said, but you don’t come at a cop with a knife. Today, because of dash-cams, body-cams, security cameras, and ubiquitous cell phone cameras, we see things we never saw before. Like Laquan McDonald walking away from Chicago police officer Jason Van Dyke or Walter Scott fleeing on foot from North Charleston, South Carolina police officer Michael Slager. We watch in stomach-turning horror as each man, in these cases, was shot in the back.

Ambiguous situations as well as clear, defensible, even heroic, police actions have also been captured on video, to be sure. But, when a white cop commits a cold-blooded murder of a nonthreatening or unarmed black man—then lies about it (and is joined in that lie by fellow officers)—it reinforces what many people of color have always known or believed about their local police.

Q. Your time as a beat cop coincided with the beginning of what turned out to be a thirty-year surge in crime, as well as the rise of the community policing movement. The concept of “protecting and serving” was still relatively new at the time; the phrase itself was invented by the LAPD in 1955. So what was it like in San Diego? Did the police resent the prospect of closer cooperation with the community, having to pay more attention to its wishes? Was change forced on the cops, the result of popular discontent with the crime wave or widespread displeasure with police tactics and attitude? Or was it something the SDPD did voluntarily, because it saw an opportunity? You’re a lifelong believer in police-community engagement. Where did that belief come from? And in retrospect, did you and your fellow cops do a good job? Were there things that could have been done better?

A. I began my police career with the best of intentions. A vaguely liberal, highly idealistic 21-year-old, I told myself I’d be a good cop. I would treat people with dignity and respect, refuse to write chickenshit tickets, never, ever use the n-word, and honor the civil liberties of my fellow citizens. Those lofty intentions lasted about five minutes as I was sucked into the clutches of an extraordinarily powerful cop culture. When, at about 14 months on the job, I was slapped upside the head by a principled prosecutor (who questioned whether the U.S. Constitution meant anything to me,) I began studying my institution, its history, its problems, its potential.

In time, I came to believe the police in America belong to the people, not the other way around. That the job does, in fact, require officers to “protect and serve.” But it goes beyond that: it goes to a willingness and an ability to forge an authentic partnership with the community… with the citizens as senior partner. Most cops, however, reject that philosophy.

Regardless of what their chiefs or local politicians have to say about “community policing” or citizen participation or police-citizen collaboration, the attitude, most commonly conveyed in demeanor, is “We’re the cops, and you’re not.”

That said, there has been progress, however halting. And there are now, as there have always been, good cops: compassionate, caring, empathetic. Unfortunately, a single catalytic incident (use your imagination) can cause a backlash against positive changes. Which makes clear that deep-seated institutional change remains elusive.

Q. In 1983, you were made deputy chief of police at the SDPD; in 1989, you became Executive Assistant Chief. During that time, you had a lot of different responsibilities, but one consistent theme was oversight of your fellow officers. How did you weed out the misfits and poor performers in a large police department without making yourself very unpopular? Was misconduct common? Were there misdeeds that were tolerated, overlooked? Alcoholism? Domestic violence? Violating people’s civil rights? If an officer found himself struggling, how much support could he expect from the department or his fellow cops? Was “professional courtesy” a thing? And what about the bad apples? Were they as few in number then as certain people would have us believe they are now? Are there as many now as people believe?

A. Given the pressures, external and internal, it is understandable that police officers are at high risk for stress—and all of its negative consequences: low impulse control, sleep deprivation, alcohol and other substance abuse, other personal, medical, financial, and family nightmares. Further, a cop who fails to develop healthy coping mechanisms is far more likely to violate his fellow Americans’ civil liberties, engage in bigotry and brutality, and generally act in reputation-tarnishing fashion.

I’m proud to say that under the administration of two successive chiefs in San Diego, the SDPD made substantial progress in the effort to create a healthy, indeed, therapeutic organizational climate—and build a positive relationship with its communities. From pre-employment psychological screening and background investigations to solid improvements in entry-level and in-service training to smart protocols (peer support, fitness-for-duty appraisals, etc.) the department developed many programs to help officers cope with job-related stress.

Equally if not more important, the brass established nonnegotiable standards of performance and conduct… and it fired cops, including supervisors and managers (“bad apples”?) who couldn’t or wouldn’t live up to them.

Prior to this period, certainly from the time I joined the department in 1966 through the mid-nineties, “professional courtesy,” a quota system, and other organizational ills were a reality if not a defining characteristic of SDPD. That changed under Bill Kolender and Bob Burgreen, as did many other indices of agency health and professionalism. Successive chiefs, Jerry Sanders (who went on to become two-term mayor of the city), Dave Bejarano, Bill Lansdowne, and the city’s first woman top cop, Shelley Zimmerman, have carried on these fine traditions.

Yet, none of these chiefs, nor their promising, innovative policies or programs, has been able to rid the agency of so-called bad apples. With depressing regularity, on the watches of each of the aforementioned top cops, we’ve seen evidence of systemic problems: corruption, excessive force, serial sexual predation, the code of silence, and more. Shouldn’t this, at long last, cause us to examine the barrel, or indeed the whole apple orchard, i.e., the structure, the culture of the agency? I say yes.

Q. What’s your position on police unions? Is it a good thing that chiefs’ hands are so often tied when it comes to hiring, firing and disciplinary decisions? To the extent institutional reform is necessary, do unions stand in the way? And what about LEOBORs? Is it right that police officers have access to what amounts to a privilege set of due process rights the rest of us don’t? Shouldn’t everyone get that kind of protection, or is there a reason only police officers deserve it?

A. With few exceptions, local police unions are the scourge of American law enforcement, an embarrassment to the nation’s illustrious history of the general labor movement. Established in the face of arbitrary and capricious management practices, police unions served an honorable function… decades ago. Yet, at every turn since, in cities throughout the country, union leaders have fought even modest police reform initiatives.

Cops are legitimately entitled to the same civil liberties and due process rights of all Americans. So why an extra set of legal guarantees? The Law Enforcement Officers’ Bill of Rights is long overdue for repeal. Which will happen, I believe, when local politicians and state legislators grow a spine and stand up to the undeniable political clout of police unions. Or, when enough federal judges echo the sentiments of James L. Robart who, presiding over a DOJ consent decree, informed the Seattle Police Officers’ Guild that, no: its collective bargaining interests do not trump the Constitution when it comes to police reform. Hear, hear!

Q. In 1994, you became Chief of the Seattle police department. Now that you had your hands on the tiller, what were the reforms you’d always longed to implement, but couldn’t due to bureaucracy? How did you reshape the department? Were the rank-and-file officers responsive to the changes you made? At the SDPD, you were an early advocate of demilitarizing (the appearance of) the police, but the changes you proposed (like doing away with the ranks of Sergeant, Lieutenant and Captain) were rejected by your boss. Did the tread-softly approach go over well in Seattle? And how does that square with your department’s response to the 1999 Seattle WTO protests?

A. First, let’s get my botched response to the “Battle in Seattle” out of the way. I’ve acknowledged repeatedly that I made the biggest mistake of my career in authorizing the use of tear gas against nonviolent, in fact non-threatening, protesters. That was on Day 2 of the WTO ministerial conference. So why would I, an advocate of the demilitarization of law enforcement, bless the use of chemical agents under such circumstances? We have to go back to my days as a beat cop in the turbulent sixties.

Many were the times we were outnumbered, outflanked, and occasionally in danger of being overrun by demonstrators. On such occasions the standard prescription was to order up gas, lots of it, and to apply liberally. It was the “great equalizer” when the odds were stacked against you, and it became the default tactic in the sixties. It may have been expedient, but it was far from effective in the long run.

Particularly if an agency was working to establish a genuine “people’s police.”

In the seventies, as a newly minted, hydrophobic gasbag of a police reformer, I was all about “revolutionizing” the structure and culture of policing. And by the early nineties I was advocating a complete overhaul of the rigid, top-down, paramilitary-bureaucratic structure of the system. One of my suggestions, as the Executive Assistant Chief of Police, was to demilitarize the titles of first-line supervisors and middle managers (sergeant, lieutenant, captain, commander) within SDPD. Burgreen, my boss at the time, agreed not to immediately toss the proposition but to allow the debate to rage within the organization, for a couple of months.

It was a heady time within the agency, spirited debates taking place in the field as well as in offices and hallways of the department. My thought was that since “language structures reality,” if in our daily work we looked like, talked like, behaved like soldiers then we were… soldiers, an occupational force. In the end, my shelved proposal had won about a dozen (of 1,280) converts to the cause.

Q. Let’s talk police militarization, and more broadly: overreach. Is it acceptable to trade off some amount of police safety in exchange for better community relations? After all, you never know when you might need that BearCat. Is this even the right question to ask? Would eliminating military-surplus toys help heal the rift between big-city police departments and the people they serve, or would it amount to a cosmetic fix? Should SWAT teams be used to execute drug warrants as a matter of course? No-knock raids? Should they use StingRays to snoop on chicken-wing thieves? Is any amount of goodwill or respect for the Constitution worth putting a cop’s life at risk, however indirectly? If not, where should the trade-off be?

A. Here’s the deal. A cop does not need to uniformed, equipped, and weaponized like a soldier to be safe. The “soft” uniform, the everyday wear of America’s beat cops, replete with duty belt—on which is attached an array of practical weapons and tools—is perfectly suitable for the average patrol shift. That said, there are times and places when a city or county cop will, indeed, look more like a soldier than a domestic peacekeeper.

In the summer of 1984, James Huberty, armed with an Uzi, a shotgun, a 9 mm pistol, and a shitload of ammo, walked into the San Ysidro McDonald’s and opened fire. The 41-year-old killed 21 people, including five children, and wounded another 19 as he kept our patrol and SWAT officers penned down by gunfire. At an hour and seven minutes into the massacre, the “crazed gunman” had fired almost 250 rounds, many of them at cops who’d tried to get close enough to rescue victims and take out the shooter. Finally, a SWAT sharpshooter took a position in the post office across the street, lined up his shot, and ended the carnage.

In the aftermath of that horrible day we asked ourselves: Could we have saved additional lives? The answer was unequivocal: yes. Had we been in possession of an armored personnel carrier, we could have driven that vehicle up to the door—or through the door—of the iconic fast-food joint and, in all probability, saved many lives.

So there is a time and a place in police work for military-like appearance, military-like vehicles and equipment, military-like weaponry, and military-like tactics. But not in everyday, “routine” policing.

Every county agency, every urban police department needs a SWAT team, and it must be prepared to deal with armed and barricaded suspects, bank robbers who’ve seized hostages, rampage violence of the sort seen in Orlando and at Columbine High and Sandy Hook Elementary, assassination attempts on the lives of police officers, terrorist acts, and the like.

Horrific incidents can happen in small, rural towns as well, of course, but it makes no sense for tiny police agencies to sport their own SWAT teams. A regional approach makes more sense. The key, for agencies large and small, is a rigorous selection process, the finest training and equipment possible, and effective leadership and supervision. A well-disciplined, competent and confident SWAT team saves lives. I’ve seen it, numerous times.

I’ve also witnessed too many of those YouTubed pre-dawn drug raids: shoddy, militaristic, poorly planned or unplanned. Were it not for the all-too-frequent tragic outcomes, they’d be comical, in the manner of a Max Sennett Keystone Cops silent film. Distinctly unfunny is a bunch of undisciplined, ballistically armored and weaponized soldier-cops driving a BearCat onto the lawn of a suspected drug offender’s residence, ramming the front door, flash-banging grenades inside, starting fires, shooting innocent people and family pets, getting shot themselves, and generally terrorizing the entire neighborhood. Especially when they hit the wrong house, a not-infrequent occurrence.

We can do better, and we must.

Q. You’re an outspoken opponent of the War on Drugs, which, to put it mildly, is unusual in your line of work. Have you always held this position? If not, what led you to reconsider? Is it a noble experiment that didn’t pan out, or was it the wrong idea from the get-go? And then there’s prostitution. You don’t want to legalize streetwalkers, but you do favor decriminalizing prostitution “indoors.” What kind of legal framework do you have in mind? How closely should the government oversee the world’s oldest trade?

A. Drug prohibition was, indeed, the “wrong idea from the get-go,” but I didn’t realize this at first.

Our “narcotics” instructor at the academy—this was five years before Nixon’s famous declaration—fed us the company line: a strange mix of policy, enforcement procedures, legalese, and reefer madness. Drugs are bad, drugs are dangerous, people who take or deal drugs are bad and dangerous. They must be stopped, it’s our job to stop them.

In the field, I was a good soldier, dutifully making drug busts but usually only when I stumbled across luckless individuals who happened to be “holding”—most of them young, poor, and of color; or hippies or housewives or skid-row down-and-outers or rich kids partying on the beach or at mommy and daddy’s McMansion. Occasionally you might observe hand-to-hand dealing and make a felony pinch for trafficking. But for the most part, drug enforcement was left to a small Narco Squad.

Then came the announcement of “war,” in June of 1971, which made the country’s beat cops the enemy of so many people: disproportionately young, poor, black, Latino. You don’t fight a war without an enemy (or propaganda).

Prosecuted with roughly equal vigor by the entire succession of presidents since (with special enthusiasm by Presidents Reagan and Clinton), the War on Drugs has produced staggering consequences: the arrests of literally tens of millions of nonviolent drug offenders; the fragmentation of families; the ruination of countless individual lives; the often gross violations of Americans’ civil liberties; and the enormous costs to the taxpayer: $1.5 trillion. And the kicker? Drugs are more readily available (with greater access to our children) at lower prices and higher levels of potency than ever before. I can’t imagine a more colossal public policy failure.

I came to this view gradually and in the early nineties began speaking out against the drug war and in favor of replacing prohibition with a robustly enforced regulatory system.

Prostitution is more problematic, from my perspective. I have no ambiguous feelings whatsoever about human trafficking, about children or anyone else forced into prostitution, about pimps or johns physically abusing—or murdering—workers in the sex industry. These violations of human rights—and criminal laws—should be prosecuted to the fullest extent of the law.

Respecting all sides of the debate among feminists, and as a firm advocate of women’s rights, I do believe adult women, and adult men, should have the right to engage voluntarily in prostitution. I’m motivated as much by the health and safety of all parties as by individual rights of consenting adults.

Serial killings of sex industry workers would, I believe, be dramatically reduced under a regulated system.

Q. You’re an opponent of overincarceration, advocating “case-by-case release” of nonviolent drug offenders from prison. That puts you in good company: thanks in no small part to the efforts of FAMM, those offenders are more sympathetic than ever. But as Prof. John Pfaff pointed out in last week’s Cross, nonviolent drug offenders make up only a small subset of America’s prisoners, especially in state prisons. Pfaff argues that going by the numbers, the only way to make a dent in America’s oversized prison population is to less vigorously prosecute some of America’s violent offenders. Given that you’ve spent decades, in and out of uniform, battling domestic violence – precisely the sort of offense that used to be prosecuted less harshly than it is today – would you be willing to countenance more lenient treatment of violent offenders like domestic abusers if the payoff were a smaller prison population? If now, how do we put an end to prison nation?

A. Dr. Pfaff is certainly correct that (exclusively) nonviolent drug offenders do not make up a majority of the country’s prison population. But, as Brookings has made clear, “In every year from 1993 to 2009, more people were admitted for drug crimes than violent crimes. In the 2000s, the flow of incarceration for drug crimes exceeded admissions for property crimes each year. Nearly one-third of total prison admissions over this period were for drug crimes…”

One challenge with these numbers is apparent: How many defendants were convicted of a drug-related violent crime, and how many of a violence-related drug crime (possession or sales, for example)? This isn’t a gnat-milking distinction, I realize, but regardless of the answer it does offer hope that by ending the drug war we stand to end much of the violent behavior that attends it.

“Prison nation” is an apt description. Mass incarceration, fueled by the drug war, the prison-industrial complex, and the unconscionable practice of building and filling cells for profit, is a blight on the country and a drain on the public treasury. It must be reversed.

But not by releasing violent offenders.

Research-driven, evidence-based policies, programs, and facilities—and, of course, the law—are essential in determining who should be securely separated from society, and for how long.

Ensuring public safety is a vital responsibility of government, federal, state, and local. Jails and prisons play an important role in the equation. As do mental health and drug treatment programs. As a society, we must underwrite the costs of criminal justice and procedural due process, of incarceration, and of treatment—in secure facilities, as necessary.  But, in the end, we are simply jailing far too many of our citizens and, in the process, creating enormous social problems.

Q. In 2000, after 34 years in uniform, you retired as chief of the Seattle police department. Since then, you’ve become a sought-after columnist, consultant, advocate, expert witness… you even wrote a well-received book on “The Dark Side of American Policing.”

There’s been a great deal of debate as to whether change for the better in police departments will come from the rank-and-file or the leadership. Which approach should police reformers choose, winning the hearts and minds of street cops or dealing directly with the brass? Is fixing a dysfunctional PD a simple matter of replacing the top cops? Removing all the bad apples on patrol? Or are both answers too facile? Is there any way to force a change in law enforcement culture?

A. Like the preceding questions, these are excellent, relevant and thought provoking.

Recently retired NYPD commissioner Bill Bratton asserted, in his swan song, that while good ideas can come from a variety of sources, effective, meaningful reform “will never happen without leadership from within.” I believe he’s wrong or, at a minimum, his conclusion is worthy of debate.

In my newest book, To Protect and Serve: How to Fix America’s Police, I argue that policing is broken, and in urgent need of a fix—not a tweaking or tinkering but a radical overhaul of the way policing is organized and led.

Internal efforts are welcome, but insufficient. Community pressure is far more promising. But a combination of external and internal forces offers the greatest hope for effective crime-fighting—and for ending racism, sexism, homophobia, corruption, and excessive force in American law enforcement.

I offer an 8-Point agenda for reform. Here are my top three:

  1. End the drug war, for all the reasons described herein, and invest in massively improved education, prevention, and treatment.
  2. Embrace an entirely new, community-driven definition of “community policing” which would, among many other features, put citizens at the forefront of police policymaking, program development, crisis management, oversight of investigations into alleged misconduct, as well as all shooting and in-custody deaths at the hands of police.
  3. Set binding national standards for all procedural justice aspects of police work: hiring and training; discipline; stop-and-frisk; search and seizure; laws of arrest; seized and forfeited assets; collection, preservation, and identification of evidence (think lost or unexamined rape kits); use of force, including lethal force; investigating, reporting, and prosecuting (preferably independently) allegations of wrongdoing and excessive force. To this end, certify all cops—and agencies—that meet these standards. And decertify those that can’t or won’t play by the rules.

Cross: John Pfaff, Challenging Conventional Wisdom To End Overincarceration

October 5, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Fordham Law School Professor John Pfaff, whose scholarship has focused on the root causes of over-incarceration.

Q. Before you came to Fordham Law School, you held a John M. Olin fellowship (for conservative aspiring lawprofs) at Northwestern. And in addition to your J.D., you have a Ph.D. in economics from the University of Chicago. Your father was an economics professor – were you planning on following in his footsteps? Did you plan to go the academic route, or was it one of those things that just happened? Do you consider yourself a conservative lawprof? In an age of nigh-universal academic liberalism, has it led to any friction? Did you have a desire to try your hand in the trenches before the academy?

A. I didn’t head off to college intending to be an academic, at least not a social scientist. I started off thinking I was going to be a physicist. When that was clearly a bad idea, I shifted over to economics, though initially with the goal of becoming a foreign service officer. One summer internship in the State Department’s Office of the Middle East Peace Process later, and I decided that maybe being an academic economist was the way to go. And once in graduate school, I realized that law and economics seemed most interesting, so I applied to law school as well. So becoming a law professor sort of just happened, although it was probably always in the back of my mind as an option.

As for politics, despite my resume, I doubt I fall under the category of “conservative lawprof”: I don’t think of myself that way, and I doubt those who do would see me that way either. I’m certainly on the more conservative end within legal academia, and particularly so in the crimlaw world, but like the question says, that’s a fairly left-leaning bar. But I’ve certainly never really felt any sort of political friction. I mean, I get a lot of pushback all the time for what I say, but it never feels like it is due to ideology. That could be in part because when it comes to prison reform, I’m all over the ideological map, attacking public sector unions and defending private prisons one day, then arguing for more lenience towards those convicted of violence and against “personal responsibility” perspectives on crime that ignore racial and other structural barriers the next.

And no, I never had the desire to be a practicing lawyer. I did two summer associateships with a BigLaw firm in Chicago, and while they treated me great I realized it wasn’t the work I’m cut out to do. If the client’s case means digging into issue X, even when Y is a thousand times more interesting, you need to look at X. I want to follow Y, and academia gives me that freedom.

That said, before beginning the substantive part of this cross, perhaps I should make a disclosure. If I had gone into legal practice after law school, it would have been as a prosecutor. If I were to drop out of teaching and become a lawyer (and didn’t have to worry about how to feed three kids in New York City) I’d probably still be a prosecutor. Maybe one who wouldn’t get promoted too quickly, given my views, but still. I think that context is important, because in what follows I’m going to go after prosecutors pretty harshly for being the primary cause of mass incarceration today. It’s an argument contrary to my underlying political perspective.

Q. In numerous papers, interviews and posts at PrawfsBlawg, you’ve developed the theory that observers of the criminal justice system systematically misunderstand the reasons for America’s sky-high incarceration rate. What attracted you to this particular area of scholarship? Has it been difficult, disabusing people of received wisdom about the forces driving imprisonment? Have you experienced pushback, for instance, from people committed to reining in the War on Drugs, who may be inclined to see things like Obama’s commutations of nonviolent drug offenders’ sentences as more significant than they are? Is this a competition of causes? Do you take issue with those fighting against the War on Drugs that it is a bad thing, even if not the cause of over-incarceration ?

A. My interest in prisons began somewhat randomly. I was reading the Chicago Tribune one day over lunch in 2000, just as the dot-com bubble was bursting, and trying to think about what I should do for my dissertation. I came across a short two-paragraph article about how then-Governor Ryan was going to try to close a few prisons to save money as budgets tightened—but he wasn’t going to lay off any guards. That struck me as intriguing, and it made me start thinking about what really drove prison populations up and down. It ended up being a hard enough question that I wrote my dissertation on something else entirely, but once I started wrestling with the issue I couldn’t let it go. I think I’m something of a rarity in the legal academy in that almost everything I’ve written for the past ten years has been attacking a single question—what drove incarceration up?—just from various angles.

And yeah, I’ve experienced a fair amount of resistance. Though people often credit Michelle Alexander’s New Jim Crow for linking mass incarceration to the war on drugs, the idea long predates that—I was reading books making that point15 years ago. The conventional wisdom is deeply embedded, and it will take a lot of time to shift it. (To be clear, I don’t think Alexander claims she first made the connection, but she’s frequently cited by others for establishing the link.)

To be fair, I’m not unsympathetic to the resistance. Once you write something down on paper, it becomes emotionally hard to admit it is wrong. If someone has been arguing for years and years that it’s longer sentences and the war on drugs, it’s hard to simply reverse course when one or two papers come along suggesting otherwise. In fact, I often couch my results somewhat tentatively—“it may be that…”—partly because our criminal justice data is so shoddy that saying anything with certainty is a fool’s errand, but also to give myself room to admit in the future that I may be wrong, or at the very least that things are more nuanced than I suggested at first. Confirmation bias is a monster. One big risk of having my ideas gain wider traction is that I need to make sure I remain open-minded towards valid criticisms of them—but that’s not the easiest thing to do.

And, yes, I think it is a battle of causes, but for a very specific reason. None of the things I criticize are wrong—longer sentences, the war on drugs, and private prisons have all likely made things worse. But there are other factors that have played much bigger roles yet get much less attention. If political capital, time, and popular attention were all unlimited, then by all means we should attack the drug war, long sentences, private prisons, and everything else. But none of these resources is bottomless, so we need to triage: attack the important things first, and then work our way down the list if we have the time and energy. Unfortunately, the lists of what people think we should be attacking and what we actually need to be attacking often seem to rank things inversely.

Q. Conventional wisdom has it that the War on Drugs is especially to blame for America’s prison population. You disagree, pointing to statistics showing that while nearly half of inmates in federal prison are there for drug offenses, a much smaller percentage (historically no more than 22%) of state prisoners, who make up 88% of the total prison population, are serving time primarily because of a drug crime. Instead, violent and property offenders are much more common, and violent offenders alone account for more than half of the growth in state prison populations between 1980 and 2009. How did our perspective become so skewed? What makes us look at federal prisons as if they were representative and ignore the bigger picture? Do we look to the War on Drugs because it’s appealing to think of prisoners as victims of unjust government policies? Do we need to contemplate the possibility that people who shouldn’t be in prison, or not for as long as they are, nevertheless did bad stuff? Where did the dominant narrative come from?

A. First, the easy question. Why do we look so much at the outlier Feds? Because they’re the feds, and the national media is going to cover the national story. Federal reform will always get more attention in the big papers and newscasts than the latest news out of any one state. This is true in legal academia too: top-tier law reviews will always prefer the “national” study to the local, even if the more-local study actually tells a more widely applicable story.

Furthermore, the Feds are much more likely to hand down those insane sentences that again grab attention: sentences like life without parole for a first-time drug deal are, by and large, distinctly federal things. Unfortunately, these accounts generally don’t go on to explain why the Feds are an outlier, or even that they are an outlier, so the Fed story comes across as “the” story, despite being anything but.

In the current reform effort, I think we’ve also focused on the war on drugs because it is the most politically salable argument: the left and the right, as well as the elites and the general public, all can agree that some low-level, non-violent types are better served outside of prison, and perhaps outside the reach of criminal justice altogether. The argument I thus hear so frequently is that we need to build coalitions around the idea of fixing things for the low-level, non-violent drug offender, then expand from there. That sounds great in theory, but it often seems to fail in practice. The rhetoric we use to pass laws to lessen severity for people convicted of non-violent crimes often throws those convicted of violence under the bus. States from Maryland to South Carolina (think ideological distance, not geographic) have passed reform laws that cut sanctions for non-violent crimes but raise them for violent acts—and, in fact, it seems frequently that the increased severity for violent crimes is the unavoidable “price” for the low-level reforms.

And there are real costs to this rhetorical and political approach. A recent survey in Vox found that 60% of Americans—including 55% of liberals—are unwilling to cut punishments for those convicted of violence, even if those up for release pose a low risk of reoffending. Our unwillingness to accept that real prison reform will require lower punishments for violent crimes is, sadly, as bipartisan as the effort to reform things. (That same survey reported that about 60% of Americans, here uniformly across ideological affiliation, thought that about half of all prisoners are serving time for drug crimes; it’s a deep-rooted misperception, and I think the Fed focus has played a huge role in that.)

Q. Even if the War on Drugs isn’t directly responsible for the incarceration rate, could it be a major indirect factor? Between gang wars, the run-on effects of criminalization and the way a (drug) conviction makes it hard to live life free of further run-ins with the law, is it possible that a significant percentage of violent crime convictions are rooted in that misguided federal project after all?

A. So I’ve written an entire paper on this, as well as an entire chapter in my forthcoming book (I waited four question to plug it: I call that restraint); these are not questions that are easy to answer concisely. The main complication is that compared to a world with a war on drugs, the world without it would have more of some crimes and less of others, probably for a net decline, but not nearly as much as many would hope. In her fantastic book Ghettoside, LA Times journalist Jill Leovy argues, fairly convincingly, that the murder rate may not be that much lower in the absence of prohibition, since murders that take place over drug deals gone sour would simply be caused by some other source of friction. And Mark Kleiman has pointed out that capital-P Prohibition certainly led to an increase in Al Capone-style murders, but a decline in more-generic alcohol fueled deaths.

Drugs may be cheaper without the war on drugs (although that would be more likely under legalization than decriminalization), so some people would stop stealing to pay for a now-cheaper habit, but others would abuse more and may find themselves poorer than before. And on and on. And while there are a lot of drug convictions and drug arrests out there, they remain a fairly small fraction of the overall story. Between 1980 and 2012, for example, we made 43.2 million drug arrests. That’s a really big number, but it comes to under 10% of the 444.7 million total arrests—almost half a billion—made during that time.

Don’t get me wrong. Almost all of those 43.2 million drug arrests were for possession, so there are a lot of people (less than 43.2 million, since the 43.2 number treats someone arrested twice as two arrests, but a lot) who have criminal arrests records, and possibly conviction records, for low-level behavior; many of them are for pot, which is even harder to justify. Getting rid of these arrests and their collateral costs would be a good thing. But we shouldn’t oversell the magnitude of the impact that would have on the population of people with criminal records more generally.

Regardless of all that, I have to take particular issue with the claim that the War on Drugs is a “federal project.” There is no one war on drugs. Every state declared “war” at a different time—New York, for example, passed the Rockefeller Drug Laws in 1973, well before Reagan’s 1982 speech. And even that tells too-high level a story. Each county declares war at different times. While NY passed the Rockefeller Drug Laws in 1973, by 1984 the total number of people in New York prisons on drug charges was lower than it was in 1973. Between 1984 and 1996, the number in New York prisons for drugs soared, only to start falling in 1997, long before the Rock reform laws of 2004 and 2009.

The local DAs were mostly doing their own thing, ignoring the Rock laws when they were first adopted, and then pulling back before they were reformed. Or at least some of them: the decline from 1997 onward was driven by the New York City DAs, who cut back on sending people to prison for drugs, even as counties in the rest of the state have continued to send more and more. Telling federal, or even state, stories often eliminates the very source of the trends, which tend to be much more local. I bet there is often as much, if not more, heterogeneity within states as across them.

Q. Another conventional explanation focuses on the trend towards stricter and less flexible sentences, as expressed in the Sentencing Guidelines and the large-scale enactment of federal and state mandatory minimums beginning in the 1980s. To rebut that view, you point to statistics purporting to show that the average sentence served hasn’t actually changed that much in 30 years. Even so, crime is down massively since the 90s, but the incarceration rate continues to grow. The implication is that people are being sent to prison for less-than-horrible offenses, so shouldn’t we expect sentence length to fall? What role has parole, including the expansion of access in various states starting in the last decade, played in holding sentence lengths down? And what about the federal system, where you’re guaranteed to spend 85% of your sentence behind bars?

A. Let me start by saying that I don’t think my argument against longer sentences applies nearly so well to the Feds. Sentences are substantially longer in the federal system, and people serve a bigger chunk of them. My focus is on the states, which hold about 87% of all inmates, and which look nothing like the Feds. (I would wager that the two states that look least like each other when it comes to criminal justice have more similarities with each other than either does with the Feds.)

So yes, I think we oversell the importance of longer sentences. Not everyone agrees, and I think the point you raise about less-serious offending is a major bone of contention. If I were looking at broad categories like “violent crime” and “property crime,” this would be a serious concern. If murders are down and prison admissions for violent crimes are up, it seems likely that we are committing more assaults and fewer killings, and then stable time served is really masking increased toughness. (This is a common problem in statistics called Simpson’s Paradox.) However, as I show in the book (but not elsewhere, so I have nothing to link to yet), if we restrict ourselves to the 2000s, when sentencing data gets a lot better, time served is pretty flat even within specific offense categories (like aggravated assault, blackmail, firearm law violations, etc.). It’s still possible that the crimes we are charging even within each category are getting weaker, but that is less likely—or is happening to a lesser degree—than if we were looking at broad groupings like “violent crime.”

Second, we’d like to think that prosecutors have always triaged cases based on importance, so the most severe cases have always been the ones prosecuted first; if true, this would imply that falling crime plus rising convictions and prison admissions must mean more-marginal offenders are being locked up. But there’s at least anecdotal evidence that prosecutors may favor provability over importance, and those are not always perfectly correlated. So the severity of those being charged in lower-crime/higher-punishment times need not be less than in higher-crime/lower-punishment periods.

This is particularly feasible given how much “slippage” exists in criminal justice. Only 13% of all reported index crimes result in a prison admission, and only 1% of all index property crimes. A total of 10% of arrests for violent crimes and 8% of arrests for property crimes produce admissions. So it’s quite likely that prosecutors have always had a deep pool of fairly-equally serious cases to draw from, even as crime drops. (The answer to the next question will support this idea even more.)

Q. The actual culprit, you contend, is prosecutors’ newfound willingness to drop the hammer on defendants and file felony charges where a misdemeanor would once have been fine. Why is this happening? And how does this square with other contentions, such as prosecutors using excessive felony charges as a bludgeon to compel plea bargains? Is this just a gambit for prosecutors, or do they sincerely want to see every defendant put away forever? Why do prosecutors today see a decade of imprisonment as necessary when a few decades ago, probation was thought sufficient?

A. So first, here’s my argument, in academic form as well as a more readable version. Basically, it’s this: as crime dropped, we had fewer arrests, but a larger and larger fraction of those arrests turned into felony cases. Once felony charges were filed, the probability a case ended in a prison admission remained flat, as did time served. In other words, over much of the crime decline (my data ran from 1994 to 2008), the biggest change we see, by far, was this increased toughness by prosecutors when it came to filing charges.

Why did this happen? No idea. None. I have no solid evidence to point to.

This is because prosecutors provide us with no data at all about what they do. We have the Uniform Crime Reports, the National Crime Victimization Survey, the National Prisoner Statistics, the National Corrections Reporting Program: rich datasets on crime, arrests, and prisons that, whatever their flaws, give us a good sense of what is happening with crime, police, and prisons. But for prosecutors, the most powerful actors in the system? Nothing.

So all I have are some theories. Here are two. Between the 1970s and 1990, as crime soared, the nation hired an additional 3,000 prosecutors, bringing the total up to 20,000 from 17,000. Between 1990 and 2007, as crime dropped, we hired 10,000 more prosecutors, three times what we hired when crime was rising. These ADAs have to do something. And it looks like caseloads, measured by various indirect proxies (since we have no consistent data on the matter), have remained fairly stable as crime dropped. More prosecutors plus stable caseloads equals more felony cases, even if crime is going down (and like I showed in the previous question, there is a deep enough pool of serious-looking cases to keep all these new prosecutors working).

Another related issue is that between the 1970s and 2007, the number of prosecutor offices that were run by a full-time DA rose from about 45% to 85%. To the extent that more-rural prosecutors seem to be the source of increased aggressiveness these days, this could play a big role in that. New York City and LA have always had full-time prosecutors, so most of that professionalism took place in more-rural areas.

There are other factors too: prosecutors can use longer sentences as more-effective cudgels at plea bargaining (I bet this matters more than stacking charges, but I could be wrong), they may have more-reliable evidence to bring to bear (DNA, cell phone and security camera footage, etc.), the head prosecutor may be more ambitious for higher office, etc. But again, without any data, it’s hard to say more clearly. I think some of these may matter a lot—a colleague of mine and I have talked a lot about looking into the role of increased political ambition—but for now the lack of data leaves it at speculation.

Furthermore, there’s no real good evidence on what motivates prosecutorial behavior at the individual or office levels. I would say, though, that the real question isn’t “why decades now when it was probation before,” because time served is, I think, surprisingly short compared to what people believe: the median time spent in prison for drug or property crimes is about 18 months, and it’s about three years for a violent crime. I think the better question is “why is any sort of prison time required now when probation—or no charge at all—was okay in the past.” It’s not so much that people are spending more time in prison, it’s that more people are spending (the same amount of) time in prison.  Obviously the crime surge from 1960 to 1991 shaped and hardened attitudes, but all in all it’s a vitally important question hampered by a distinct lack of data.

(To head off the obvious objection, yes, some people are spending a lot of time in prison. But in a study of 200,000 people admitted to prison in 2003, I found that only 3% were still in, without having been released, by the end of 2013, and over 85% of those were in for a violent crime, 75% for an index violent crime, and about 25% in just for murder or manslaughter. So most of these were serious violent crimes. Moreover, when you read about all the people serving “life sentences,” realize that (1) fully 25% of those sentences are just in California, and (2) in many other states, “life” can mean release within 10 or 15 years—needlessly long terms, yes, but shorter than what “life” suggests.)

Q. Let’s assume “prosecutorial enthusiasm” is, in fact, primarily to blame for incarceration rates. But prosecutors don’t operate in a vacuum. Have changes in the legal landscape contributed to the problem? For instance, over the past twenty-five years, the weakening of the Fourth Amendment in cases like Whren v. United States has made it significantly harder to suppress evidence, making it significantly harder to challenge the prosecution. To what extent is the Supreme Court responsible for full prisons? Have they emboldened prosecutors to be needlessly harsh? What about defense attorneys? Has the defense fallen down on the job and let this happen?

A. Let’s start with defense. Defense hasn’t “fallen down.” Defense has been shoved down. Eighty percent of those facing prison time qualify for a public defender or appointed counsel. Yet we spend about $4.5 billion on indigent defense—about 2% of the over $200 billion states and counties dedicate to criminal justice. That’s less than the $5.5 billion per year we spend on prosecutors, and that $5.5 billion ignores that prosecutors have free access to investigators in a way that indigent defenders do not. One study in North Carolina found that accounting for these free services effectively tripled the prosecutors’ budgets.

There’s no need to recount the crisis public defense finds itself in, most notoriously in New Orleans. The fact is, however, that lawsuits about inadequately funded defense stretch across the country, from deep-red Louisiana to deep-blue New York. I think that adequately funding indigent defense is one of the most important things we need to do, and I think it is one of the few areas where the federal government could effectively intervene in a way that could really change what is happening on the ground at the state and county level.

As for SCOTUS, it’s possible that its decisions have mattered. I mean, I’m sure they have to some extent. But in a world of plea bargaining and overwhelmed public defense, it’s unclear whether SCOTUS’s shadow reaches where most cases are resolved. To what extent would a public defender with a caseload two to three times what is manageable and little to no access to investigators be able to establish that evidence was excludable if he was operating under more pro-defendant standards? On the margin, opinions that made it easier to exclude evidence would help, but I doubt by too much. In the end, though, I think SCOTUS has spent so much time focusing on the margins of things—the death penalty, which for all its emotional power impacts a vanishingly small fraction of cases (about 0.1% of the prison and jail population, and about 0.03% of those under correctional control are on death row), and jury-trial rights, which almost no defendants invoke in a world of plea bargains and bench trials—that its overall impact on a plea-driven world is pretty slight.

Q. What’s to be done about prosecutorial discretion? If the War on Drugs were the true culprit, we could look to a future administration to reverse course. But district attorneys operate on the county level. Police reformers like to blame misconduct on “cop culture,” and hope to address it through reform. Is there something like a homogenous “prosecutor culture” we could try to use as a lever, or is that a pipe dream? Even if there were, would prosecutors be receptive to the idea that not every defendant needs to be imprisoned? What would elected DAs’ constituents say? Is it politically feasible? How can they be moved to change?

A. Changing culture is hard, especially because prosecutors are so local. In some cases, elections can work. Tough on crime prosecutors have lost not just in Democratic primaries in blue districts like Chicago/Cook County, but in Republican primaries in red districts like Florida’s Fourth Judicial Circuit (Jacksonville). But it is likely that there are a lot of tough-on-crime prosecutors who are politically secure.

Constituents pose a problem, and I think it is important to emphasize how. While prosecutors are elected by the county, crimes (at least in urban counties) tend to be concentrated in the cities. Yet suburban voters have disproportionate voting power—in other words, those who elect the prosecutor are not the ones who feel the costs of excessive enforcement. It wasn’t always like this: as Bill Stuntz points out, prior to the end of World War II and the rise of suburbanization, those in the cities who felt the brunt of crime also tended to control the cities’ political machines. This created a certain amount of balance. Now, however, costs and benefits are separated, with those who feel the benefits but bear far fewer costs wielding the power, which surely motivates some of the excessiveness—especially given that the disconnect operates along sharply racial lines.

So I think another solution to consider would be to move to urban districts: let Detroit have a prosecutor and non-Detroit Wayne County another one. This is not a panacea—such city-only districts exist in NYC, Baltimore, St. Louis, and a few other places, some of which are doing better than others (but all of which could, perhaps, have done even worse if the ring suburbs were included)—but I think it is an idea worth pursuing more.

I’m increasingly drawn to the idea of legally binding charging and plea bargaining guidelines that restrict prosecutors just the way sentencing guidelines restrict judges. New Jersey actually has its Brimage Guidelines, which are plea bargaining guidelines for a small set of serious drug offenses. I think that states could expand these to cover more offenses and more decision-nodes that prosecutors face. As long as they are enacted by the legislature, I think courts would enforce them, so the county-ness of prosecutors would not thwart them. Obviously, there are a thousand issues, big and small, about what such guidelines should look like, but I think all of them are surmountable. Working through what such guidelines would look like is one of my next big projects.

Q. Failing that, what kinds of incentives could we set for government officials to reduce the prison population? Financial? Incarcerating people isn’t cheap, and local and state budgets are a little less “unlimited” than the feds’. But do prosecutors care? Is there a pragmatic argument to be made here, about the failure of prison time as a rehabilitative measure and the costs that come with shutting people out of employment or turning them into repeat offenders? Should we make a moral argument, like Julie Stewart has with FAMM? Is that even possible with violent and property offenders? Do we need better data before we can settle on a plan of attack? Have we so vilified criminals that there is no political will to turn back?

A. So on the financial front, there is at least one thing we can do: close, or at least narrow, the giant moral hazard problem with incarceration. Prosecutors, who determine who goes to prison, are county officials, but prisons are paid for by the state. Prison is, in effect, a free resource for a prosecutor. Even worse, less-severe punishments, like jail or probation, are paid for by the county. So prison is actually cheaper than probation, at least in the eyes of county officials. (The small print: We have 50 states doing 50 different things; specifics may vary within specific states. This is a broad but not unfair generalization.)

California is basically the only state to try to correct this, via its complex “Realignment” program. The core idea is that someone convicted of a “triple non” offense—a non-violent, non-“serious” crime that does not require registration as a sex offender—must serve his time in the county jail, not the state prison, even if the conviction is for a felony. Most triple-nons face fairly short sentences, but some can reach up to eight years, and some aren’t all that minor (like negligent homicide, which California does not classify as “violent”). There’s a lot of complexity in Realignment, and I think California has made some big mistakes in how they have implemented it, but the central approach is worth thinking about.

Unfortunately, in strict dollar terms, incarceration is cheap. For all the talk about the costs of prison spending, it’s only about 2% to 3% of state budgets, maybe 6% of discretionary budgets. Alternatives which may be much more socially efficient are more likely to be fiscally expensive: locking people up doesn’t require a lot of manpower, but treating or working with them does. Something on the order of 50% to 75% of correctional budgets go to wages, so more labor-intensive alternatives, even outside the prison, are likely to be relatively more expensive, something Indiana is currently wrestling with. (To be clear, prisons are almost certainly more socially costly than more-local alternatives, but likely cheaper per prisoner when compared in state budget dollar terms.)

In the end, I think what decarceration is going to take is a fundamental attitude shift. I don’t wholly agree with Michelle Alexander’s claim that there is little the law can do to stop mass incarceration, but I am sympathetic to her broader lament that what is needed is some sort of deeper moral or spiritual change. We have to want to be less punitive.

This is why I find the Brock Turner case (the Stanford rape case) so frustrating. I agree that the sentence felt too low, especially compared to what is routinely imposed for equally severe if not less-harmful non-rape assaults. Yet faced with this, liberal critics of the sentence had two options: follow the tried and true tough-on-crime path of insisting that parity means jacking up the severity, or take the call for decarceration to heart and make the far more radical argument that the disparity between the Brock case and others showed the need to reduce the sanctions for the other crimes. Choosing the former was a blown opportunity to demonstrate what a true commitment to decarceration requires.

I get the political preposterousness of that last paragraph. No politician right now is going to win for passing the “Make All Sentences LESS Severe Act.” But to the extent that previous paragraph sounds like a fever dream, it shows how big an attitude adjustment we need to make. Otherwise we’re always going to vulnerable to backsliding—like we just saw in Arkansas, where a 10% drop in prison populations following the adoption of a reform bill turned into a 25% increase in the wake of a single murder by a single parolee.

Q. What’s in your future? You’re ten years into your professorial career, a successful scholar, young, popular with your students. Would you like to put your empirical knowledge to work as a judge? Maybe try a few cases after plea negotiations break down? Take a more direct role in pushing penal reform? Is the ivory tower everything you hoped for? Whither must you wander?

A. I don’t see myself ever leaving academia. I love teaching, and I love the freedom to explore whatever issue strikes me as interesting in whatever way I want to approach it. At the same time, I’ve never wanted to cloister myself in the ivory tower either. To the likely benefit of criminal defendants, I doubt I’ll end up trying cases any time soon—David Faigman once wrote something along the lines that every JD/PhD is either a social scientist with a JD or a lawyer with a PhD, and I’m definitely the former—but I am interested in doing more to change what our policies really are, and I’ve started to have some conversations with policy-making types along those lines. I think that’s where I can make the biggest contribution: I understand how the law actually operates, but I’m more comfortable than most with the numbers.

 

Cross: Carol O’Brien, Because There Are Bad People Out There

September 28, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg Cross Delaware County, Ohio’s Prosecuting Attorney, Carol O’Brien.

Q. Your journey started at Northwestern, in Evanston, Illinois, where you majored in political science, but apparently planned to become a high school teacher. Was that the dream? Teaching is certainly a vital profession, but you chose not to pursue and to head off to law school instead. Did something put you off from teaching? What made you decide that, for a teacher, you would make a good lawyer? Was there some direction in law that drew you to law school?

A. Actually I started telling people in 5th grade – to be specific, the first time I mentioned it was in gym class… – that I wanted to be a lawyer. I wanted to be Perry Mason. Yes, all of you young folk need to look that name up. I took the education classes at Northwestern because they sounded fun – and as a back up. I am a bit of a worrier and I wanted to make sure I had something to fall back on in case I didn’t get into law school. Funny thing…I really enjoyed teaching.

By the way, I’ve never had my Perry Mason moment – you know the one where the witness on the stand breaks down under the masterful cross by Defense Attorney Mason and admits to the crime – totally exonerating the defendant. I’m still trying to get a defendant to break down on the stand during my masterful cross and admit to the crime….

Q. In 1980, you headed to Toledo for law school. Why Ohio, of all places? You excelled in school, winning the AmJur prize for torts. Did you have dreams of doing personal injury law? You also coordinated the Wagner Labor Law competition. Maybe labor law was going to be your thing? What you didn’t do was focus your energies on criminal law. Did it hold little interest at the time? What areas of law fascinated you at Toledo Law? What were your plans when you graduated in 1983?

A. Born in Toledo and raised in Maumee, Ohio. Toledo was the only law school I applied to. Figured if I didn’t get in, I would teach or stay at the full time job I had in my senior year at Northwestern. I chose Toledo because it was home. I loved Chicago but I wanted to see if it was better to be closer to home and family or to move back to Chicago – turns out I did neither!

My initial post-law school dream was to be in private practice – had no idea what that entailed! I had absolutely no inclination to practice criminal law, though one of my favorite classes was the required criminal law class. The professor was a practicing old school criminal defense lawyer who taught not only the law but the practice. I also loved the way he rushed through the discussion on sex crimes because he was embarrassed to be talking about sexual assaults in front of women. I really enjoyed my Labor Law classes and decided that was what I wanted to pursue – unfortunately (?) love got in the way and I married a fellow law student who was Naval JAG officer. He was stationed in Charleston, SC and there wasn’t a huge call for labor lawyers in Charleston.

Q. Your first job out of law school was with the Advocates for Basic Legal Equality, in appropriately-named Defiance, Ohio, handling civil litigation on behalf of low-income individuals and groups. Was this a cause to you, or was it just where you got a job? Representing the poor certainly offers a perspective that few learn in law school. Did this affect your perspective of how law impacts the poor? Did you gain an appreciation of the difficulties faced by the poor? What did you takeaway from this work?

A. I would like to say that I took the job with ABLE because I had a huge interest in the cause, but I took the job because they were as desperate to have someone with a law degree as I was to get a law job. I was living in Toledo while my husband was finishing up his training with the Navy, and we were transferring to South Carolina in April of 1984. I was barely in the office a month when the managing attorney left and I was the only attorney in the office. I tried a case (or should I say, I tried to try a case – sheesh I was bad) with no assistance against one of the most experienced attorneys in the area. It was horrible. I lost. I learned then that knowing what you don’t know and knowing when to ask for help are really important skills for a lawyer to have.

I didn’t really start practicing law until I moved to Charleston and was hired by Neighborhood Legal Assistance Program (NLAP). NLAP had a great mentoring program from which I learned what it means to be a lawyer and to represent someone. Because of the huge need for legal services for the poor in Charleston, we accepted only a small percentage of cases that walked in the door. Divorce cases with children and violence; social security disability cases, landlord tenant – where a need was immediate. The Charleston Bar was small, so all the attorneys and judges knew each other.

Working with poorer clients required me to be creative. I couldn’t just give them an appointment and expect them to be there – we had to work out the logistics. If they were taking the bus we had to look at bus schedules. If they were working we might have to meet after 5:00 pm or before 9:00 am. Many times my clients didn’t get much schooling, so I would have to make sure I took the time to explain what was happening. I couldn’t just give them paperwork and say read it; they may not be able to read.

I believe that my work with ABLE and NLAP made me a better lawyer. It taught me how to listen, how to work with people and it made me realize that if I wanted to connect with people I had to do more than dictate to them, I had to talk to them. It taught me that lawyering is not a 9 to 5 job.

Q. Following your trip down to South Carolina, where you spent a couple of years working for the Neighborhood Legal Assistance Program, against representing low-income residents in civil matters, before returning to Ohio as a staff attorney for The Ohio State law school’s Civil Litigation Clinic. Were you returning to your teacher roots? Did you want to go academic? Had you considered going for a tenured teaching position? You also did volunteer work as a mediator, teaching a mediation seminar and serving as a hearing officer for landlord/tenant disputes. Having been a litigator in the trenches, did you become a mediation convert?

A. I found the clinic experience amazingly worthwhile – both for me and for the students. I think that the clinical programs are some of the most educational of any of the courses at the law schools. To give a student a look at real life, a chance to see what they face when they graduate and go out into the real world, is amazing.

When I took the position with OSU, I was informed that the position was at the most a three year position – with no chance of a tenure or longer track position. I was fine with that. However, after I was in the position for a year ,I started talking to the professors associated with the program and suggested that they look into making it into a different type of position – they agreed and the attorneys who came after me stayed for much longer periods of time. I think that change was beneficial for the program.

I think that experience did reignite my interest in teaching. I truly enjoyed working with the law students – they did amazing work on their cases and for their clients. The attorneys who were “on the other side” of the cases were truly amazed at the level of legal work they saw from the students. Of course the students were generally only working on one or two cases, but they worked them to death.

I have continued to mentor new attorneys and to teach to some degree since then. I have presented at a number of seminars for attorneys and law enforcement, I taught at Columbus State Community College and I speak to middle school and high school students on a regular basis. I would love to get back into teaching at the collegiate or law school level.

I believe that mediation is a viable alternative for the right type of cases in the system. I was fortunate enough to work with former Ohio State University College of Law Dean Nancy Rogers, who is a leader in the field of mediation. She is so knowledgeable and talented in the field that I learned a tremendous amount. I think mediation is appropriate for cases that are based on principle and where there is not a tremendous “power” difference between the parties. For some time, there was a push for mediation in domestic violence case – I do not believe that mediation is ever appropriate in those cases.

Q. In 1992, you left the warmth of academia for the cold of the Montgomery County prosecutor’s office as a special assistant. What gave rise to this paradigm shift in your practice? Had you considered being a prosecutor before that? What made you decide to leave the representation of the poor behind? Your first job dealt with nuisance abatement. Did that feel different that prosecuting individuals for crimes? Did you view yourself as a “real” prosecutor at the time? Did you see this as an extension of helping the same people you served before, but in a different capacity?

A. I actually left OSU in 1989 to take a position with the Civil Division of Franklin County Ohio Prosecutor’s Office. Toward the end of my three year commitment with OSU the chief of the civil division in Franklin County told me he’d rather have me working with him than against him and he offered me a job. We had an amazing group of folks in the civil division – it truly felt like I was home. I represented the Elected Officials and employees in the county when they were sued. I really had no intention of being a “prosecutor” (criminal) and most assistant prosecutors handling criminal cases have no idea what an assistant prosecutor in the civil division does – I believe they literally shudder just thinking about it.

During my time in the civil division we had an issue with Adult Bookstores allowing sexual acts to occur in their stores, and I was “drafted” to assist with nuisance abatement cases. We filed nuisance abatement cases against 9 bookstores. Though this was a civil enforcement issue against the book stores, it also involved the owners of the book stores and of all the civil cases I handled, these were probably most like criminal prosecutions. Though there was no jail/prison time involved, the cases were prosecuted against defendants and the penalties could be substantial.

When I was in the civil division, my clients were statutory. I represented the elected officials, the county agencies and their employees, so the client base was totally different than when I worked with Legal Aid.

Q. In 1993, you served in the Franklin County, Ohio, prosecutor’s office as Deputy Chief of Economic Crimes, where you were involved in prosecutor more serious crimes, from public corruption to RICO. Did this reflect a shift to being a serious prosecutor? Was there a different sense of purpose then, of being integral to going after criminals? You later worked for a number of other prosecutors offices, doing all manner of criminal prosecution. At what point did you decide that your purpose was to be a serious prosecutor? Did you view yourself as serving the public good, or did you just like to put those bad dudes away?

A. I’m not sure I would view the prosecution of more serious crimes as a shift to being a serious prosecutor – it was a shift to becoming a criminal prosecutor. As a civil prosecutor, I handled multi-million dollar lawsuits against county elected officials, agencies and employees. I handled wrongful death litigation, civil rights litigation and any number of other types of cases that would be considered serious. The focus is different. As a civil prosecutor I was defending people who were accused of some sort of civil breach. As a criminal prosecutor I am accusing someone of committing a crime. In both civil and criminal roles, the basic role is to look at your evidence, to talk to everyone involved – parties, witnesses, victims, investigators and try to figure out what really happened.

The role of any prosecutor – be it the elected, appointed or assistant, is to do justice. That is our mandate. I take that seriously. I “go after” criminals and “bad dudes” because they have violated the law. While I worked at the prosecutor’s offices in Franklin and Delaware and when I was at the Ohio Attorney General’s office I was often asked to handle prosecutions in other jurisdictions. The prosecutions were generally high profile and involved complicated fact patterns. I appreciate being involved in those types of cases because they are challenging and require me to utilize all my skills as a lawyer.

Behind every “bad dude” is a victim. I was at my high school reunion last month and someone came up to me just to tell me that he is an empathic person and cares about people. He represents defendants who claim to have brain injuries and he feels the criminal justice system “is not fair” to these people. They can’t help themselves and they shouldn’t be imprisoned. I told him I’m an empathic person and I care about people too. What would he suggest we do with a “brain injured” person who breaks into a home and rapes a 90-year-old woman? Frankly, I’m going to side with the 90-year-old woman.

I have sat and held the hand of an 8-year-old girl as she sobbed while telling me her grandfather raped her. I listened to a young man as he described his horror when his car was rear ended by a drunk driver (who’d been convicted of OVI numerous times) and his wife was killed as she threw herself over the carseat of their not quite one-year-old daughter to save her.

I reviewed the audio interview by an Arizona Detective of a father admitting to raping his very young daughter while they lived in Ohio because he thought the Arizona detective could not charge him with the crimes in Ohio. And then when he made bail and fled to Germany for 12 years, I worked with the feds to get him back. I’ve reviewed autopsy photos of babies and child porn videos involving babies – I can never get those images out of my mind.

My job is to do justice, protect the citizens of my state and to make sure that these defendants cannot harm another person. These victims are the people who make it “easier” for me to go after the bad dude. If I can help these victims get some semblance of their lives back and if I can help them become surviviors and thrive, then I am serving the public good. If I can get the bad dudes off the street so they don’t harm another person, then I am serving the public good.

Q. While you had plenty of experience in civil litigation, you eventually reached you first felony jury trial as prosecutor. How did that go? Were you the trial lawyer you hoped to be? Any major gaffes or moments of brilliance? What was the difference in trying a criminal case as opposed to civil? Looking back now, would you have done anything differently?

A. While I absolutely sucked in my first civil trial – if only the floor had opened and swallowed me up – my first criminal trial went well. I had a significant number of civil trials both at the state and federal levels, so I was well-versed in trial procedure. I was nervous – there is so much more at stake in a criminal trial for both the prosecution and defense. There are more rules in trying a criminal case – the defendant has a number of procedural safeguards that are not available in civil cases.

In criminal cases you have to be able to think on your feet and respond quickly to ever-shifting issues. Civil cases are more scripted out because in most civil cases you have deposed (or should have) every witness and you know exactly what they are going to say – and if they don’t follow the script, you have prior testimony with which to cross them. You do not have that in a criminal case.

Q. You were a felony staff trial prosecutor in Delaware County, when you were appointed Prosecuting Attorney in 2011. How did that happen? Did you want the big job at the time? You were elected to the position in 2012, so by then you demonstrated that you earned the position. What did it mean to hold the top job? The responsibility of locking human beings up, perhaps even taking their lives, is enormous. What was your perspective toward the awesome given prosecutors? Did you see yourself as avenging the victims of crime? Could you still remember those low income people you represented years before? Did you appreciate that you were holding a huge bludgeon?

A. Absolutely never thought I would be an elected anything….wasn’t my cup of tea. I have a tendency to speak my mind – without a lot of filters – which generally isn’t a great way to win friends and influence people. When I took the position as an assistant in Delaware County, I didn’t even live in the county.

In 2010, my mother-in-law was in need of more care and moved in with my husband and me. It took about a week to realize we needed a different home – no steps. We started looking and since both of us worked in Delaware we figured we would look for a home there. Our boss, David Yost, was running for State Auditor. At the time we purchased the home – a beautiful 1920 Craftsman home – we did not think Dave would be successful in his bid. A few months later, he was leading in the polls and on November 2, 2010 he was elected Auditor.

My husband decided to move to the Auditor’s office with Dave – though he was the appointed Prosecutor for 10 days – just ask him, he’ll tell you, he was Prosecutor first – and I had the most experience in the office. I went through the process and was appointed. I stood for election in 2012 and was fortunate enough to not have an opponent. I am on the ballot this year and again do not have an opponent.

There are many nights I don’t sleep – being the elected Prosecutor is a huge responsibility and there are hundreds of moving parts. It is not my job to avenge the victims of crime, but it is my job to make sure those who commit felony crimes in Delaware County are held responsible – to their victims, to the community. Sometimes that requires they work their way through the justice system and sometimes they take alternative routes. The Court has a program for offenders who are addicted or mentally ill and those challenges contributed to the crime – it’s called Intervention in Lieu of Conviction – if the defendant completes the terms of that program all charges are dismissed and the records can be sealed. I also have a Diversion program for first time felony offenders. Defendants are admitted to the program with the permission of the law enforcement officer, the victim and the assistant prosecutor on the case. They are supervised for a year, required to make restitution and to work community service hours. If they complete the program their charges are dismissed and records sealed. It is giving people a second chance and most folks on the program are successful.

As prosecutor you look at all the circumstances relating to the crime committed – while it may tug at my heart strings that a defendant had a hard life growing up, or is currently living in a difficult situation I really cannot take that into account in my charging decision. I have a responsibility to the citizens of Delaware County to hold defendants responsible for their actions – Lady Liberty wears a blindfold for a reason.

I do not look at defendants during court proceedings. As a mother of three sons, my heart breaks when I see a young man or woman walk into the courtroom wearing shackles – there but for the Grace of God….As prosecutors we have to focus on the facts, all the facts of a case and not let our innate biases influence our decisions. There are some words I never want to hear from a defense attorney or defendant – do not ever tell me that what I am doing is going to a) ruin your family’s life b) embarrass your mother, sister, wife, children etc., or c) make you lose your job. Why should I care if you didn’t? I always feel for the family of the defendant – they pay a huge price for the actions of a family member – but I did not cause the defendant to take the actions he /she did.

Q. Ohio has experienced some huge issues in the past few years, from the killing of Tamir Rice, which likely cost Cuyahoga County prosecutor Tim McGinty his job, to Michael Brelo’s acquittal for killing Timothy Russell and his passenger, Malissa Williams, both black. How does this affect what you do? Is racism, explicit or implicit, a concern in how police perform their function? Would you hesitate to prosecute a cop if you believed the evidence was there? What can a prosecutor do to change the perception of an untrustworthy system that favors the life of a police officer? Is the First Rule of Policing, make it home for dinner, real? Should it be? Are cop lives more valued than others?

A. Most certainly Tim McGinty lost his job because of the grand jury’s decision in the Tamir Rice shooting. I know Tim. I know that he would handle the situation the same way, even knowing he would lose the election, because he thought what he did was the right way to handle the situation. I don’t know Judge O’Donnell, but he had an extreme amount of pressure to convict Michael Brelo and he found the evidence insufficient. Tough call.

I think that racism is always a concern for law enforcement agencies. Most people have innate biases and prejudices that have to be overcome – sometimes this is easy and other times not so much. I’m going to give a shout out to the law enforcement agencies in Delaware County because all of the agencies have significant outreach programs that help address the perception of an untrustworthy system. Each public school district in Delaware County partners with law enforcement and there is a School Resource Officer (SRO) in every school. Unlike the Chicago statistics, there has not been an increase in arrests or expulsions as a result of the presence of the SROs. Many times the SROs have been there to assist students with the difficult realities of their lives – bullying, domestic violence, no food, and any other number of situations.

Westerville PD has a Cops and Kids day where local law enforcement and community groups get together to host a day of fun for the children – the chief in the dunk tank is a huge draw. Powell PD sponsors Candy by the Carload – a Halloween event, and Mystery Night. Delaware Police Department and the Delaware County Sheriff’s Office host Picnic with the Cops in August, and they sponsor basketball and baseball leagues for children who are in the less affluent areas of the city.

At least in Delaware County there is an effort to open the lines of communication, an effort to address the innate bias and prejudices that exist and to help people understand the system. As prosecutor, I participate in a lot of public events. Besides the events with law enforcement (yes, I was in the dunk tank), I speak to school age children, I attend events at the schools and in the community. I will speak to any group that contacts me even if there are only 2 to three people attending the event. When I speak to groups, I invite students to spend a day, a week, a month shadowing in my office. We have a booth at the fair and I write a monthly article for the local newspaper.

I just recently indicted the Sheriff of Sandusky County, Ohio – so, no I do not hesitate to prosecute law enforcement. If a police officer commits a crime he gets indicted. End of story. Generally, if the officer or deputy is someone that I or my staff have a lot of involvement with, I will have a Special Prosecutor appointed because the appearance of a conflict might make my decision to indict or not indict subject to question. I do not hesitate to request the appointment of a special prosecutor in those situations.

I have only had one lethal police shooting in Delaware County – white officer, black man stopped for a traffic violation. The encounter was captured on cruiser video, the suspect was under the influence of drugs and earlier in the evening had waved a gun around, telling people that he wasn’t going back to prison. When stopped, he had the gun on his lap and was waiting for the officer to come to the driver side window. Instead the officer went to the passenger side window, saw the gun, told the driver put his hands up, the driver picked up the gun, pointed it at the officer and the officer shot him. Had the officer gone to the driver’s window, the officer would have been dead. An outside agency investigated the shooting and the case was presented to grand jury. There was no indictment.

The first rule of any job should be to make it home for dinner. Period. If you are a truck driver, a teacher, a prosecutor, a police officer, a garbage man or if you work at the makeup counter at Macy’s, you should always get to go home to your family. I don’t think that the system favors the life of a police officer. I think that the system recognizes that police officers face dangers that non-police officers don’t. The Powell Police Department invited citizens to attend a training, where they were placed into scenarios where a suspect may have a gun – or may have a phone or some other object – and the participants were given the opportunity to shoot or not shoot – every single person pulled that trigger. Granted those folks do not have the training that police officers have but the scenario gives folks an idea of what law enforcement faces.

I teach the legal aspect of the Concealed Carry Class in Ohio. Two of my three sons are concealed carry permit holders – the third is military. I drill into them – if you are stopped by police – hands remain on the wheel, you say officer, let me interrupt, I am a concealed carry holder – I do (or do not) have my gun. And if they have their gun, tell the officer where it is. Not only is this the law but, more importantly, it lets the officer know what he/she is facing. Do not argue with a police officer – you know the officer has a gun, if he says lift your hands into the air – do it. Do not argue. It should be your goal to go home for dinner.

Q. You gave the approval to an assistant prosecuting attorney, Andrew King, to do what many other prosecutors are scared to death to allow. You let him write for Fault Lines. What makes a prosecutor afraid to allow their staff to express their views? Are these concerns real, or more CYA in the sense of why take a chance? Many prosecutors find themselves wishing their perspective was out there, in an honest and forthright discussion, but they refuse to let their people take the chance. Why did you? Is there any sound reason why prosecutors, as well as anyone else, shouldn’t be able to express their views? Does this add to transparency and help people to better understand the system? Would we all be better off if we appreciated all points of view, rather than echos of our own? Are you as proud of Andrew as I am?

A. Andrew does a great job with his posts – I read most of them and I am pleased to see the time and effort he puts into the analysis of every article he writes. Andrew is actually in our civil division, but is currently second chair on a criminal case with me – after this experience he may want to stay in the civil division.

I have a staff of 31 – 16 lawyers (15 ½ – one waiting for bar results), victim advocates and support staff. At any given time I can have anywhere from 1 to 6 legal and non-legal interns. I am responsible for what each of them say and do on any given day. I can also tell you that we do not always agree on how every case should be handled. Because my name is on the door, the final say is mine but I generally only overrule the decision of an assistant prosecutor if I believe they need to do more work on the case. If they have done their leg work and can give me a legitimate reason, other than we might not win at trial, why they case should be pleaded down or dismissed, I usually agree.

Can anyone think of anytime a prosecutor put their perspective out there in an honest and forthright way where he/she wasn’t vilified? Cuyahoga County Prosecutor McGinty? Baltimore City State’s Attorney Marilyn Mosby? The prosecutor in the Michael Brown case? And many others? As you mentioned being a prosecutor is an awesome responsibility – and it is a complex position. Most citizens do not understand how the criminal justice system works in their state– and once you add in the federal system it becomes even more confusing. There are so many intricacies to the system that we as prosecutors live with but are difficult to explain to the public.

While I cannot speak for any other prosecutor, I think that there are a few generalizations that apply to all of us. Prosecutors are subject to a different set of standards/rules/ethical concerns than other attorneys. We have restrictions that a defense attorney does not have. We are not supposed to discuss a case other than what is public record or procedure. If we do, and the case results in an acquittal, we can get sued. Try getting a home loan when you have a pending lawsuit for a couple of million dollars! We need to be able to pick an unbiased jury – we have to be very careful to not prejudice the jury pool.

I’m not sure that Prosecutors are afraid to allow their staffs to express their views – the problem arises when something an assistant says is attributed to the elected Prosecutor and deemed to be the position of the Office. The headline is not going to read, Assistant Prosecutor says ….it will read Prosecutor’s office says….and then the following article will – maybe – attribute the source.

And then something is taken out of context from the article and then, 50,000 shares later, the Prosecutor is trying to dig themselves out of a hole. I am responsible for what my assistants say and do – always. When an assistant gets into trouble – say gets a DUI, it makes headline news, and will be used against you in the next election. I cannot say, that isn’t what I said because someone from my staff made the statement. I have to explain that what was said is not the position of the office (me) and then I have to do something about it (discipline a staff member). Frankly, my assistants would much rather not talk to the media – and most of them do not have much free time to write articles – that’s one of the things that is so impressive about Andrew’s writings – I know how busy he is and I know how much time is invested in writing an article – I’m not sure he sleeps!

Cross: Walter Katz, Watching The Watchers

September 21, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg Cross San Jose Independent Police Auditor and former public defender, Walter Katz.

Q. You studied political science at the University of Nevada, Reno (the biggest little city in the world), where you graduated in 1989. Was the plan always to go to law school? Did you go into college with an interest in criminal law? Were there any political aspirations as well? Were you that very serious student who knew what he wanted to do with his life, or were you more focused on enjoying the freedom and the number 2 party school in Nevada?

A. I first knew that I was going to become a lawyer when I was about ten or eleven years old. My mom had an uncanny knack for getting into arguments with neighbors. This one was about a fence. I must have made some sort of observation that reminded her of her father – who was a lawyer in Switzerland – and that sparked my interest. Plus, the town where I spent the early part of my upbringing was a pretty well-off bedroom community and the rich kids all seemed to have dads who were doctors or lawyers. I desperately wanted to fit in, so “lawyer” made the most sense to me.

From fifth grade on, I took a pretty as dull as khaki chinos path to law school: high school debate team, college debate team, Boys State, political science major and I did a semester-long internship with the Governor of Nevada.

Along the way there were a couple other opportunities. I had a pretty keen interest in applying to West Point, but then in my senior year our debate topic was about U.S. covert military action in Central America.  This was the early eighties, so human rights conditions were awful in places like Guatemala and El Salvador as a direct result of our manipulations and interventions.  I didn’t know very much about the dark side of American foreign policy until then, and I still hold this up as one of the great benefits of competitive debate: learning hard-edged truths in a way one never can in a classroom.

I had a couple jobs that influenced me, too. I was a work-study stagehand at the campus concert venue. I worked backstage for the launch of the U.S. tour of a really huge British artist. Tours liked to start in Reno, because if you sucked, absolutely no one who mattered in the music biz would know about it. Backstage, the lawyer with the Halliburton briefcase was the only guy or woman from the tour who was not blitzed out on drugs.  I thought, that is the guy I would want to be… in control but seemingly the guy up front.

The other job was at a big truck stop and casino that is still around. The general manager sat down with me once, while I was in the coffee shop eating my lunch, when he asked what I was thinking of doing after graduating from college. The answer was I was not going to become a truck stop manager. Having said that, I would have avoided thousands of dollars of law school loans and today I’d be driving an F-350 daily and everyone would call me Walt or Slim.

I went through those years with no interest in criminal law. I had an upbringing with a pretty global perspective since my adopted parents were from Europe, so I wanted to do something international… and that sounds precisely as vague as my plan.

Q. You graduated from McGeorge School of Law at the University of the Pacific in 1992. Was there a reason why you stayed on the left coast? Did anything happen in law school to push you toward crim law? Were there other practice areas that interested you? Did you consider going the law firm route, maybe even Biglaw, coming out of law school? What about becoming a prosecutor?

A. Yeah, family kept me on the West Coast. I won’t go into it here, but our family went through a couple of heartbreaking tragedies in the mid-Eighties. When it was all said and done, it was just my mom and me. I had a half scholarship to George Washington Law that I turned down so I could stay close to home and keep an eye on her. (At this point I could turn this whole interview into a maudlin Dave Eggers rip-off… but I won’t.)

Then the recession happened. I found myself in my second-year apartment staring at an empty wall as my Top Ramen slowly soaked up every last molecule of water in the bowl. (No seriously, I said I am not writing crappy early 2000s existentialism) Actually, the 1990 recession triggered by the savings and loan crisis (Hello de-regulation!) seriously %#$^#! a lot of career goals at second-tier law schools. Where just two years earlier, multiple offers for second year summer clerkships were common, everything dried up.

I was disabused of my dreams of becoming part of a firm with international exposure. I wasn’t even getting interviews. My self-esteem was at rock bottom. But at the time, I was starting moot court and my debate background was really paying off. I was having an amazing time and moot court absolutely saved me as I realized that I had to be a litigator. I had two job interviews – one with the Alameda County DA and one with the San Diego Public Defender and then…

Crim Pro happened. Seriously, how many creative ways could Chief Justice Burger and company twist constitutional logic into an unrecognizable mess? And here is the passage that changed my life:

I hope it will be a matter of concern to my colleagues that the police surveillance methods they would sanction were among those described forty years ago in George Orwell’s dread vision of life in the 1980’s:

‘The black-mustachio’d face gazed down from every commanding corner. There was one on the house front immediately opposite. BIG BROTHER IS WATCHING YOU, the caption said. . . . In the far distance, a helicopter skimmed down between the roofs, hovered for an instant like a bluebottle, and darted away again with a curving flight. It was the Police Patrol, snooping into people’s windows.’

Orwell, Nineteen Eighty-Four (1949)

Who can read this passage without a shudder, and without the instinctive reaction that it depicts life in some country other than ours? I respectfully dissent.

That was Justice Brennan in Florida v. Riley. I was already enamored with Brennan and, of course, that grand lion of justice, Thurgood Marshall. That passage from Nineteen Eighty-Four in that autumn of 1990, as I had an offer from a public defender and a district attorney on my desk, shaped my path more directly than any other moment I had in law school. I had no doubt what side I was on and I could not have been happier with the choice I made.

Q. You went to the San Diego County Public Defenders office straight out of law school. Why there? Were you dedicated to the cause of criminal defense, or did you just want to grab as much court experience as possible? What kinds of cases did you do? And inevitable first jury trial question, so were you brilliant, a disaster or scared to death? What did you learn from that first trial?

A. The San Diego County Public Defender was a relatively new office with a sterling training program. We were a class of thirteen from law schools across the country. If you didn’t believe in the cause of defending the indigent, you didn’t fit in. A couple guys had the I-could-swing-as-a-prosecutor-too vibe, and they were definitely made to feel like they didn’t belong. We were young, idealistic, drank a lot after hours and wanted to be in court or the arraignment tank as often as possible. It was the kind of great time that you knew could only last a moment.

In San Diego us baby PDs only did misdemeanor trial work and felony arraignments in downtown San Diego. Then we got shipped out to a branch for more independent trial work before returning to felony training.

I lost count how many cases I tried but it was the whole misdemeanor gamut with a steady stream of DUIs and domestic violence. I was happy to say that I got far more acquittals than convictions, but then misdemeanor-land can be a deceptive mirage if you get deluded that felonies will be just as easy.

My first trial started the day after I got sworn into the bar. A broke health club owner was being charged with making a false claim in a promotion. It was a ridiculous waste of money… especially considering the disclaimer in small print that disclosed exactly what the poor guy was accused of hiding (something to do with cleaning fees on top of the membership fee.) Anyway, I got the flyer blown up and put it on an easel and all I did in opening was read the disclaimer. I could hear the poor city attorney behind me rifling through her binder and realizing her fatal flaw… she allowed a case to be handed off to her without knowing all the facts. (Be sure to watch Al Pacino in “Justice for All” to see how badly that can go.) To her discredit she didn’t dismiss the case right then and there and the jury came back not guilty in twenty minutes. My first verdict was my fastest ever.

Q. After doing your tour at the PD’s office, then a tour with the Alternate Defender, you shifted away from the courtroom into the Los Angeles Office of Independent Review, responsible for oversight of the Los Angeles County Sheriff’s Department. Why? What caused you to leave the trenches for oversight? Did you feel that you could do more to help than with your representation of individual defendants? Did you have enough of the frustration of the courtroom? Were you more policy wonk than trial lawyer? Did you miss the action in the well?

A. I was at the Alternate Public Defender in LA for fifteen years. I did somewhere around seventy-five trials, and it feels like half of them were life-exposure cases. Why did I leave? Three things. A great mentor told me early in my career that every lawyer only has so many trials inside of him or her. I was starting to believe that and I didn’t want to drop dead of a heart attack in the middle of cross-examination. I lived and breathed trials, to the detriment of my health and family.

Second, it was my goal to get through my career with none of my clients going to death row. I had had three potential death penalty clients and in each of them we were able to persuade the D.A. to not seek death (and in one case to dismiss all together). At some point this streak would run out and I was too scared to want to be there when it happened.

Third, I was having lunch at my desk one day while I had three open murder cases pending. I suddenly realized that all three of my clients were nineteen and that no matter how old I got they would always be nineteen. At that moment I knew it was time to get out if I could.

In the early 2000s, the LAPD was rocked by the Rampart CRASH scandal. Basically a group of dirty cops were stealing drugs and money, planting drugs, making false arrests and even shot and paralyzed a guy, and were getting away with it until they weren’t. One of the cops said to the DA, “I will tell you everything about everyone if you cut me a deal.” I forget the details of the deal but the DA sat him down for days and handed him police reports and he’d lay out one CRASH cop after another as being dirty.

My office was sitting on 119 convictions (almost all of them plea bargains) that were potentially tainted. So, my APD boss created a task force to review all these cases and put me on it. That started a deep interest in me in police accountability. What became clear is that some cases were horrible miscarriages of justice, but also that some of the allegations by the cop throwing the other officers under the bus were fabrications. I learned a lot about discernment during that stint.

I found oversight work extremely satisfying. I had grown tired of the one case at a time, where the impacts were limited perhaps to only that one client who may be thinking of writing heartfelt thank you letters for the next ten years or of shanking you. Being able to take my technical knowledge, legal skills and persuasive abilities and move the needle on important policies is very satisfying.

Q. You had eighteen years of experience with real people, real defendants and their families, before turning to law enforcement oversight. Was that helpful or a hindrance? Did you find yourself too inclined toward the defense view of law enforcement operations? Were you accepted as a fair voice, or as a partisan? Did you have to reinvent your perspective to keep a more open mind to the law enforcement view of the world? Was it hard to leave behind the experiences you gained representing defendants?

A. And eighteen years of experience reading police reports, cross examining cops, tearing forensic evidence apart and digging into complaint files and lawsuits. So, yeah, it was very helpful.  But here is the thing. That was a different hat I was wearing. As a defense lawyer I was an advocate for my client and I took the duty to zealously represent him or her very seriously. Here, I am essentially an advocate for process. Procedural justice is not about any one individual. It is saying that when an officer uses force or is suspected of wrongdoing that a fair and impartial system will develop the evidence and analyze it and apply to policy fairly and objectively. That is why I rarely, if ever, comment on an individual officer involved shooting on social media.  I’m not there. Without seeing the evidence I don’t know squat.

There are 18,000 police agencies in the U.S. Each of those departments is potentially moments away from a crisis. It could be a sex scandal, or a horrible shooting of a kid with a toy gun or a pattern of discriminatory conduct. We’d get hired by city managers or city councils or a chief to dig into department policies, training and practices and take a look into past incidents to get an idea of why the department functions the way it does.  Then we would come up with a set of recommended corrective actions.

This is not dissimilar to what the DOJ does with its COPS office, Collaborative Reform Initiatives. What many people do not understand is that police departments come with a range of insight and understanding of what works and what does not work. A lot depends on both the leadership and the culture, which took years to develop. Some departments actively seek out best practices, while others are very comfortable with a “this is how we’ve always done it” mentality.

There are only about 200 oversight offices in the United States and quite a few of them do not serve a robust policy analysis function. One of the ways that we help entities is helping them think of ways to develop an oversight model in their community that works best for their needs. There is a growing need for that kind of consulting service, as I expect civilian oversight to experience strong growth over the next several years.

Q. You moved to the LA Office of Inspector General, where you oversaw the “functions, procedures and operations” of the Sheriff’s Department. What does a criminal defense lawyer know about police operations? How did you come to learn proper practices? Were you determining whether they complied with the policies in force, or were you involved in formulating policies and practices? Did you find the cops to be willing to adapt, or resistant to change? Did policies really matter to the cops?

A. Both at OIR and at the Inspector General (OIG), we did oversight work but of somewhat different flavors. At OIR we were case specific. We monitored and reviewed deputy-involved shootings, significant uses of force, internal investigations and, to a certain degree, complaints. We did what is called “real time monitoring,” where the Sheriff’s staff got immediate feedback on the quality of the investigation and leadership’s findings and any recommended discipline.

Our focus was on the objectivity, fairness and thoroughness of the process. From that work, we would identify trends and issues which required a deeper probe that would lead to policy recommendations to improve their procedures and practices. Some of it may seem pretty dry at first glance, but with a closer look has significant ramifications… such as whether a deputy should or should not be allowed to see camera footage before providing a formal statement after a use-of-force incident. At OIG our work was more systemic and did not focus as much on individual incidents.

Hopefully, a criminal defense attorney will learn a lot about police operations. Look at what Sun Tzu says in the Art of War, “To know your Enemy, you must become your Enemy.” Today, “enemy” is a strong word, so I would choose “adversary.” I never considered the police my enemy, even in the most heated of cases. My goal as a trial lawyer was to understand the prosecutor, the involved detectives and the jury as well as possible. There is no sense in trying a narcotics wiretap case without knowing the ins and outs of how wiretaps are managed and vehicle surveillance is set up. By not being a $#@), I got a lot of information out of officers on how they do things that may not even be relevant to this case but another case I am working on. The same philosophy applies to oversight…. always be learning.

Q. You are now the Independent Police Auditor for San Jose. What’s your mission? San Jose police were not without their issues, not the least of which involved use of force and racial bias. Are these problems intractable? Are police capable of changing their ways, putting aside their implicit prejudice and desire for their own safety? Is this a training issue, a transparency problem? From your seat, are the problems as bad and culturally ingrained as they appear from the outside?

A. The mission of the Office of the Independent Police Auditor is four-fold: (1) we provide independent oversight of the San Jose Police Department complaint process; (2) conduct outreach about our services, which includes our office as an alternative location for members of the community to make complaints; (3) we make policy recommendations to the SJPD and (4) we monitor officer-involved shooting reviews.

Like many police departments, the SJPD has faced controversy over its practices, such as what appears to be a racial disparity in traffic stops and how the stops are conducted. San Jose is a very diverse city, about 1/3 white, 1/3 Hispanic and about 1/3 Asian. Only 3% of the population is African American. Statistically there has been a real disparity in stops and detentions. Researchers are right now taking a deeper look at the reasons for the disparities.

Different communities have different ideas of what policing should look like. San Jose has a significant homeless population, and many of them are mentally ill. In 2015, there were twelve officer-involved shootings and in four, the involved subject had a documented history of mental illness. Such challenges are not intractable. The police department has a progressive and open-minded leader at the helm who is embracing body-worn cameras, de-escalation training and implicit bias training and is rolling out crisis intervention training across the department. Those are all positive steps.

We at the Office of the IPA are working on additional initiatives which we believe improve accountability and transparency. For example, in 2014 we recommended an explicit ban on the use of chokeholds. That policy was recently put in place. In our last year-end report, we recommended that the department resume publishing annual use-of-force statistics and we were pleased to see that the City Council embraced our recommendation and directed follow-through in that critical transparency issue.

When people ask are “problems as bad” as they appear, I urge a degree of caution. Thoughtful oversight and policy work is not about broad brushes and grand proclamations, but the taking of incremental steps towards an objective where a police department’s officers act in accord with constitutional and community expectations. We want to see officers act courteously, to respect the right to be free of unreasonable stops and searches and to not use force unless it is necessary (more on that below).

Moreover, we expect that a police department has the robust systems in place to detect officers whose conduct does fall below expectations and to take decisive action when misconduct is found. The legitimacy of a police department rests on the twin pillars of accountability and transparency. It is my job to shine a spotlight on where the department is doing the right thing and where it needs to be doing a better job.

Q. One of the big issues you’ve addressed is the use of deadly force, the latitude given cops to kill by Graham v. Connor.  Can that be fixed internally, by policies limiting the use of force, the rules of engagement? Can anything overcome the First Rule of Policing, to make it home for dinner? Has your exposure to the police perspective made the problem of crafting policies to preserve everyone’s life harder? Are cop too quick to scare, too quick to kill preemptively? Does the law need to change to end cops’ killing in anticipation of a potential threat?

A. This question could fill a whole volume. I have written about independent investigations of officer-related deaths elsewhere and I am a big believer that such investigations need to be more transparent. Over the years I have been to dozens of scenes where an officer or deputy used deadly force. Some of those incidents were obviously well-justified and, conversely, a few were real head-scratchers – I am being as circumspect as I can be here – for why deadly force was found to be reasonable.

Three situations are the most troubling to me: (1) where the individual is not armed with a firearm and in an acute state of mental illness; (2) where an officer shoots at a vehicle because he thinks it is being used as a weapon; and (3) the largely unexplored phenomenon where a foot pursuit ends with a deadly use of force where the individual is right at what I call “the point of escape,” and for an unfathomable reason allegedly slows or turns and reaches for his waistband — even when unarmed!

All police-related deaths demand the closest scrutiny, but those are three areas where deaths are too frequent and the justification cannot simply be chalked up to, “well the officer feared for his life, so let’s move on.” It is absolutely necessary to ask the next natural question, “was it reasonable that he feared for his life.”  Until recently, I did not see prosecutors or law enforcement executives really diving into that second question too deeply because, I believe, it could frequently lead to uncomfortable answers. This is why video is so critical.

In 2015, I believe that six officers across the nation were criminally charged for their conduct during an officer-involved shooting. All six of those incidents were captured, at least in part, on video. That is why we need both body camera video and in-car video made as available as possible to all police departments. The challenge is dealing with the massive recurring costs involved in licensing and data storage that the body camera companies are charging.

As for the Graham standard… I am torn. The necessity requirement for deadly force in Article 2 of the European Convention on Human Rights (ECHR) is very attractive, but in the United States, we have the reality of 300 million firearms in circulation. Policing is dangerous work and I don’t have a lot of patience for those who trot out statistics that policing is safer than it has ever been. There are too many variables such as improved body armor, trauma care, communications, and tactics to make a simple comparison. I urge those who are critical of police conduct (and I am a critic) to do plenty of ride-alongs to get a feel for what a traffic stop really feels like when you have no idea who may be inside that car, or to respond to a volatile domestic violence incident in a confined space.

Having said that, I am very uncomfortable with pre-emptive deadly force. There are certain trainers out there who preach the warrior cop, “going home tonight is the only thing that matters” mentality. Officer safety is critical, but calibrating force standards to respect human life and safety is a real challenge because we are in a country that has such a propensity for violence.

Q. Having left the law side, where the police were the adversary, and joining the policy and oversight side, where you need to work with law enforcement to accomplish goals, do you believe that training and police are sufficient to address the pervasive mistrust between police and citizens? Do cops get why people don’t show them the respect they believe they deserve? Are cops willing to do their part to earn people’s trust? Is there really a need to train a cop to not assume people, too often black and Hispanic, are an inherent threat to their safety? Do they really need to be trained to treat people like human beings?

A. Again, broad brushes are tempting but not necessarily helpful. There is no doubt that there is a legitimacy crisis occurring right now. The police for the most part have the monopoly on the legitimate use of violence, so the burden is on them to prove their legitimacy. When an officer shoots a kid 16 times in Chicago, and he and his partners lie about him charging the officer with a knife, it’s hard to be sympathetic. When an officer shoots a black man running away from the officer in the back and then moves his electronic control device next to the dying man to fabricate the fiction of a threat, trust is absolutely destroyed.

Let’s assume that these officers were outliers. Then why, specifically in the Chicago example, were other officers so willing to lie about what is now charged as a murder? Police unions are so willing to chastise a football player for kneeling during the national anthem, but how often does a police union turn their back on an officer who obviously and callously violated the most basic human right of life?

The institution of policing is on the clock. It is on them to embrace cameras and oversight. It is on them to prove that de-escalation training, procedural justice training, crisis intervention training and whatever other training, is not window dressing. That will require the establishment of benchmarks and constant measurement to show that they are committed to change. Once I see departments treat the violation of constitutional rights and lying as seriously as they treat stealing and cheating on promotion exams, I will know we have turned the corner.

Cross: Seth Stoughton, Cop Turned Prawf

September 14, 2016 (Fault Lines) — Ed. Note:  Scott Greenfield and David Meyer-Lindenberg cross assistant professor at the University of South Carolina Law School, Seth Stoughton, who previously served as a police officer with the Tallahassee Police Department.*

Q. In 2000, you were two years into a bachelor’s in literature at Florida State University when, suddenly, you decided to take a leave of absence and become a cop. What happened? What led you to set your studies aside and dive headfirst into the gritty world of policing? Going in, were you at all familiar with the demands of the job? You stayed in Tallahassee, joining the local police force. We’re talking about north Florida here, so it’s a little hard to believe you made that decision voluntarily. Did you? And did you ever think to yourself, “I should have stayed in school?”

A. I was tricked! Okay, that’s a little dramatic, really, but it’s not really much of a story.  I was twenty years old, going to college with the intention of becoming a high school English teacher, and working as an instructor at a martial arts school at the time.  One of my friends at the martial arts school was a cop, and I had some other friends who were cops and involved in the local martial arts scene.  I’m not sure how it came up originally, but the guy who trained with me encouraged me to apply for a position as a reservist, a part-time officer.  The pay was really good for part-time work–about $15-16 dollars, if I remember right (the equivalent of $21-22 today)—and, frankly, the idea of being a cop was appealing.

I would need to take a semester off of to attend the academy, but otherwise there were no set time commitments so I could work around my school schedule.  The more we talked about it, the more interested I was.  I started by doing some ride-alongs and by volunteering with the department (by helping in the Crime Prevention Unit and the Sex Crimes Unit), then I eventually turned in an application with the city police department.  That was probably October of 2000.  (At the same time, I had to apply separately to attend the police academy; if I had already been hired by an agency they would have “sponsored me” through the academy, but since I was still an applicant I had to apply to, and pay for, the academy myself.)

I made it through the application processes, which involved, among other things, a psychological exam, the longest and possibly stupidest multiple choice test I’ve ever taken (the MMPI and CPI are psychological “inventories” that have a combined total of something like 1,100 “Yes/No” questions – my favorite was “I am fascinated by fire.”), and eventually an “Oral Board” with the police chief and two deputy chiefs.  (An oral board is an interview; this is one of many examples of how policing has its own terminology.)  During the interview, one of the chiefs explained that they had some open full-time positions that they had funding to fill.  (That wasn’t always the case – given municipal budgets, the agency often had some vacancies but no funding to fill them.)  I was asked if I would consider switching my application from a part-time reservist to a full-time officer.  I remember saying that I really wanted to finish my degree—remember, I was in the middle of the Fall semester of my Junior year at this point—and being told that a number of officers had finished their degree while working full time.  Had I been the skeptical investigator or trained lawyer I would later become, I might have asked, “What exactly is that number?” but I wasn’t, so I didn’t.  (As it turns out, it wasn’t a very large number – among my group of friends, only one finished her degree while working as a cop, and it took her the same ten years that it eventually took me.)

During the application process, and probably for the first two years of being a cop, I never thought I should have stayed in school.  I was excited about my career; I still intended to finish my degree, but it wasn’t an imperative – and why would it have been?  I was making decent money, had good friends, and doing something important.  It was a good department, one that prided itself on professionalism and where most of the supervisors I had (early on, at least) were both highly competent and good at supervising.  After going through the police academy (January to early June, if I recall correctly) and making it through field training (which I “graduated” from in November), I was slotted onto a day shift squad where my supervisor let me take an hour out of my shift (calls for service permitting) to go to class so long as I made up the hour by staying late on class days.

I was also increasingly dissatisfied with college; I had switched majors so I was dual-majoring in English and Criminology, and I was not impressed by the criminology folks.  They had, I thought at the time, a very superficial and ill-informed understanding of policing, largely because they hadn’t been there.  This was, and is, a common view in law enforcement; outsiders, even outsiders who “study” policing from the safe confines of their offices, just don’t understand the job.

Q. You spent five years at the Tallahassee PD, where you helped found the Special Response Team. Newcomers to the police reform movement tend to assume the “warrior cop” development, publicized by people like the Washington Post’s Radley Balko, is a recent phenomenon. Is it? To what extent did the department already reflect the “warrior cop” mentality? You joined half a year before 9/11; did that tragedy change the department’s outlook, and if so, in what way? Were you a warrior cop? What kind of wolves were you called on to fight?

A. The extent to which my agency was or was not “warrior-like” is a surprisingly difficult question for me to answer.  When you’re in the middle of something, it’s difficult to identify some of the characteristics because you don’t really have a baseline for comparison.  So I’m looking back and trying to use what I know now to describe the environment I was in then, but my memories and perceptions of that environment are colored by my expectations at the time.  So with that caveat in mind, I’ll do my best to answer the questions.

No, the emphasis on what Radley Balko and others, including me, have called a “warrior” mentality isn’t particularly new.  It certainly existed prior to 9/11; when I went through the police academy (January to June of 2001), we watched videos of officers being beaten or killed, we were lectured on the dangers of complacency, and we went through a number of drills designed to demonstrate how quickly we could be shot or stabbed.

There was similar messaging at the department; one sergeant, I remember, regularly used our check-on time (the 15- or 20-minute briefing at the beginning of a shift) to provide safety tips. For example: unholster your gun and put it on your lap when you’re parked and doing paperwork because it’s difficult to draw while you’re sitting down, or demonstrative drills, seeing whether you can shoot someone who is facing away from you before they can turn and shoot you, or whether you can shoot someone who is holding a gun down by their side before they can raise it and shoot you.

But with that said, it wasn’t always like that.  The Tallahassee Police Department prided itself on its professionalism and commitment to community policing, and that came across, too.  I remember being part of a group of officers that wanted to serve an arrest warrant; we worked at night (4pm-2am), so we wanted to go make the arrest late one evening, around 11 or midnight.  The lieutenant vetoed it.  He told us that the agency didn’t need to give the impression that we were on a witch hunt.  I didn’t fully understand that at the time; I remember being frustrated because we would certainly have been acting lawfully had we knocked on the door, and even if we had kicked in the door, to get the suspect regardless of what time of day it was.  Looking back, though, he was absolutely right; banging on doors and rounding people up at night wasn’t the kind of department that the community or our supervisors wanted us to be.

Here’s another example: a close friend of mine pulled over a motorist for speeding.  The driver said she was rushing home because her period was starting and she didn’t have any tampons or pads with her.  We had been trained to make a decision about whether or not to issue a ticket even before we approached the vehicle we stopped. That way, we knew the ticket wasn’t based on the driver’s behavior toward us, but rather on the underlying violation.  The officer who stopped her was incredibly ethical and conscientious, a damn good cop and one I was proud to work with, probably my best friend at the agency, and only in rare circumstances would either one of us issue a ticket when we had decided that a warning was more appropriate or vice versa.  Because the decision had been made, and because there was no lawful justification for speeding (no medical emergency or the like), the officer issued the ticket.  The motorist complained, and our sergeant tore up the ticket.  He explained that it was unnecessarily humiliating.  My friend and I didn’t agree; there had been a violation, after all, but looking back, the sergeant was doing exactly what I now describe as Guardian policing: protecting civilians from unnecessary indignity and harm.  Although I didn’t think about it in these terms, I had a number of supervisors, senior officers and peers who modeled that concept – without them, and without having worked with them and seen firsthand how it facilitates good policing, I don’t think I would hold the opinions that I do today.

Was I a warrior cop?  Sometimes, sure; sometimes the situation demands it.  Those of us who write about Warrior and Guardian policing are often frustrated when people think of it as an either/or.  It isn’t.  Oh, sure, in any given situation, an officer can act more Warrior-like or more Guardian-like, but it’s more appropriate to think of the Warrior and Guardian concepts as opposite ends of a spectrum that tries to describe how officers conceive their role in the community more generally.  Generally, then, I think the officers I most respected, worked most closely with, and tried to pattern myself after had a more Guardian-like approach to policing.  There were times to play hardball, but that wasn’t the default.

It wasn’t just for philosophical reasons—most cops don’t think deeply about the nature of the job or the underlying principles that motivate them—it was practical; it made them more effective officers.  And it made them safer.  I remember one officer, who had been a deputy sheriff in a rural agency before coming to the city police department, who came up to me after I had spoken rudely to a civilian about something.  He said, “You need to watch the way that you talk to people.  If you’re getting your ass kicked one day, you want people to step in and stop it, not join in the kicking.”

My agency also highly emphasized ethics.  That meant doing things the right way, but it also meant not protecting officers who did things the wrong way.  One night, the officer I was close friends with and I were working a traffic detail during a Florida Agricultural & Mechanical University homecoming – a huge event that brought in tens of thousands of people from out of town and resulted in our days off being cancelled and some very long hours (16- or 18-hour days weren’t uncommon).  It was maybe 3 or 4 am and a car drove up and stopped at the intersection we were at, blaring music.  I shouted something to the effect of, “Turn that fucking music down!” in part because, as I remember, I thought the car’s windows were up and they wouldn’t hear me over the music anyway.  Well, they did.  The light changed and they drove off, and I looked at my friend (rather sheepishly, because I was ashamed of my unprofessional outburst), who said, “If that goes to IA [Internal Affairs], it’s your ass.”  In other words, my coworker wasn’t going to cover up my misconduct; implicit in that was condemnation of what I had done.  Nothing happened—no one complained, I presume—so it never became an issue, but that’s an example of how we held each other accountable.  Now, that might have only happened because I was close friends with the other officer, but I can think of other examples where peers corrected each other; that’s what we were expected to do.

Not everyone lived up to that, though, and I probably have as many bad examples as I do good examples.  I was working an off-duty gig at a nightclub one evening (shameless plug: for more on “moonlighting,” take a look at my recent research on the topic) when another officer ejected someone from the property.  The ejected patron was cussing and yelling, shooting glares back over his shoulder as he was walked off the property, but the continued disrespect bothered the officer I was with.  The other officer yelled, “Turn around one more time and I’ll arrest you for trespassing and lie like a motherfucker on the stand to get you convicted.”  Now, I’m not saying the officer would have made the arrest or lied, but shouting that—at the crowded front entrance of a busy nightclub parking lot—couldn’t possibly leave anyone with a positive image of the police.  As that anecdote suggests, some of the officers I worked with did not react well when they weren’t afforded the level of respect or deference that they felt they were entitled to.

I’m not sure how to subjectively answer the question of whether 9/11 changed things for me or at my agency – I was in the final phases of Field Training at that point, so I had very little experience policing in a pre-9/11 world.

Ah, wolves.  The idea of cops as sheepdogs, criminals as wolves, and the public as sheep has become incredibly popular, but as soon as you start to think about it, it’s really not intellectually or conceptually satisfying.  First, it’s condescending to the public; identifying civilians as sheep isn’t supposed to be praise.  I’m sure some readers will argue that it’s supposed to be descriptive, not pejorative, but it doesn’t take much introspection to realize how judgmental that description is.  Second, people aren’t sheepdogs or wolves or sheep – everyone is capable of, and has been, all of those things at some point.  Classifying groups of people along those lines falsely suggests that there is some permanence in human temperament; once someone is a wolf, they’re always a wolf – it’s in their nature.  That’s bullshit.

But putting that aside, as a patrol officer, I dealt with all kinds of people and all kinds of crime.  Murder, suicide, robbery, battery, assault, burglary, arson, various kinds of theft, drugs, guns, DUI, all the way down to parking in handicapped spots (a pet peeve of mine) and parking faced the wrong way on the street (a pet peeve of one of my sergeants).  Felonies, misdemeanors, traffic violations, pedestrian violations – did you know that Florida Statute § 316.130(12) requires someone who is crossing the street not at a crosswalk to cross at a 90 degree angle to the curb or by the shortest route?—I did it all.  Felony stops, pretextual stops, and doughnut stops (I have a stereotypical weakness for Krispy Kreme – if I had policed in the era of cellphone cameras, I’m sure there would be pictures of my squad car going through the Krispy Kreme drive-thru).

Doughnuts aside, I was pretty active.  At some point, I estimated making something like 300 arrests over my five years as a cop.  I chased people.  I used force.  In most interactions, though, I don’t think I was very Warrior-like, and I never felt like I needed to be.  First and foremost because a sergeant and SWAT team member that I had tremendous respect for told me even before I started as a cop to leave my ego at home.  “When people get mad at you or cuss at you,” he said, “They’re aiming it at the uniform, not you.  So let all that shit roll off your back and not bother you.”  I took that to heart, and I think it helped.  I could afford to be patient with someone because they weren’t disrespecting me, they were expressing frustration about how my job affected them.  Hell, I could sympathize with that – my colleagues and I expressed frustration about the job all the time!

Second, because I had a pretty long history of martial arts.  I’m not saying I could ninja-kick and judo-chop everybody into submission, but I was familiar with getting punched and kicked, with groundfighting, and all that.  It’s not that I wasn’t afraid of fighting, because I was (a fight on the street isn’t a sparring match), but fighting wasn’t so far outside of my comfort zone that I started to panic at the possibility of it.  The third reason has to do with verbal communication skills – I took great pride in my ability to talk people into handcuffs.  I’m not terribly imposing physically—I stand 5’8” and weigh all of 150 lbs, which was probably closer to 140 back in the day—so using what my parents would call a gift for gab was both safer and more satisfying that going head to head with someone.

One night, another officer and I were dealing with a mentally disturbed woman.  I forget the context, whether we were taking her in for psychological evaluation or arresting her, but I know it involved handcuffs and she was not down with that.  After twenty minutes or so of chatting, she turned around, put her hands behind her back, and we were good to go.  My sergeant arrived on scene shortly after, and I remember feeling really good when the other officer said something like, “Sarge, I’ve never been so sure we were going to have to fight somebody, but we didn’t need to lay a finger on her.”

Q. You’re an educated man; even before you had a degree, you put your skills to good use by teaching your fellow cops how to write better reports. Many police departments put a premium on educated officers by, for example, offering extra pay to cops with degrees. There’s evidence to suggest educated cops are less likely to rack up complaints and disciplinary issues, but they’re also less likely to express satisfaction with the job. Did policing bore you at times? And while promoting education is a good strategy if you want to minimize your department’s exposure, is it helpful if the goal is to reform the PD’s culture? Could an academic background or a more deliberative mindset undermine a cop’s ability to take pride in his job, resort to “righteous force” when it’s needed?

A. I definitely got bored, but I think everyone does.  Most people are drawn to police work in part because of the appeal of always doing something different, not having a routine.  But the sad fact is that police work is routine.  Although the traffic stops, alarm calls, and various other calls for service differ in their details, most of them blend together in an unremarkable blur.  It’s often said that officers are bored 95% of the time and terrified 5% of the time – the numbers may be off, but the concept is more or less true.

And those rare times of excitement—chasing a fleeing suspect or kicking down a door or wrestling with someone—kind of make the rest of the job—writing up a fender bender or checking a business with a long history of false alarms or arresting another juvenile shoplifter—that much more boring.  I don’t think level of education or level of intelligence matter too much there – I can’t think of any officers (and I knew some fiercely intelligent cops and some frighteningly stupid cops) who weren’t bored by some parts of the job.  The trick is for supervisors and executives to manage that boredom.  When I started at the agency, the chief tried pretty hard to transfer folks around when they wanted to try something different: from patrol to Criminal Investigations (which was a lateral transfer, not a promotion at my agency).  Later in my time there, a shortage of patrol officers prevented the agency from doing that – it needed to keep manpower on the streets.  Honestly, had I been able to work in an investigative capacity at my agency, we probably wouldn’t be having this discussion – I took an investigative job with the state because it was experience I couldn’t get with the city.

Okay, and now you ask the question about officer education and police culture.  Officers are educated; the real question is what they’re educated about.  Officers may not learn much about the rules of evidence, for example, but they damn sure know the intricacies of Fourth Amendment law – they might not know many case names or the underlying justifications for the rules, but they know the rules better than some lawyers do.  I think officers at many agencies need a different education, one that informs them about the history of policing and their role in carrying on what is both a very honorable and a very oppressive tradition.  But even more than education, I’d like to see officers adopt an introspective approach, to think about the nature of their jobs and not just about the tools that let them go about whatever they happen to contemplate their jobs as being.  Officers are trained in a variety of technical skills—how to do things—but they would benefit from more exposure to adaptive problem-solving techniques—how to think about things.

Policing is often considered a profession, but it typically looks more like a trade.  I was chatting with Greg Connor—a former cop, college professor, and author of one of the first (if not the first) Use of Force continua—and he observed that officers learn the basics in the same way an apprentice does, both in trade school (the academy) and from a set of master tradesmen (Field Training Officers).  One of the primary factors that separate a professional from a craftsman is more formalized education and a deeper understanding of the theories and concepts that underlie their practice – thinking about the system they’re in and not just the individual role that they play.  In many ways, I think law enforcement would benefit from having people at all levels, including rank-and-file officers, who think systemically and are comfortable rethinking and challenging “accepted wisdom.”

Q. For decades, the Supreme Court has ascribed incredible crime-fighting powers to police (and their dogs). “Training and experience” may be a cliché to police reformers, but it’s a cliché that allows cops to seize people and their possessions, and all but assures deference from the courts. Combine that with a series of Supreme Court cases that eroded Fourth Amendment protections, so as to not unduly burden cops as they do their jobs, and we have a legal environment that’s ripe for abuse. Isn’t it odd that these supposedly superlative crime-fighters need decisions like Heien or Strieff to do their jobs? What are we to make of the Supremes’ tendency to see cops as both superhuman and imperfect? Should we make this many constitutional allowances for the imperfection of government agents? And what about the deference to police sensibilities at the heart of Graham v. Connor? Is that a good thing?

A. There is a very interesting and disconcerting tension in the way that courts treat officers.  On the one hand, cops are viewed as skilled crime fighters such that judges are “generally obliged to accord deference and even great respect to an officer’s training and experience.”  United States v. Martin, 679 F. Supp. 723, 734 (W.D. La. 2010) (internal quotation marks omitted).  On the other hand, a variety of doctrines take a relatively forgiving approach to reviewing officers’ conclusions, from the probable cause and reasonable suspicion standards (which both allow a great deal of room for error) to rules governing officers’ mistakes of facts and law.

Further, the Supreme Court has emphasized that the Fourth Amendment is best implemented by bright-line rules in some contexts, but flexible standards in other contexts.  One example that I use to set up this tension in my Criminal Procedure classes is the distinction between the Open Fields doctrine and curtilage.  In Oliver v. United States, 466 U.S. 170 (1984), the Supreme Court held that officers could go onto private land and observe without it being considered a “search” for Fourth Amendment purposes because “[t]here is no societal interest in protecting the privacy of . . . activities . . . that occur in open fields.”  So, for example, if I have a few acres or a large yard, officers can enter my property (even climbing over fences and despite “no trespassing” signs) without it being a search.  (Note that it might still be a trespass at common law, but it isn’t regulated by the Fourth Amendment.)  The Court held that clarity was essential in this context because officers should not have to guess about the scope of their authority while they’re in the field.  So it created a clear, bright-line rule: no privacy in open fields.  But what counts as an open field?  Houses, obviously, aren’t open fields, but what about the area immediately around a house?  That’s called “curtilage,” and it gets the same amount of protection that a house gets.  So while there’s no Fourth Amendment protection for open fields, there is Fourth Amendment protection for curtilage.  That means the Court needed to distinguish between open fields and curtilage.  You’d think, given the need for clarity that it said was so important in Oliver, that it would adopt another bright-line rule.  It didn’t.  Instead, in United States v. Dunn, 480 U.S. 294 (1987), the Court identified four factors that had to be applied when trying to draw the line between curtilage and open fields: the proximity of the area to the home, whether the area is included in an enclosure surrounding the home, the nature of the uses to which the area is put, and steps taken to protect the area from observation.  The rule distinguishing curtilage from open fields is hardly a model of clarity – in fact, it’s confusing enough that, as a cop, I was taught a shorthand version of it: if the area is covered by roof (including an overhang or eaves), it’s curtilage.

The Fourth Amendment tries to balance two important interests: society’s interest in effective law enforcement and individuals’ interest in privacy and freedom from governmental intrusion.  So are judicial deference and squishy standards a good thing?  I hate to get all law professor-y, but I think the right answer is, “It depends.”  Deferential standards can be a good thing, and in at least some contexts they’re essential.  There is something to be said for training and experience – a cop looking at a series of events focuses on different things and draws different conclusions than your average person would.  In other words, if we expect police to know particular things and do a particular job (or set of jobs), then we need to trust them, to some extent, when they’re talking about things in the context of that job (or jobs).

But that can be taken to extremes in at least two ways.  The first involves officers relying on their training and experience for things that are well within the grasp of the ordinary person, where there’s no need to put on a patina of expertise.  For example, as I wrote in an article published last year:

officers have referred to their training and experience when testifying that a “‘long-necked, glass bottle’” is consistent with a container used to hold alcohol; that droopy, red eyes are a “common sign of alcohol or drug impairment”; that gunfire at 1:00 A.M. is often “associated with criminal activity”; that having a suspect kneel rather than stand “takes away most of their mobility”; and so on. These are silly examples, and intentionally so—the point is that, with the addition of a simple, formulaic phrase, completely mundane observations are draped in the robes of specialized knowledge and trained reasoning.

Seth W. Stoughton, Evidentiary Rulings as Police Reform, 69 U. Miami L. Rev. 429, 449 (2015).  The second involves officers drawing conclusions based on training and experience when that training and experience is either wrong or insufficient to support the conclusions the officers are drawing.  A great deal of police training comes in the form of verbal instruction, a formalized series of anecdotes passed along as something approaching an oral tradition.  As I wrote in that article, “[S]hared experiences and stories from more senior officers take on a patina of veracity that becomes a mechanism for carrying ‘cop knowledge‘ from the station house into the courtroom.“  The problem is twofold: some of this cop knowledge is simply wrong, and the cultural emphasis on cop knowledge makes it very difficult to establish its wrongness, let alone introduce reliable information.  Now, I’m not saying that all cop knowledge is wrong – that’s not at all the case.  But some information that has become a matter of police orthodoxy surely is, including universal behavioral indications of deception, the validity of certain interrogation practices, the accuracy of eyewitnesses, the reliability of various forensic disciplines, the near-infallibility of police canines, and so on.

In the use-of-force context, I think the Court is right to focus on what the officer objectively perceived at the time, but I think the Graham standard is wrong in one way and incomplete in another.  It’s wrong in that it describes use-of-force situations as requiring “split-second decisions” in “circumstances that are tense, uncertain and rapidly evolving.”  That absolutely can be true, but remember that force is relatively rare, and that the vast majority of the time, force is used to take someone into custody rather than to defend the officers (or others).  That is, most of the time, officers are using force when their safety isn’t threatened – they’re using force when a governmental interest (such as the interest in apprehending a suspect) is at risk.  As I wrote in a different article:

Considering that the vast majority of use-of-force incidents involve the use of aggressive force [by which I mean non-defensive force] by officers—typified by tactical preparation, a degree of premeditation, low levels of resistance, low levels of force, and a low probability of injury—the Court’s description of ‘split-second judgments’ is simply wrong almost all the time.

Seth W. Stoughton, Policing Facts, 88 Tulane L. Rev. 847 (2014).  James Fyfe, a lieutenant at the NYPD and criminologist whose work was instrumental to the “tactical revolution” of the 1970s, once described the Supreme Court’s description as the “split-second fallacy.”

The reason I think Graham is incomplete is because it is often used to focus narrowly on the exact moment at which force is used, rather than more broadly by taking into consideration officers’ decisions and actions that led up to the use of force.  Brandon Garrett at the University of Virginia and I have a paper coming out on this topic (here’s a draft), but here’s an illustration about what I mean: imagine an officer who shoots someone who is within arms’ reach and aggressively waving a knife around.  Looks like a perfectly reasonable use of force, right?  But what if I told you that the person waving the knife around was a paraplegic in an electronic wheelchair that had broken down in the middle of a large, abandoned parking lot, and that there was no one around except for a handful of officers trying to deal with the situation.  If we take a broader look at the incident and judge how one of those officers walked up within stabbing distance and then shot the suspect to avoid being stabbed, we almost certainly come to a much more difficult conclusion that we do under the narrow approach.

By not taking into consideration police tactics, the Court’s “objectively reasonable” standard lacks substance – it provides no meaningful guidance.  Imagine a boxer who goes for an exhibition match in a foreign country.  He asks about the rules and is told, “Oh, just be objectively reasonable.”  That’s not helpful.  Now, I’m sure there will be readers who object that using force on the street isn’t like boxing – there are no rules on the street.  Bullshit.  There are absolutely rules on the street – that’s why officers can’t shoot passive protestors in the knees.  We have rules during actual war, for crying out loud, so of course there are rules for how officers use force.  The problem is that identifying those rules is difficult, in part because the Court’s “objectively reasonable” standard doesn’t provide much incentive for fleshing them out in a constitutional arena.

 

Q. The DoD’s 1033 program, which provides surplus military equipment to police departments, plays a major role in the militarization of police. Is it a symptom or a cause? Do cops in BearCats automatically take the warrior thing too far? To what extent can warrior cop culture be laid at the feet of the feds and their permanent Wars on Things? Can these tools of war be taken away now, or is it too late?

A. The use of BearCats, or Mine Resistant Ambush Protected armored vehicles, or rifles, or dynamic entry techniques absolutely does not automatically take policing too far.  Militarized equipment, training, and techniques are an important part of modern policing.  But as important as that part is, it’s very small.  Thankfully, the hostage situations, active shooters, barricaded subjects, and other situations that gave rise to militarized training and equipment are few and far between.  I don’t have any problem with their existence or use, but I do have a problem when they are over-used.  In other words, I take no issue with militarized policing, but I do take issue with excessively militarized policing.  In that way, it’s rather like the use of force itself – it’s a rare but important aspect of policing, and society must allow officers to employ force when necessary but also guard against its overuse.  Do we have a problem with excessively militarized policing?  Yes.  Consider an excerpt of a forthcoming article I’m working on (here is the draft):

The era in which SWAT teams were born was an exceptionally dangerous time for police officers.  For the duration of the 1970s, an average of 115 officers were feloniously killed in the line of duty every year, with a high of 134 officers killed in 1973.  Even in that environment, however, SWAT teams were used sparingly, reserved for “volatile, high-risk situations such as bank robberies and hostage situations.”  Over time, more police agencies adopted SWAT teams,  and SWAT teams were deployed more often for circumstances other than the volatile, high-risk situations that originally justified their existence.  By the early 1980s, there were about three thousand SWAT deployments every year.  By 1996, the average had increased ten-fold, to thirty thousand.  The next five years saw a 25% increase, with the average rising to forty thousand deployments every year.  The increased use did not mirror an increase in crime: between “1980 and 1995, the number of times that SWAT units were dispatched increased by 538[%] while the crime rate was flat.”  SWAT teams began to be used more frequently for serving search or arrest warrants, particularly drug-related warrants.  Utah, the only state that currently tracks the deployment of police tactical teams, reported in 2014 that more than 78% of deployments related to drugs, while less than 2.5% related to active shooters, barricaded suspects, and hostage situations combined.

Seth W. Stoughton, Principled Policing, ___ Wake Forest L. Rev. ___ (forthcoming 2016) (footnotes omitted).

Historically, I think the 1033 program is both a symptom and a cause of excessively militarized policing.  In that article I just mentioned, I briefly describe the evolution of militarized policing, but Radley Balko literally wrote the book on this, and his Rise of the Warrior Cop is absolutely worth a read.  I don’t agree with him about everything, but it provides a useful background of how we got here and why it’s a problem.  My summary doesn’t go into as much depth and is almost certainly not written as well, but it identifies the War on Crime announced by President Johnson in 1965, the War on Drugs announced by President Nixon in 1971, and the War on Terrorism announced by President Bush in 2001, along with the policies that grew out of those “wars,” as factors that contributed to excessive police militarization.

I don’t think militarized tools should be taken away from law enforcement at an aggregate level, but I’m not convinced that every agency, no matter how small, needs a BearCat.  In most places, having a regional team or having mutual aid agreements with nearby large agencies that have their own teams is sufficient.  Agencies that have militarized equipment need training on how to use it and training on how not to use it, and they need guidelines in place that can be applied to assist with deployment decisions.  In the absence of well-thought-out guidelines, it’s far too easy for a supervisor to make an ill-informed, ad hoc decision to use some of that equipment that’s otherwise just sitting in the depot.

Q. In several papers, you’ve outlined the psychological importance to cops – who, after all, are called upon to confront danger and cope with humanity at its worst and most violent, often by resorting to violence themselves – of distinguishing themselves from the criminals they fight. The warrior mentality is one way of doing this; a popular metaphor separates the world into sheep, sheepdogs and wolves, with police cast in the role of the sheepdog. Isn’t there a dangerous, stare-into-the-abyss-for-too-long quality to this? When police see themselves as elite, uniquely qualified defenders, is it perhaps inevitable that they’ll circumvent the law and lie to judges, because no one else understands what they’re up against?

A. Yes, there are some serious and problematic implications of officers separating themselves from the communities they serve.  The article I mentioned in the last question has an entire section dedicated to exploring why the Warrior concept is so attractive to officers and, just as importantly, how it lends itself to misappropriation by officers who use it to justify actions that fall far short of the ideals they pay lip service to.  Rather than summarize or excerpt it, I’m going to exhort your readers to take a look at Section II of Principled Policing, a draft of which can be found here.

Q. Similarly, you’ve written that police educators relentlessly emphasize the risks of the job. (In reality, modern policing is a pretty safe trade.) All the same, the First Rule of Policing, “make it home for dinner,” has become proverbial. If police are truly to be guardians of the community, to what extent is it acceptable for them to offload the risks of an encounter on the rest of us? Should cops be as quick as they are to shoot people carrying mobile phones, Wii controllers or pens, on the off chance they might pose a threat? Is the police tendency to present themselves as beleaguered merely self-justification, a PR stunt? And is emphasizing the confrontational aspects of the job counterproductive, a self-fulfilling prophecy?

A. That’s a really difficult question, and far tougher than it seems at first glance.  On the one hand, officers are the professionals in any police/civilian encounter; they’re not only the ones best equipped to assess and manage risk, but they’re paid to run toward danger when duty requires it.  Under that view, we should resist the inclination to transfer risk from the officers to the civilians they interact with.

On the other hand, the nature of policing puts officers at more risk than civilians.  I keep a variety of statistics about violence against officers, and although it is far safer than the “War on Cops” rhetoric would suggest (with long-term decreases not just in the number of officer fatalities, but also in assaults against officers, edged weapon attacks against officers, and firearm attacks against officers), it remains true that, per capita, officers are murdered at a higher rate than civilians.  In the ten-year period ending in 2013, for example (the most recent year that I have good data for), an average of 5.2 civilians were killed every year for every 100,000 people in the United States, but an average of 7.3 officers were killed every year for every 100,000 state and local police officers in the United States.  The difference in those numbers has decreased dramatically (in 1985, it was 8.9 civilians per 100,000 compared to 20.8 officers per 100,000), but the fact remains that policing can be a dangerous job.

Ideally, officers would be able to, with the barest glance, easily distinguish between a firearm and a mobile phone.  Unfortunately, we don’t live in an ideal world; mistakes will be inevitable.  And sometimes an officer’s incorrect perception won’t actually be a mistake at all – Tamir Rice is a tragic example of this.  He was armed with a toy gun, but the officer’s perception of it as a real gun wasn’t a mistake – the gun looked real.  In my view, the Tamir Rice shooting was unreasonable and professionally unacceptable, but it wasn’t because the gun itself was a toy, it was because the officers used unbelievably bad tactics by pulling a vehicle up and parking within 10 feet of someone who was described as armed with a gun.  With no time to assess the situation from a position of relative safety (as cover or concealment may have provided), I’m not surprised the officer shot.  But as my earlier answer indicated, the lesson to learn is about the tactics that put the officer into that position in the first place.

In my view, over-emphasizing the confrontational aspects of policing has proven counterproductive.  Last year, I wrote about the prevalence of fear-based training in policing.

From their earliest days in the academy, would-be officers are told that their prime objective, the proverbial “first rule of law enforcement,” is to go home at the end of every shift. But they are taught that they live in an intensely hostile world.  A world that is, quite literally, gunning for them. As early as the first day of the police academy, the dangers officers face are depicted in graphic and heart-wrenching recordings that capture a fallen officer’s last moments. Death, they are told, is constantly a single, small misstep away. A recent article written by an officer for Police Magazine opens with this description: “The dangers we expose ourselves to every time we go [on duty] are almost immeasurable. We know this the day we sign up and the academy certainly does a good job of hammering the point home.”  For example, training materials at the New Mexico Police Academy hammer that point quite explicitly, informing recruits that the suspects they will be dealing with “are mentally prepared to react violently.” Each recruit is told, in these words, “[Y]ou could die today, tomorrow, or next Friday.”

Seth W. Stoughton, Law Enforcement’s Warrior Problem, 128 Harv. L. Rev. F. 225, 226-27 (2015) (footnotes omitted).  As Sue Rahr, a long-time police executive, member of President Obama’s Task Force on Twenty-First Century Policing and an advocate of the “Guardian Officer” model, put it: “We do our recruits no favor if we train them to approach every situation as a war. To do so sets them up to create unnecessary resistance and risk of injury.”  John S. Dempsey & Linda S. Forst, An Introduction to Policing 127 (8th ed. 2014).  This type of training not only affects officer’s use of force decisions, it affects their willingness to engage with community members.

To see the friction between relationship building and the warrior mentality, with its hypervigilant focus on preserving officer safety at all costs, consider this thought experiment: Imagine that you are a rookie police officer driving down the street, windows down, and looking for people in the community with whom you can begin building positive relationships. But you have been told (repeatedly) that your survival depends on believing that everyone you see — literally everyone — is capable of, and may very well be interested in, killing you. Put in that position, would you actually get out of your car and approach someone? And if you did, would you stroll up to start a casual conversation or would you advance cautiously, ask for identification, run a criminal background check, and request consent to search . . . and then, maybe, try to start that casual conversation? The latter, of course, is what many officers are taught to do. It is what I was taught to do as a rookie officer. My first ever “consensual encounter,” only hours into my first day of field training, followed exactly that pattern. It takes no great imagination to recognize how badly that approach, repeated over hundreds or thousands of police/civilian interactions in any given jurisdiction, hinders the creation of meaningful, collaborative relationships.

Id. at 228-29.

As a result, training based on emphasizing fear and threat makes officers less safe in two ways.  At the micro level, in individual encounters, officers who are hypervigilant to threats may view confusion or disrespect as physically threatening and respond accordingly.  For example, officers at many agencies are still trained under the “Ask, Tell, Make” approach, which is fairly self-explanatory – if someone doesn’t do what you ask them to, you tell them to.  If they still don’t do it, you make them do it.  David Perry refers to this as the “Cult of Compliance.”  Officers are trained to dominate a scene, to show “command presence,” as a matter of officer safety, but doing so can create completely avoidable conflicts.

This approach can also undermine officer safety at the macro level.  Consider Ferguson.  In the aftermath of the Michael Brown shooting, two narratives emerged.  Under one, Michael Brown had aggressively attacked Officer Wilson and was approaching him threateningly at the time he was shot.  Under the other, Michael Brown was shot while he had his hands up to surrender.  Many community members believed the second story, even after it was debunked by a thorough investigation by the Department of Justice.  Consider that for a moment.  They viewed a story about an officer executing a young man not only as entirely possible, but as more plausible than the official (and correct) story about an officer using force to defend himself.  Why?  It wasn’t because of the shooting itself or the events that took place on that day.  It was because community members no longer trusted the police.  The result of that distrust was days, weeks, and months of unrest that not endangered hundreds of officers and thousands of civilians.  You don’t see that type of reaction in jurisdictions where agencies have the trust of the community.  I’m not just talking about middle-class White communities, either.  When an officer in Richland, CA, a high-crime city north of Oakland, shot and killed someone who, it was alleged, had tried to wrestle the officer’s gun away from him, there were candlelight vigils and demands for answers, but no protests and no civil unrest.  In fact, the slain suspect’s family invited the police chief to the funeral, and he went.  That trust was built on the slow efforts of officers in individual encounters.

I heard a wonderful quotation recently: Trust is gathered in drops but lost in buckets.

Q. When we interviewed Nick Selby, he cited you to support his claim that it’s inaccurate to talk about a universal police culture. But many of the developments you point to in your papers were nationwide trends, things like the emergence of SWAT teams and the War on Drugs. You also name several events that had wide-reaching consequences for police across the nation, like the 1997 North Hollywood bank shooting and the Columbine massacre. Allowing for differences between departments, is the idea of a common culture really that far-fetched? Even if we take departmental differences into account, is there an overarching common culture? If not, why does it appear that way to the public?

A. Yeah, I still need to mail him a check for those citations…

Nick argued that there were as many police cultures as there are agencies, but I’d actually take that a step further: a single agency can have multiple cultures that depend on shift, on supervisor, on detail, and so on.  But with that said, I think there are common—although not necessarily universal—aspects of policing that make “police culture” a coherent concept.  Policing isn’t monolithic, but there are widely shared norms, values, and beliefs.

Further, the public doesn’t always understand that policing isn’t a single entity.  When one officer does something egregious, such as shooting a fleeing Walter Scott in the back, it reflects on policing nationwide.  That isn’t fair, but it’s true.  Consider the contemptible attacks on officers in Dallas and Baton Rouge; both appear to have been planned and carried out by individuals motivated by hatred for police generally, not spontaneous responses to some incident that involved the officers who were attacked.  Both attackers may have been attuned to national frustrations with policing rather than local problems: the Dallas Police Department has progressively embraced a range of reforms, while the attacker in Louisiana may have been responding to a recent shooting, but had come down from Kansas City, Missouri.  This is new, worrisome, and demands changing the way we think about police-community relations and reform.

Q. How can cops successfully transition from a “warrior” to a “guardian” mindset? To what extent does the community need to make concessions, be willing to engage, to comply? Is reform supposed to consist of top-down measures, or will the revolution begin with rank-and-file members? And is it a good idea to do away with warrior cops altogether? What if things actually got as bad as police claim they are now? Is there a place for “Dirty Harry” on the job?

A. I’m starting to work on a book project that tries to take on some of these questions, so I’m just going to offer a couple of thoughts.  First, there is a need for police reform, but there’s also the need for reform external to policing.  Perhaps we need to start with how we, as a society, evaluate the success of our police agencies – historically, we’ve looked at crime rates.  If crime was down, they were doing a great job.  If crime was up, they weren’t, and we could expect a resignation and replacement as a matter of course.

But policing has a complicated and poorly understood relationship with crime, even after all the time and effort that has been put into researching that relationship. Continuing to rely on crime rates as a metric for successful policing isn’t just silly, it’s counterproductive – it creates incentives for short-term policing tactics, such as zero-tolerance, Broken Windows-style policing, that can actually be criminogenic (that is, it can increase crime rates over the long term).  So step one is to find a better set of metrics to evaluate policing than crime rates.

Within policing, I think there’s a need for a number of changes that ultimately relate to changing officers’ expectations about what successful policing looks like.  It’s easy to describe this as “culture,” but I think it’s more useful to think of it as “principles” or “values.”  Like any reform, these changes are going to take time—I’m talking decades—and they’re going to require buy-in not just from the rank-and-file and police executives, but also from front-line supervisors, instructors, training officers, and so on.

No, there’s no place for Dirty Harry.  That image might be celebrated or glorified in the media, but behavior like that ultimately creates immeasurable problems for officers.  Let me give you a simplified example: if I, as an officer, manage to piss someone off, they aren’t just going to hold it against me.  They’re going to tell their friends and family about it, and then they’re all going to hold it against the police generally.

Q. After a stint as an investigator with the Florida DoE’s Office of Inspector General, you finished your literature degree, went to law school and became a full-blown lawprof. Before you took your current position as an associate professor at USC, you were a lecturer at Harvard. Your police background gives you cred, and your scholarship has cemented your reputation as a knowledgeable voice on police reform. All in all, not too shabby. But why didn’t you become a prosecutor? Ever felt the urge to appear in the well? What drew you back in to the academic life? And is there anything that could draw you back out? On the street? In the trenches? Maybe on the bench?

A. I thought about it very seriously, but I was a non-traditional (read: older) student when I went to law school.  I was married, had two kids, and by the time I finished my clerkship, I was in my early 30s.  That’s not old (he writes, somewhat defensively), but I was ready to start a career that I was really excited about.  There are lots of great prosecutors and defense attorneys, including some that I have tremendous respect for and would love to work with.  But I don’t think my history or experience would have been as valuable in that context as it is as an academic.

I was, and I remain, excited about academia because I think I have some insight (into policing, the way police are regulated, and the way those regulations affect officer behavior) that not a lot of legal academic have.  I’m not in any way suggesting that my experience is the be-all, end-all; we can’t gather useful information about a system as complicated as policing by looking at any one person’s experience, even if that experience dwarfed my five years as a cop.  But being able to see things from multiple perspectives puts me in a good position to work toward the improvement of a profession that I value highly and care deeply about.

*The image of Seth in uniform, in a go-cart, comes with a story that tells what he was all about as a cop on the street. In his words:

I got called to a noise complaint; a kid was driving his new go-cart around a parking lot that abutted a residential neighborhood.  I talked to the kid and his father, and they asked if they had to stop because of the complaint.  No way.  I wasn’t going to stop a kid from playing with his Christmas present at 10:00 in the morning because it made some noise (it was about as loud as a lawn mower, as I recall, but higher pitch).  I told them they could keep at it, but I had a favor to ask…  Thus, the picture.  Police work can be serious business, but no one should take themselves too seriously.

Cross: Nick Selby, A Cop At The Crossroad of Tech and Reform

September 7, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Nick Selby, a Dallas-area police detective, co-author of In Context: Understanding Police Killings of Unarmed Civilians and CEO of StreetCred.

Q. Before you became a cop, you spent twenty years at a bewildering array of jobs. You were a sound engineer for CBS, wrote guidebooks for Lonely Planet, consulted with businesses and governments on information security, became a pilot and co-founded businesses, including a publishing firm in Russia and the information security practice at The 451 Group. Where were you heading? Did you have a plan or did you go where the wind blew you? You certainly had an interest in IT security from the early days. Did you ever consider becoming a lawyer, a prosecutor?

A. Well, to hear me tell it, the arc of my career is really smooth and predictable: I specialize in helping people understand highly complex systems. Doesn’t matter if your network’s been hacked, you’re lost in Syktyvkar, or you’re trying to figure out officer performance. And yet, I admit that on paper, I have the world’s weirdest resume. You left out that in 1987 I designed the sound for Penn & Teller on Broadway.

So it wasn’t about going where the wind blew, it was about doing what my dad always told me, which was, “Do what you love and the money will follow.” That’s pretty great advice, and I’ve tried to do it. I can honestly say I have the best job in the world, because it’s the one I created to take immensely deep dives into things that fascinate me: can data, through statistics, data-mining and basic math mixed with sociology, philosophy and a basically scientific approach, actually explain how the criminal justice system works in the same ways that it has allowed, for example, retail or car sharing to work? I think that it can.

The challenge I address is the asymmetric understanding among people in and outside of the criminal justice system of law enforcement process, procedure, workflow and dataflow. We are at a very strange time in our country: people are trying to apply statistical analysis to law enforcement data without the fundamental understanding that law enforcement data is a siren song, urging people to aggregate that which cannot be correctly aggregated due to intrinsic flaws in the data. I talk about this a little later in some detail.

One thing my wife and I are thrilled that we did was our concept of “pretirement.” When we were in our 20s, supporting our travels around the world through writing books for Australia-based publisher Lonely Planet, we decided that most people work a lifetime and hope they’re healthy and wealthy and of sound enough mind to book tickets to someplace fantastic. We decided that before we get fat and sick, we should take that time. For the next couple of years we bounced around South East Asia, Australia, Eastern and Western Europe and South America. A quarter-century later I can’t say I think we made a mistake in that decision, and it looks as if we may even stay thin, healthy and (one hopes) wealthy enough to do it again when we’re old.

My mom is a writer. My dad was a corporate and securities attorney in New York, and I worked in law firms on information technology for a couple of years. The only thing that would make me consider law school would be the opportunity to be a prosecutor. I have a whole lot of respect for prosecutors, and just as much for public defenders (my friend John Cannel was a public defender in Hudson County for years before becoming the Commissioner of the New Jersey Law Revision Commission – John has done so much for the people of New Jersey).

Public defenders and prosecutors are so necessary to our system of justice; they are treated so badly by our system, and required to give so much more than the job description calls for. I always have time to hear of ways that technology might be of use to prosecutors or defenders and I stand ready to help. I am working right now with a partner on getting training in cyber crime (economics, logistics, laundering) to state attorneys. This is a hugely important thing that has been ignored for years, and I look forward to helping there in a significant way. Stay tuned.

Q. You founded StreetCred in 2010, to help police make sense of the mass of data now being collected. One product gives cops easy access to information about people with outstanding warrants, and another is supposed to help chiefs and administrators evaluate their cops’ performance. It was the same year you became a cop. Did you become a police officer because of StreetCred, or was StreetCred the result of your interest in law enforcement? Do you consider StreetCred part of the legal tech movement, with its attendant problems in getting its target demo to use it? Are street cops open to new tech? Are they willing to use it? Do they use it the way it was intended? Is there an issue with databases being misused, abused or sold? Is privacy adequately protected?

A. I first became interested in solving law enforcement data problems in 2008. I was consulting Fortune 500 corporations and governments (both US and foreign) on technology issues (like identity, persona, semantic search, data exfiltration, and data theft) and realized that the only time we ever hear of data and technology in law enforcement in our country is when it relates to terror. That’s really silly, because America’s cops spend about a tenth of a percent of their time on terror.

Having spent years in the tech industry, I recognized that a big problem in police technology was that people create technology for other markets and then try to repurpose it to sell to cops – that’s one reason why police tech is so bad. Another is that police take a long time to adopt technology; the excuse is they need to understand the way it works under all conditions, and more importantly, make policies for its use. That takes years. Police are about 15 years behind the mainstream. After almost two years of work, I started to find problems that were acute in law enforcement but which had been solved – really, solved – in the private sector.

That’s when I came up against the one thing that is very true about the popular perception of cops: cops generally trust cops, and distrust non-cops. Especially if it is a non-cop telling a cop what the cop should be doing to solve a problem that the non-cop has never personally faced, in the sense that it was his ass on the line.

That is one of the biggest challenges: it is all fine and good for civilians to discuss, in the comfort of their homes, cars, offices or even courthouses or statehouses, what they think the cop should have done in a given situation. It is quite another to be standing alone on the street at night facing someone who is angry, bigger than you, pumped-up and ready to fight or flee based on the fact that he’s done something illegal. Or when you happen into a situation in which there is a body on the floor, and the family is screaming, and the children are terrified, and the neighbor is shouting. At these moments, the theory flies out the window.

Now, tell me how your iPhone app is going to change my life.

It was that understanding that got me to the point that I needed to go to the academy and get a job, but it was also something else: I am one of a small percentage of cops with training and experience in information technology, and we have a growing cyber crime problem in this country. I am writing now about how this all comes down to training of prosecutors (in a nutshell, they won’t take a case they don’t think they can win, and how can they win if they don’t understand even the basic economics of how cyber crime works), and I felt I had a civic responsibility to lend a hand.

In 2010, I found an agency that would tolerate my unique situation and sponsor me to the academy, and I’ve worked part-time as an officer since. For the past three years, I’ve been a part-time (paid) detective, and my work is almost entirely organized retail crime (centered on credit card theft and fraud against point of sale systems) and child pornography.

Your question raises some of the set of problems I have been working on since joining up, that has gotten worse since Ferguson: there is an exquisite temptation on the part of non-statisticians and even some statisticians, but usually reporters with the thinnest of statistical training (and no sociological training), to mix and match police, crime, court, jail, prison and corrections statistics and then reach a general conclusion. This is a huge mistake, and it leads to really, really bad conclusions and worse social and policing policy decisions.

Anyone can easily make broad statements about broadly aggregated statistics. Here’s an example: there was a substantial reduction in 2014 in seizures by the Drug Enforcement Administration (DEA) of hallucinogens (to 48,970 doses, from 119,507 doses in 2013 and 872,366 doses in 2012), and methamphetamine (to 2,946 kg in 2014 from 4,227 kg in 2013 and 4,813 kg in 2012). Seizures in the same period of heroin and cocaine were relatively flat: heroin seizures were at 1,020 kg in 2014, 1,044 kg in 2013, and 1,010 kg in 2012), and cocaine seizures were at 33,770 kg in 2014, from 24,103 in 2013 and 36,736 kg in 2012[1].

The thing about those kinds of statistics is that they feel really detailed. And in a way, they are: they are indeed the fodder for a lot of completely valid analysis about a lot of things, from the efficacy of the drug war to the consideration of racism in its lopsided prosecution. Consider that, despite widely stated “epidemics” of heroin and opioid overdoses and methamphetamine overdoses across the country, at the level of the President of the United States, actions against traffickers of those narcotics are flat over time. It is also interesting to note that, despite DEA marketing and promotion of its continuance of classification of marijuana as a dangerous drug, marijuana enforcement in the United States is down significantly: seizures of marijuana fell in 2014 to 74,225 kg from 270,823 kg in 2013, 388,064 kg in 2012, 575,972 kg in 2011 and 725,862 kg in 2010[2]. This is a pattern that belies the agency’s rhetoric.

Okay, so all that is excellent, and it seems incredibly detailed. Yet it has nothing to do with criminal justice statistics at the ground level. At the ground level, of the 40 million people who had a face-to-face interaction with a police officer in 2008[3], every single encounter was unique. Sure, we can extrapolate by use of some very clumsy pivots: incidents with use of force by the officer versus those with no use of force; incidents which ended in an arrest or citation, versus those that ended with a verbal or written warning. But in each and every face-to-face interaction, human beings interact, and things are never the same.

Was the cop in a bad mood, and being a dick? Was the person being stopped in a bad mood and getting lippy? Did the cop ask the person, “Where are you coming from?” and expect an answer? Did the person express their stern conviction that the officer has no right to stop them, because they are a free citizen? Were the police called to the scene by a concerned neighbor, who gave a report of a crime and a description of the suspect, or did the officer self-dispatch? Was the suspect high? Mentally ill? Drunk? Sad? Maudlin? I don’t care how good you are with statistics, you can’t answer these questions just as I can’t answer them, because the method of data capture is hopelessly shabby and inconsistent across our nation’s nearly 18,000 agencies. And remember – about one in four people who come in contact with a cop do so more than once in a year. That skews statistics, too.

So, while the temptation is tantalizingly strong to draw conclusions when a white officer shoots dead an unarmed black man, there is always more to the case than “race,” “armed status” and “dead.” We count more than 70 such data-points[4], and each point is a pain in the ass to get.

When Muhammad Youssef Abdulazeez[5] opened fire on military personnel at a Chattanooga recruiting station, I don’t think anyone thought the cops shooting him to stop that deadly threat were not justified. That, statistically, is the majority of cases in this country, no matter what source you look at (more on this later). But I am absolutely interested when a cop shoots someone like Walter Scott[6] in the back.

I challenge you to find a reasonable person who thinks Officer Slager was justified.

My concern, my goal, is to accurately count the Walter Scotts of the world.

This stuff is controversial. I am absolutely, positively certain that the numbers of Walter Scotts are dramatically lower than people think. As in, significantly less than 10 percent of all people killed by police are killings that are not legally and even ethically justified.

Getting people to look at data when the police data to date has been so dirty, so badly gathered and analyzed, so seemingly dishonest, is really difficult. It serves us damned right as police that now we are the ones having to defend against shitty work by charlatans or well-intentioned but incorrect reporters. But that is where we are.

But – and this is a huge ‘but’ – unless you are operationally familiar with the nuance and order of every single step in the workflow between first contact and ultimate disposition, you simply don’t know what happened by looking at the stratospherically high-level statistical aggregations available about law-enforcement interactions in America.

I’ve assigned myself the job of helping. Wish me luck.

Q. You’re one of a very few cops willing to publicly support police reform. But when you do speak out, you’re careful to express admiration for the police, praise their heroism, and you more often try to gently nudge cops in a certain direction than outright criticize conduct. Your average Black Lives Matter protester would probably call you a cop shill. Why are you being so careful? Your co-bloggers, like Peter Moskos – himself a former cop – reject the notion that there’s a problem with police culture. Do you? Are you a believer in the “one bad apple” view of police misconduct?

A. I’m going to push back on several aspects of this question. I don’t think that there are so few cops willing to publicly support police reform. As I have written[7], it is my genuine belief that when experts on law enforcement critique the work that police officers do, cops listen. Many police reform issues raised during the past five years have led to profound[8] changes[9] in departments[10] across[11] the country[12]. But cops, like anyone else, don’t like hearing that they’ve done a bad job when they have done a good job[13], and that (like cops testifying against other cops[14]) happens more often than you might think.

I do think that there is a tide of very poorly informed media reporting on the actual division between police and the community. This generation of reporters doesn’t work the police beat, doesn’t learn the streets, doesn’t understand the law, doesn’t have contacts like the last one or two ago – that is not a bad thing at all. Those generations never held the cops to the kind of scrutiny that this one rightfully does. But for every great scoop, there’s a load of dung to sift through, and people are getting really poor civic understandings from this generation of clickbait-headlined, bullshit coverage[15].

I think there is a lot, too, that I don’t understand about Black Lives Matter protesters – and I’ve reached out. In my personal experience, those to whom I have reached out have remained aloof and unengaged. It takes all my control to not get cynical about that. All I can do is, once again, say I remain willing to talk and learn more.

One of the most interesting things we found in our research on police killings was that it was members of the community who called the police in almost all the non-traffic incidents (and such calls comprised the vast majority). They described the person the police actually confronted. This is actually evidence that the police did not select those people on the basis of race – they responded to calls. This is a very important finding. We cannot tell you (no one can) whether the police treated black people differently in these cases. The data does not exist. But we can definitely say that the police were not targeting based on the race of the decedent. That’s huge.

In the just over 50% of the cases, there were non-police, civilian witnesses present. Most witnesses gave a story that was consistent with the official police account – and in the very small minority that did not, they often did not dispute the actions of the decedent, but rather the level of force used by the officer. People do not understand use of force, or deadly force policy or case law, and they make really uninformed assumptions – like, “Why didn’t they shoot him in the leg?”

There’s a huge disconnect between perceptions and reality, and I think that is largely responsible for tensions between police and communities. Another part is that police are uncommunicative and tend to clam up when people accuse them of things. Rather than explain, the police retreat to one certain redoubt: no one gets in trouble for saying nothing. That’s a problem, too. We have one side with misinformation and another side with negative incentives to speak. I’ve said repeatedly that a “conversation” on policing means that both sides listen, and both sides talk[16].

Second, I don’t think my words have been ‘gentle nudges,’ and anyone who thinks I’m a shill can meet me behind the bicycle racks after school. In one recent interview[17], I said of things cops have to do to reform:

It begins with honesty, transparency and a timely release of information, which includes a timeline, recordings of 911 calls, a narrative, any video. Without that, the public has nothing but the word of police to go on. And as we have seen, police sometimes lie. Not always, not even a lot, according to our research. But consider again the Walter Scott case and the lies that Officer Slager told. That makes it easy for citizens to lose faith in the system. Sunlight is the best cure.

I also said:

Police agencies have been uniformly terrible at releasing information and data on officer-involved deaths. That must stop. Don’t tell me about integrity of the investigation. When a citizen dies and we don’t have a chief explaining within the first 48 hours everything he knows, then the public and media are rightfully skeptical. They fill in the blanks.

I’m gentle? Not so much. And I don’t think your characterization of Professor Moskos (with whom I have written an article for the Washington Post[18]) is accurate.

As for comments about ‘police culture,’ again, this is something we think we know more about than we actually know. Consider this 2004 article in George Washington Law Review by Barbara E. Armacost. It contains two important things: first, Armacost refers to “police culture,” and second, she states something I find remarkable:

In the face of outside criticism, cops tend to circle the wagons, adopting a ‘code of silence,’ protecting each other, and defending each other’s actions. If the misconduct is found to be true, moreover, their departments deem the miscreants ‘rogue cops’ whose conduct does not reflect negatively on the organization from which they came[19].

Let me review: In a scholarly paper that contains 445 footnotes, that was printed in Georgetown Law Review, a paragraph fundamental to Armacost’s thesis is presented without a single supporting citation.

It is a concept, but it is presented entirely without substantiation. There is not only very little empirical evidence of the code of silence about which she speaks, but there is also no evidence whatever of a pervasive and homogeneous “police culture[20].”

That said, I had a conversation on this the other day with Seth Stoughton, a former cop and an assistant professor at USC Law. Stoughton said that he, sadly, didn’t have the same experience with cops showing solidarity with the prosecutor. He was more used to seeing them show up to support the defendant cop (including recently with Slager, the guy who shot Walter Scott). All this is par for the course – police cultures change depending on where you are, the presence or absence of a union, rural or urban… You get it.

In fact, I submit there are perhaps as many police cultures as there are police departments; there are more than 12,000 of those in the United States, not including county sheriffs, state police and federal agencies. To me, it really seems that Armacost can, through her work on that article, be the tail that wags the dog: academic statements that, if you ask me, were founded in Armacost’s regular viewing of Starsky & Hutch.

And because of where it exists, and academia’s dirty little secret about law reviews, it is itself citable. Meaning that one can now say, in an academic work,

“…cops tend to circle the wagons (Armacost, 2004)”

and be accurate! That’s bullshit.

There is a huge difference between what we know about policing and what we think we know about policing. The fact is that, despite our certainty that we understand policing and how we are policed, most of our truth is lost in a blur of confirmation bias. Our work shows very clearly that the number of truly unjustified killings of unarmed people is dramatically lower than citizens think, and is significantly higher than cops would think. This means that both cops and citizens are being led by narrative, not data. It’s not being helped by bad research conducted by journalists and shouted by CNN and Fox and repeated by politicians.

Consider the widely reported statement by The Washington Post that unarmed black men are “seven times more likely to die” at the hands of police than are white men[21]. In that statement, the Post reporters have leaped to some rather sophomoric statistical conclusions. This statement has been repeated by many well-intentioned journalists and by Secretary Hillary Clinton, and it is demonstrably misleading and unhelpful.

The figure was arrived at through a ham-fisted attempt to control for the population disparity in the United States between black and white people: While the raw number of white people shot dead by the police is higher than the raw number of black people[22], remember that black people only comprise about 13 percent, and black males only 6 percent, of Americans. The reporters (after the release of a report by ProPublica that claimed black males were 21 times more likely to be killed by police than were white males[23], written by reporters I happen to know were warned before publication by scholars that their numbers were inaccurate and misleading) sought to adjust the numbers to represent a count.

The mistake here, of course, is that by leaving out the context of what the decedent was doing at the time of his death, the calculation becomes truly meaningless. In the words of Joseph Cesario, director of the Social Cognition Laboratory at the Michigan State University, “To adjust the raw shooting numbers on population proportions assumes that … an officer buying a cup of coffee is as likely to shoot the cashier selling him the coffee as he is to shoot a citizen with an outstanding warrant who has just been pulled over for speeding. Not only does common sense suggest this is wrong, the data do not support this assumption[24].”

Now, I didn’t choose Stoughton at random to speak with about this. His recent papers – in the Harvard Law Review and in a forthcoming paper in Wake Forest Law Review (properly cited, I might add) – reveal tremendous thoughtfulness on these very issues that make my anecdotal stories somewhat less compelling. Stoughton takes great care in mentioning that there is no “universal” police culture, but also avers that is not the issue:

…[A]lthough I attempt to distill a coherent set of principles from modern policing, policing is not one dimensional. I make no claim that the whole of modern policing reflects a universal approach to law enforcement or that the principles I identify, both those that I contend are problematic and those I believe are curative, are either overwhelmingly present or entirely lacking at any given agency or within any given officer. Despite what I acknowledge are very real variations between agencies and officers, there is a coherent and identifiable set of principles that pervade modern policing; it is those principles that concern me here[25]

Yet Stoughton also believes that the warrior mindset of police, as opposed to the guardian mindset, has taken the kind of toll that your question raises. He does a great job of describing why the cops feel as though they must be warriors:

Officers take an oath to protect society and view themselves as part of the thin blue line, but they are exposed to situations that leave very little room for faith in human decency or the value of society itself. They see families turn on each other. They see the most vulnerable members of society brutally victimized. They also see their efforts to fight crime and disorder undermined by what they perceive as legal technicalities—the rules that a corrupt society has adopted to protect the very criminals who prey on it[26].

Remember, officers see the thin blue line as a very good thing – we are the line that stands between good people and chaos; between good citizens and the sociopathic, and yes, predatory, criminals; and all of this butch imagery “…[depicts] law enforcement as standing alone, the only barrier that protects an otherwise helpless society[27].”

And in that culture, which I admit is damned near universal in law enforcement, we see the unintended consequences. If we are warriors, then we are at war; if we are at war, there is an enemy. And if we are not careful, the enemy becomes everyone who is not us.

This is all pretty metaphysical, and the fact is that I don’t have the data to argue it other than to say I recognize it can exist, I think that current thinking in the popular press is as bad as current thinking in the police press (that is to say, data-free), and I welcome the work of professors like Stoughton and Moskos and Kennedy and others who are helping us think about these things in the context of police service.

Q. You’re steering a difficult course. Your support of police reform isn’t strident enough for critics of the police, but the fact that you’re doing it at all can’t be winning you many friends among your fellow cops. How have they reacted? Do they see you as a traitor, or has there been more tacit support than we’d expect? In Chicago, cops have turned on their own when they blow the whistle on misconduct. Do you count as a whistleblower? Are you afraid of being “Serpicoed”? What are the risks a cop takes when he suggests there might be ways to change the way law enforcement functions, and it doesn’t sit well with the blue team?

A. Do I get relentless crap about being on CNN, where they called me a “Manhunt expert?” Oh, absolutely. But the conversations I have had with my fellow officers as well as cops from around the country have been very, very positive.

But the question presumes an answer that’s actually unsupported – that police think that admitting problems and pointing out bad behavior is something bad. I have literally never met that guy. I think that Americans get so much of their information about police culture and police behavior from police shows that they forget that they got their information from police shows.

Not for nothing, but I happen to know Frank Serpico a little – he is a neighbor of mine in a small town in upstate New York where my wife and I own a house. When I told Paco that my police academy in Texas taught about him with nothing short of hero worship, he literally didn’t believe it. I told him several times. Times have changed since he was a cop (I also find it very funny that the thing that seems to bother him most after all these years was the incident in which he was accused of committing a homosexual act in a precinct toilet). You will be pleased to know that he’s still a massive flirt, with a twinkle in his eye, and he still scores with young and highly attractive women.

Not only am I winning friends among my fellow cops, I have the full support of my chief, assistant chief, commanders, lieutenants, sergeants and colleagues. I circulate my articles and media appearances among a group of almost 1000 officers in North Texas, as well as the International Association of Crime Analysts, and I have literally never heard a negative word – in fact, I most often get praise and encouragement.

Wait! I just remembered a negative word. A Deputy Chief in a mid-sized city excoriated me for saying that his agency had a culture that led directly to the death of an unarmed person in 2015. He was furious at me, and treated me in the worst possible way: he treated me like a journalist.

Q. When Moskos reviewed Radley Balko’s “Rise of the Warrior Cop,” he took particular offense at the claim that cops have been known to lie. From “testilying” to making false reports, from misleading judges about Stingrays to outright planting drugs and weapons on innocent people, there are many ways for police officers to fudge the facts. Are these the outliers, as apologists would have it, or is bending the truth an endemic problem? If the former, what about the cops who bear witness to the lies of the “bad apples” and say nothing? If the latter, what can be done to stop it? Or is this just the “price” of getting the bad dude off the street?

A. So maybe we read a different review, but Peter Moskos and I both thought that Radley’s book is excellent and important. That was probably why Peter troubled to say at the beginning of his review that the book is, “fascinating and sometimes terrifying.” That is a high compliment. I’ve said publicly things very similar.

I’ve worked with Radley Balko on one large article[28] that I guest-wrote for his Washington Post column, and we’ve communicated and collaborated on others, despite fundamental differences in opinion. What Moskos said about the lying was actually quite similar to my critique about Armacost, above:

Balko asserts that most police officers regularly commit felonious perjury. Lying, he writes, is ‘routine,’ ‘expected,’ and ‘part of the job.’ He supplies little evidence for this claim – an absence that is particularly notable because the rest of his book is so meticulously researched and thoroughly footnoted.

That is a pretty darn reasonable statement – what he said was, “There’s no data.”  You know why? Because there’s no data. The idea that it is routine and expected and part of the job is, to me, an insult. My agency considers lying a fireable offense, and I support that. I know of agencies in which that is not true.

Do cops lie? Of course they do, because they are human beings. There are many occasions in which it is acceptable for a cop to lie.

Widespread systematic perjury? Please.

Q. Why are so few cops willing to even mildly criticize the state of American policing? Is there a fear that any acknowledgement that cops are less than perfect will open the floodgates? What, then, makes you willing to stick your toe into waters that are off limits to other cops? Is it your diverse experiences? Your education? Or are you just a radical by nature? Are you hoping your fellow cops will follow suit, join you? Is there any movement growing within law enforcement to sincerely change course?

A. I think this is really the same question again, sorry. In other words, I think it’s repetitive, redundant, asking the same thing.

Happy-face-clip-art-smiley-face-clipart-3-clipartcow

Q. In the last twenty-five years, the Supreme Court has given cops a great deal of leeway to mess with people without violating the Fourth Amendment. Thanks to Whren v. United States, Heien v. North Carolina and Utah v. Strieff, the police get to seize people on a pretext, a reasonable mistake of law, or even conduct that’s unlawful but not “flagrantly” so. And thanks to Graham v. Connor, they enjoy exceptional deference when it comes to determining whether they used excessive force. Have the Supremes gone too far and enabled bad cops? Is it good for cops, for society, when the Fourth Amendment is this squishy? Is it a good thing that the ostensibly objective reasonableness test at the heart of Graham v. Connor hinges on the testimony of a “cop expert”? Is it just too easy to be a bad cop?

A. I recently said that policing involves small and heroic acts every day that never make the news. Have you ever considered the danger inherent in moving a vomiting, spitting intravenous-drug user from a dangerous place, giving them Narcan and bringing them to the hospital[29]? Fifty-two percent of unarmed people who died after a police encounter last year were on drugs, suffering from mental illness, or physical disability, or two of those, or all three[30]. Chief Brown’s comments after Dallas[31] were spot on: the collateral duties thrown upon cops mean we are animal control, hospitals, firefighters, mental health counselors, and cops all at once. And it’s never enough. That makes this job very tough.

To answer the question about the reasonableness test, let me talk about what we found in our study of unarmed civilians who died after police encounters.

We selected unarmed cases because they were the most likely place we would discover malfeasance.  We determined that citizens who were unarmed were the most likely group to contain unjustified use of deadly force by the cops—or at least that is the impression of the layman. As cops, we know that unarmed doesn’t mean not dangerous, but this was the best group to start with to maximize our chances of finding unjustified killings.

Based on our independent review of information available in the public domain at the time of writing our book, using the standards you just described, of the 153 cases in the database, we independently concluded that the same ten (6.5%) cases appeared to involve the unjustified use of deadly force by a police officer. We found that an additional number of cases – 9 (Singleton), 12 (Selby) and 14 (Flosi) – involved police actions that either were “partially justified,” or were considered justified but we expressed some reservations about aspects of the case or the information available for review. These are preliminary opinions, based on the limited amount of information that has been released publicly, and the authors reserve the right to return to each case should more information become available[32].

The cases with unjustified or partially justified use of deadly force highlighted for all of us the inherent value of this kind of data-driven examination of police behavior. Unless officers, administrators, civilian oversight commission members, city leaders, policymakers, journalists and activists can examine data in an open and transparent way, we can’t learn the lessons of incidents, whether they were mistakes or “by-the-book” incidents that confirm the value of, or suggest a needed update to, a policy or procedure.

That’s not a lot of cops going bad. As I said above, it’s between 6 and 7 percent. And before you say I’m biased, consider that our numbers jibe really closely with those of the Washington Post. They’re not exactly the Patrolman’s Benevolent Association. The Post said of its own research that 74 percent of those fatally shot by the police in 2015 had already fired shots, brandished a gun or attacked a person[33]. Another 16 percent of the shootings came after other potentially dangerous threats. These shootings were most commonly of individuals who brandished knives and refused to drop them[34]. Note that these analytical conclusions were not a featured story on their own in the Post’s coverage of police shootings[35], but rather buried in another.

But to get back to my point: According to the Post, that’s nine out of ten. These numbers are about right. So no, I do not think for one second that the Supreme Court has made it easier to be a bad cop, nor do I think that expecting that there actually can be a “reasonable officer” is a bridge too far. In fact, what I believe is that you can take it to the bank that more than nine times out of ten, in the worst case scenario – deadly force situations, which are the most rare in policing – we have cops doing the right thing. These numbers add up quickly on both sides of the equation: let’s ask ourselves whether 100 questionable incidents (out of the about 1000 people counted by the Washington Post) in a nation of 321 million people[36], in which there are 40 million annual encounters[37] between citizens and the 800,000[38] police from 18,000[39] agencies, rises to the level of epidemic that some have claimed.

But let’s also not forget that there are incidents in which cops do the wrong thing, through training or through malice. And let’s work on it.

Q. One of your specialties is busting received wisdom in the police reform movement, like the idea that cops racially profile when they choose whom to stop or maliciously fine black and Hispanic drivers more. In a WaPo op-ed, you contended that the first claim relies on a faulty metric (most drivers stopped come from outside the city, so comparing them to the ethnic breakdown of the city’s residents makes little sense). You also argued that higher fines for minorities is due to factors outside the cops’ control: as a result of their poverty, blacks and Latinos are more likely to be stopped for more serious offenses like driving on a suspended license than their white counterparts.

So what about stop-and-frisk, the tactic, not the legal doctrine? In cities like New York, blacks are disproportionately stopped and frisked. Because they’re pedestrians, the resident metric makes sense. And even allowing for the fact that stops and frisks are more subjective than speeding, the failure rate is immense and cops’ justifications are consistently flimsy. Is there a legit explanation for this?

A. I think that Stop and Frisk as a tactic was fatally flawed but well-intentioned. It is true that in New York, black people have been stopped and frisked disproportionately to their representation among the racial composition of the city’s population. Here’s something else: black people in New York are described as suspects by 911 callers at a disproportionate rate to their representation within the city’s racial composition.

So my question to you is, under what science have you determined that racial representation should remain proportionate to criminal actions? That’s based on too few variables. How many lawyers mug someone? How many dentists or college professors jack someone on the street?

To go back to your question: Is there a legit explanation? The court found that the practice was unconstitutional, so the program was not legit in any way. Now that they’ve stopped it, I think it’s important to recognize that at the outset, they had the best of intentions. I think that the NYPD, led by CompStat – which did help save lives and reduce crime in New York City throughout the 1990s and early 2000s – thought that it would be effective. They were wrong – despite getting guns off the street, it was unconstitutional, so the juice was not worth the squeeze.

I want to widen the aperture through which we view problems like stop and frisk. Throughout most of the neighborhoods in which there was stop and frisk, there was also crappy mental health care, very limited pre-K and early childhood care and education, highly limited resources for public education, horrible nutrition, obscenely bad health care and dental care, a prevalence (still) of lead paint, dangerous parks and declining music and art training in schools – in short, there was stop and frisk and all the conditions that sociologists have been telling us since the 1960s lead to crime.

These are not police problems, they are problems in our society. To blame the police may make us feel better, but is certainly won’t solve inequity and injustice at levels of government including education, welfare, health, parks, infrastructure and other areas.

To make a difference we really need to better understand and make more nuanced analysis of data around poverty and crime and race and policing. Writing about the connection between race and poverty and poverty and crime, Ben Singleton found[40] that, “while not all Americans who live in poverty commit crime, it is interesting that if only the demography of impoverished Americans (70 percent white, 30 percent black) is compared to the demography of criminals (69 percent white, 28 percent black), there is little disparity. Such data lends credence to a hypothesis that poverty leads to crime.”

Singleton compares the median income of the nation’s most dangerous cities ($31,775) to that of the safest cities ($84,879). And then he looks at race, and finds that in the five most dangerous cities, African Americans make up 50 percent of the population, whereas in the safest, they make up 3 percent.

Is Singleton conflating correlation with causation? Quite possibly – but he does say it is only a hypothesis. But everywhere we look, we find this same correlation – and as Eric Olson[41] says, correlation does mean correlation – each year, corporations in America make billions of dollars correlating Zip code, web pages you view and what kind of laundry detergent you buy to determine what products to send you coupons for.

It needs more study. It is nothing near as simple as, “Police are stopping too many black people,” because they compare the percentage of the population to the percentage stopped, as if the only things that matter are, “race” and “being stopped.” Those are not the only things that matter, and until we as a nation stop looking at everything as a matter of race and black and white, we simply will keep repeating our mistakes.

You want justice? Ask uncomfortable questions, use science and get the nuanced answers. They make shitty sound bites, but they work.

Q. You’re an aberration: a cop who can write about the doings of the police without resorting to the passive voice or word jumbles. Are you as frustrated as everyone else by the way police spokespeople obfuscate? Would plain speaking to the media and public mean a little more comity? Or would it lead to mindless anti-cop anger? Whether at StreetCred or in the articles you write, you try to make the processes that make cops act the way they do transparent. Should police departments themselves embrace transparency? Do they fear the public knowing what they’re up to? Is it that nobody understands a cop except another cop?

A. Look (again) at how Chief Brown handled the shootings in Dallas. I wrote in the New York Times the next day that, “Even as his officers fought terror in the streets — the worst loss of life for law enforcement since Sept. 11, 2001 — Chief Brown maintained his commitment to transparency, briefing reporters while the bullets were still flying[42].”

But another thing that I included in that article was this hugely important paragraph:

Friday morning, after our brothers were assassinated for being white and for being officers, the word was sent out: more protests are expected, and we must not interfere with them. And that is the way it should be.

I think police departments absolutely are embracing transparency, and I think that body-worn video and dashcams are helping. I’ve been calling for more transparency as loudly as I can, and the important thing is that we do it quickly, because sunlight is the best disinfectant. But I think that police communications has gotten tremendously better. I disagree that they are obfuscating – I go to public information officer conferences and I see genuine efforts to be more open, through online tools, social media and other outreach programs.

Again, I think this comes to a perspective uninformed by appreciation for the role of police in our society. It is highly important to remember the pressure that police are under when asked a question about an ongoing investigation.

Mistakes in law enforcement are not well tolerated. The wrong words can destroy a life. The wrong words can destroy a case.

The cost of wrong is awesome, in the true sense of the word. That’s why cops are not good at speaking about things until they are 100% certain of their facts – and that is exactly as it should be.

Think about any press conference you are complaining about and ask yourself whether the cop was being difficult, or whether he was trying to navigate through a set of highly complex facts and make statements that will not blow a case or destroy a life, and then we can talk more.

Q. You’ve got an unusual approach, to say the least, to the police reform movement – taking on the cops’ outdated technology as well as the outdated parts of their mentality. Do you ever feel you’ve got too much on your plate? Could departing from police orthodoxy have negative consequences for your business? Are there circumstances under which you’d shut up, fall back in line? What’s in your future? Are you a cop for good, or have you got an exit strategy? Is Dallas-area detective where you end up, or just one more step in your journey?

A. If we want to improve things, we need to invest more in law enforcement technology, especially in data capture, normalization, access, storage and collaboration in the CJIS[43] environment. We need open standards across the law enforcement, court and corrections information technology fabric, and should require vendors to provide open application programming interfaces to allow data to get out of silos and into consideration. We need to ensure that officers have the data capture tools to provide contextually relevant and accurate data about the interactions between police and the public. And we need new laws about data in law enforcement to encourage police departments to discover new patterns of data without being penalized through immediate open record requests and demands for a fix to new problems that are uncovered through more sophisticated use of data.

As for me, I will never shut up and never fall in line as long as I see that either side is lying about how we are policed. This is the best opportunity in my lifetime to change fundamentally the relationship between police and the communities they’re sworn to protect, and wasting it with a bunch of meaningless shouting about narrative is such a hindrance.

And how long I stay in policing is unknown. Six years of public service is a lot more than most people accomplish in a lifetime. I have no intention to quit at all – not while I can be valuable in helping to curb human trafficking and child abuse; not while I can be helpful in creating or evangelizing for great new technologies to change the way we explain how police do what they do. I am blessed with the opportunity to be paid to police and paid to do other things at the same time.

This is a hugely rare gift. I don’t intend to squander it.

[1] Drug Enforcement Agency, United States of America (2016) “DEA Domestic Drug Seizures.” Resource Center, Statistics & Facts, Drug Enforcement Agency, United States of America. Accessed 4 September 2016. Available: http://goo.gl/rBz3Rm

[2] Ibid.

[3] US Department of Justice (2011). “Contacts between Police and the Public, 2008.” Office of Justice Programs, Bureau of Justice Statistics, Rep. No. NCJ 234599 at 1. Accessed 5 Sept 2016. Available http://www.bjs.gov/content/pub/pdf/cpp08.pdf

[4] http://streetcredsoftware.com/PKIC

[5] https://en.wikipedia.org/wiki/2015_Chattanooga_shootings

[6] https://en.wikipedia.org/wiki/Shooting_of_Walter_Scott

[7] http://thecrimereport.org/2016/07/08/national-conversation-on-policing-means-everyone-listens-too/

[8] http://www.nydailynews.com/new-york/stop-and-frisk-continues-cops-don-reforms-article-1.2533429

[9] http://wspa.com/2016/03/14/greenville-police-chief-changes-use-of-force-policy-in-wake-of-national-outcry/

[10] http://www.latimes.com/local/lanow/la-me-ln-lapd-rules-change-20160315-story.html

[11] http://newsok.com/article/feed/1002499

[12] https://www.minnpost.com/politics-policy/2016/03/avoiding-lawful-awful-how-minneapolis-and-st-paul-police-officials-are-looki

[13] http://tucson.com/online/video/graphic-content-another-angle-of-tucson-police-shooting/youtube_068a704b-fc69-51ff-b0f0-8724bfd84b40.html

[14] https://www.washingtonpost.com/news/true-crime/wp/2016/06/24/ex-fairfax-police-officer-who-killed-john-geer-returns-to-court-friday-for-sentencing/

[15] See, e.g., my critique of The Guardian’s The Counted and its attack on Kern County police, calling them the deadliest department in the country, at https://medium.com/@nselby/kern-county-s-murderous-raping-stabbing-criminals-and-the-lethal-cops-who-stand-between-you-fc15853abdb5#.ftc4e4663

[16] http://thecrimereport.org/2016/07/08/national-conversation-on-policing-means-everyone-listens-too/

[17] http://thecrimereport.org/2016/05/31/doing-the-right-thing-2/

[18] https://www.washingtonpost.com/posteverything/wp/2016/01/15/just-counting-people-killed-by-police-wont-fix-problems-we-need-better-data/

[19] Armacost, Barbara E., Organizational Culture and Police Misconduct (2004). George Washington Law Review, Vol. 72, No. 3, 2004; UVA School of Law, Public Law Working Paper No. 03-6. Available at SSRN: http://ssrn.com/abstract=412620 or http://dx.doi.org/10.2139/ssrn.412620

[20] I don’t know how it worked out for you when you arrested a cop, but when I helped do it, the entire department stood at the trial behind the prosecutor to send to the jury the unmistakable signal that we stood against the cop we had arrested and testified against. I wrote a lot about this at https://nselby.github.io/Are-You-Certain/

[21] Somashekhar, S., Lowery, W., Alexander, K., Kindy, K., & Tate, J (2015). “Black and Unarmed: A year after Michael Brown’s fatal shooting, unarmed black men are seven times more likely than whites to die by police gunfire.” Washington Post, August 8, 2015 (Online). Accessed 4 Sept 21015. Available: http://www.washingtonpost.com/sf/national/2015/08/08/black-and-unarmed/

[22] That number refers to killings by police overall; in fact, in terms of unarmed people, the numbers are different: more blacks were killed by police than whites. One hundred and fifty three cases fit the criteria for inclusion in the StreetCred Police Killings in Context Database in 2015. Of these, two (1.3%) were Asian or Pacific Islander; 59 (38.56%) were black or African American; 22 (14.37%) were Hispanic or Latino; 5 1 (0.65%) was Native American; 2 (1.3%) were Semitic, 12 (7.84%) were of unknown race; and 55 (35.94%) were White.

[23] Gabrielson, R., Grochowski Jones, R., Sagara, E. (2014). “Deadly Force, in Black and White.” ProPublica, October 10, 2014 (Online). Accessed 4 Sept 2016. Available: https://www.propublica.org/article/deadly-force-in-black-and-white

[24] Cesario, J. (2016). “Are Black Americans killed by police more than we would expect?” Social Cognition Laboratory, Michigan State University. Accessed 5 Sept 2016. Available http://goo.gl/cAzXR8

[25] Stoughton, Seth W., Principled Policing: Warrior Cops and Guardian Officers (August 26, 2016). Wake Forest Law Review, Forthcoming. Available at SSRN: http://ssrn.com/abstract=2830642

[26] Ibid.

[27] Ibid.

[28] https://www.washingtonpost.com/news/the-watch/wp/2016/06/20/guest-post-the-low-hanging-fruit-of-police-reform/

[29] http://thecrimereport.org/2016/05/31/doing-the-right-thing-2/

[30] https://www.washingtonpost.com/news/the-watch/wp/2016/06/20/guest-post-the-low-hanging-fruit-of-police-reform/?utm_term=.4e76c777f314

[31] http://dfw.cbslocal.com/2016/07/11/dallas-police-chief-were-asking-cops-to-do-too-much-in-this-country/

[32] Selby, N., Singleton, B., and Flosi, E. (2016) “In Context: Understanding Police Killings of Unarmed Civilians.” p. 66. St. Augustine, FL: Contextual Press/Calibre Press.

[33] http://www.washingtonpost.com/sf/investigative/2015/10/24/on-duty-under-fire/

[34] Ibid.

[35] If you were among the millions of Americans who missed this important analysis, I don’t blame you; The Washington Post didn’t say this loudly. The story that announced this analysis was not by-lined by Wesley Lowery, the reporter behind the Post’s coverage of police shootings. It was almost as if Lowery didn’t want us to notice. In fact, this analysis was fairly well hidden in the tenth paragraph of an article about something else. It was, in fact, so well hidden that my own Post editor couldn’t find the reference – he challenged my assertion – until I gave him the specific URL—but there it was:

74 percent of those fatally shot by the police in 2015] had already fired shots, brandished a gun or attacked a person with a weapon or their bare hands… These 595 cases include fatal shootings that followed a wide range of violent crimes, including shootouts, stabbings, hostage situations, carjackings and assaults… Another 16 percent of the shootings came after incidents that did not involve firearms or active attacks but featured other potentially dangerous threats. These shootings were most commonly of individuals who brandished knives and refused to drop them.

[36] https://www.census.gov/quickfacts/table/PST045215/00

[37] http://www.bjs.gov/content/pub/pdf/cpp08.pdf

[38] http://www.bjs.gov/content/pub/pdf/nsleed.pdf

[39] http://www.bjs.gov/content/pub/pdf/csllea08.pdf

[40] Singleton, B. (2016). “North Texas police officer explains why poverty is the missing link in our discussion of race and police.” Dallas Morning News, August 3, 2016. (Online) Available: http://www.dallasnews.com/opinion/latest-columns/20160803-ben-singleton-missing-link-in-discussion-of-race-and-police-is-poverty.ece

[41] https://digitalwaterblog.com/about/

[42] Selby, N (2016) “Police and Protesters can Co-Exist” The New York Times, July 9, 2016, page A21. Print. Available: http://www.nytimes.com/2016/07/09/opinion/bad-guys-win-if-the-police-reject-protests.html

[43] Criminal Justice Information Services, the security framework under which law enforcement data is managed

Cross: Julie Stewart, Founder of Families Against Mandatory Minimums

August 24, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Julie Stewart, the founder and president of FAMM, who is retiring after spending 25 years leading the fight to for sentencing reform. Here’s FAMM’s 25-year anniversary video:

Q. In 1990, you were two years out of college and working as the Cato Institute’s public affairs director. How did you end up at Cato? Why Cato? Was it just a job or a cause? Then you got a call from your brother, who told you he’d been busted on charges of growing pot and learned he was being prosecuted by the feds and looking at a five year mandatory minimum. During those early years at Cato, were mandatory minimums on your radar at all? The War on Drugs? What about federal involvement in what was traditionally a relatively low-level state crime? You could have done nothing. What made you decide to take up arms on behalf of your brother and others like him? What’s wrong with mandatory minimums anyway? Isn’t it fair for Congress to determine the lowest sentence to be imposed for a crime?

A. In 1988, I graduated from Mills College in California with a BA in international relations and no idea what to do with myself. I was a “nontraditional” student – my “gap year” between high school and college lasted 10 years. So, at age 31, I moved to DC for a summer internship and ended up with a job at the Cato Institute.

I knew Cato’s president, Ed Crane, because he was a fraternity brother of my brother-in-law’s. But I knew very little about Cato’s philosophy when I started working there, even though I leaned libertarian in my thinking. At Cato, I was exposed to many new free-market ideas, though sentencing policy was not among them. The drug war was, though. Cato was an early and consistent opponent of the “war on drugs” and the discussions I had there deeply influenced my thinking about drug policy.

I didn’t fully appreciate the impact of America’s drug war until my brother, Jeff, was arrested for growing marijuana in his garage. While I thought Jeff was stupid for growing pot, I didn’t think his punishment would amount to much. That’s why I was so surprised when his case was given to the federal prosecutors and he faced a five-year mandatory prison sentence. I was incredulous that the judge who had been on the bench a quarter of a century could not give Jeff the sentence he thought was appropriate (two years). It defied my basic understanding of the justice system – that judges judge.

When I learned that members of Congress, who had never laid eyes on my brother, had predetermined his sentence based solely on the amount of marijuana he was growing (365 plants), I was appalled. Although Congress has the power to create sentences, that doesn’t mean they should. They are far too removed from the courtroom to know what the appropriate punishment should be for any given defendant.

My brother’s case was small potatoes compared to the thousands I’ve read since then, but it illustrates many things that are wrong with mandatory minimum sentences. Among them is the question of why someone arrested for growing marijuana in a garage in Spokane, Washington should be prosecuted by the federal government. This was clearly a crime that the state could handle. But it was 1990 and the drug war was in full swing and, although I can’t prove it, I suspect his case went federal because the sentence was longer than the state’s.

Everything I learned during Jeff’s ordeal made me mad enough to want to do something to change the law. I had the naïve notion that if members of Congress knew how their laws were being applied, they would smack themselves upside the head and say, “Wow! We need to change them!” Clearly, it hasn’t been that easy…

Q. Families Against Mandatory Minimums, FAMM, started off small. In 1991, just you and a couple of D.C. attorney friends. Your first act as founder was to convene a meeting with people from across the country whose loved ones were serving often incredibly lengthy prison terms as a result of mandatory minimums. What did you know about starting an organization, starting a movement? What came out of that first meeting? Did it crystallize your resolve or make you afraid of the scale of the undertaking? Did it make you realize that an emphasis on compassion might work, at a time when politicians from both parties, the media and the public were clamoring for ever higher, more draconian sentences? Did you think to yourself, “this is nuts”?

A. I started FAMM nine months after my brother went to prison. I didn’t intend to start an organization, but I couldn’t accept that my brother had to spend five years in prison and that there was nothing I could do about it. I’ve never been very good at taking no for an answer, so I suspect some of what drove me was the desire to prove that I could change Jeff’s sentence. (Unfortunately, I failed at that.)

I was also very motivated by the family members of prisoners I met at a meeting we convened in June, 1991. Their loved ones had it so much worse than my brother – many were spending decades in prison – and the pain in the room was palpable. By the end of the meeting, everyone agreed we needed to start an organization to change sentencing laws. Because I lived in Washington, DC, and had made some contacts by then, I was the natural person to get it going.

I knew nothing about starting or running a nonprofit. Thankfully, I had assistance from some wonderful attorneys, especially Scott Wallace and Eric Sterling, who gave me the guidance and contacts I needed to get started. That included steering me to an attorney at the law firm of Caplin & Drysdale, who filed our 501(c)3 paperwork pro bono. At no time did I ever think what I was doing was crazy. I am staunchly opposed to mandatory minimum sentences and believe that FAMM’s work increases sentencing justice. I’m also a huge optimist and have faith that the truth wins in the end. In retrospect, I think my idealism, and a certain amount of ignorance about how hard it is to change laws, were invaluable in starting FAMM.

Q. In the wake of that meeting, you worked out a double-pronged plan of attack: put a spotlight on the stories of sympathetic prisoners, typically those condemned to serve decades behind bars on a first-time drug offense, and work to change state and federal laws providing for mandatory minimums. Since you weren’t a lawyer, or even a lobbyist by training, how did you figure out your approach? Were you entirely self-taught, or did you have help? Did Cato provide any guidance or support? Where did the funding come from?

A. When I started FAMM, what I lacked in training I made up for in common sense. Basically, you’re selling a product so you need to believe in the product and know your audience. My product was sentencing reform and my audience was Congress. I needed to make members of Congress understand how their laws were being applied and to whom, so they would change them.

To do that, I had to appeal to their heads and hearts. That required solid data about the cost of incarceration and the numbers of people impacted, while humanizing mandatory sentencing laws. Humanizing the laws meant telling the prisoners’ stories and that of their families, clearly, simply, and with photographs, if possible. This was in the days before everyone trotted out a “victim” for their cause, so it was relatively innovative and caught people’s attention.

I also understood how important it was for family members of prisoners to meet with their legislators and share the stories of their loved ones in prison. Early on we held “lobby days” in Washington and encouraged people to visit their legislators in their districts. I also learned quickly that the media was FAMM’s best friend in circulating prisoner stories nationally. Within a month of starting FAMM, I heard from ABC News. They wanted to do a 3-minute piece on mandatory sentencing and asked me for prisoners and experts to interview. I was ready for them and thrilled that the piece aired so soon after launching FAMM. It generated national attention for FAMM, which brought more prisoners to us and more stories to tell.

One organizational decision I made from the get-go was that FAMM would not charge prisoners or their families any money for anything. Even though it cost us to produce and mail a quarterly newsletter (the FAMMgram) as well as run the office, I didn’t want to charge a membership fee because I felt so many of our members had spent their last dimes on attorneys. I wanted them to trust FAMM. I wanted them to know that FAMM existed only to help change the laws, not to make money off of them.

Of course, we have always sought donations from everyone because the biggest challenge to starting – and running – an organization is funding. When I left Cato, Ed Crane generously gave me the names of Cato’s supporters who were opposed to the drug war. That list provided FAMM with its seed money. One man deserves particular accolades – Rich Dennis – who sent FAMM a check for $25,000 (a huge sum of money then!) before he had any idea whether I could make a go of this start-up organization. His faith in me was inspiring. And, ultimately, it was justified.

Q. One of the first laws FAMM targeted was Michigan’s infamous “650-lifer” statute, which imposed a mandatory life sentence on anyone convicted of possessing, delivering or intending to deliver over 650 grams of cocaine or heroin. It proved a tough nut to crack; in 1998, after seven years of advocacy, you managed to persuade then-governor John Engler, a Republican, to reduce the mandatory minimum to 20 years after his predecessor publicly declared it a failure. Five years later, you turned that incremental success into a big one when Michigan enacted sweeping sentencing and parole reform in drug cases.

Was it your plan going in to take the long view, play the long game? Did you realize when you started FAMM how difficult and prolonged it would be to accomplish anything? Was it a matter of chipping away, or did you wait for less intransigent politicians to be elected and the national mood to change? Were you ever frustrated by the slow pace of things? Did you consider giving up?

A. Actually, the first laws FAMM targeted were federal drug mandatory minimum sentences. Just two years after starting FAMM, I was invited to testify at the first congressional hearing on sentencing since the early 1980s. My panel consisted of myself, the mother of a prisoner we profiled, and one of the prisoners whose story we shared widely: a 19-year old girl serving 10 years for telling undercover cops where her drug dealer boyfriend was. That hearing led to the introduction of the “safety valve,” which we lobbied hard for and was passed in August, 1994.

Unfortunately, retroactivity of the safety valve was bargained away in 11th hour negotiations of the 1994 crime bill. But, as imperfect as it is, the safety valve has provided shorter sentences for about 25 percent of those sentenced to federal prison for drug crimes each year (roughly 100,000 defendants since 1994). At the time, I had no idea how rare it was to win a sentencing reform so quickly. It was 16 years before we would see another statutory reform to federal drug sentencing; this time for crack cocaine. Had I known it would take so long to win another federal statutory reform, I probably would have been discouraged. But the good news was that sentencing policy reform could be accomplished elsewhere: at the U.S. Sentencing Commission and in the states.

Our sentencing victory in Michigan in 1998 was also relatively quick. In 1994, FAMM hired Laura Sager as our Michigan director to tackle Michigan’s 650 Lifer Law. Using our standard MO of collecting the data, telling the stories, gathering the families to lobby, and engaging the media, we successfully reformed Michigan’s 650 Lifer Law in 1998 so those serving life sentences became eligible for parole after 15-20 years. In Michigan, we also honed our skill at reaching out to unlikely allies. We worked with law enforcement groups and prosecutors to forge a bill that everyone could support. And we befriended the governor who signed the 650 Lifer Law in 1973, and no longer supported it.

I’ll never forget meeting the prisoners who were granted parole as soon as the law was signed. They were the first people who were given freedom as a result of FAMM’s work. And not just freedom but given back their LIVES – these people would have died in prison otherwise. That was unbelievably motivating! Once we had the 650 lifer win, it made sense to keep going and see if we could get further reforms to the lesser (but still severe) sentences in Michigan. In 2002, we succeeded in getting rid of almost all of Michigan’s drug mandatory minimums. The law became effective March 1, 2003.

When I started FAMM, I thought I could “fix” the sentencing problem in about five years and then go on to do something else with my life. Obviously, it didn’t work quite like that. But each year brought some progress and that progress kept me going. I’m a big believer in chipping away at a problem. Having said that, I never thought it would take this long.

Q. To work against state as well as federal mandatory minimum laws, you had to turn FAMM into a national organization. How did you find qualified people nationwide? Did you coordinate everything from a perch in D.C., or did you let the various branches of FAMM do their own things? In a time of superpredator rhetoric and near-universal crime panic, how were you able to attract enough volunteers and capital to not just survive, but grow and expand? How did you keep them motivated?

A. FAMM was national in scope from the very beginning because our members (prisoners and their families) lived all over the country. As FAMM became known, spouses and parents of prisoners would volunteer to become FAMM “coordinators” in their area and host meetings to introduce FAMM to others in their communities. This network of volunteers was hugely helpful in getting information to families and prisoners before the internet made information-sharing so accessible.

Most of these chapters looked for direction from FAMM headquarters, but some were very active without much input. That can be both good and bad because a renegade chapter could damage FAMM’s reputation. Luckily, we never had serious problems with that. By the time the internet took off, FAMM chapters faded away. They weren’t needed as much, although I missed the personal contact of seeing people at the monthly meetings we held in DC.

Today, interacting through social media, it is sometimes hard to keep FAMM members motivated because we’ve been asking them to do the same thing for so long: meet/email/call your legislators to tell them your story, or support or oppose a bill. That seemingly boring lobbying actually has an impact, but it’s hard to feel it when you’re sitting at home in front of your computer. Still, people are encouraged and hopeful by the sentencing changes that have been happening around the country for the past few years.

FAMM has never had a very big paid staff but we’ve had no trouble hiring. People who want to work at FAMM are true believers: they have to be, because no one is getting rich at FAMM. Fundraising is never fun, no matter the organization. But trying to raise money to change criminal sentencing laws to help guilty people get fairer sentences… is a real challenge. There were many years when I woke up in a sweat sometime around September, worrying that we would not have enough money to pay everyone for the rest of the year.

Our natural constituency for funds is the prisoners and their families. But I know they often have very little money. That’s why I am so humbled when grandparents send $20 with a note that says they are on social security and this is all they can afford but they really want to help me. Or prisoners send us stamps because that’s all they can afford. In contrast, I am also extremely grateful to FAMM’s very wealthy supporters who annually send us big checks. Among those are my favorite bedfellows: George Soros and David Koch. The growing interest in and national attention to sentencing reform has made fundraising much easier in the past few years. I sleep better at night, not that FAMM will ever be rich.

Q. You led FAMM through one of the darkest times for federal criminal defendants. From 1984 to 2005 (when the Supreme Court decided Booker), judges adhered to the Federal Sentencing Guidelines, which put enormous power in prosecutors’ hands to determine the length of sentences. While the Guidelines are now advisory, have they had a lasting impact on sentencing? Isn’t consistency in sentencing worthwhile? Would a Guidelines-inspired system providing for consistency be a good thing if the sentences were lower, or are there moral and civic reasons to oppose this kind of sentencing guidance?

A. The idea behind the sentencing guidelines was understandable: give similar sentences to similarly situated defendants. Unfortunately, human behavior doesn’t fit neatly into a grid. No two people are alike, no two crimes are alike, and no two sentences should automatically be alike. I would rather see justice delivered at sentencing than consistency. As my friend and FAMM board member Scott Wallace once argued, “Unwarranted uniformity in sentencing is no better than unwarranted disparity.” That judges are “departing” more post-Booker is a good thing. It means they are taking into account the myriad factors of each case and defendant, and determining the sentence that is most appropriate for that individual. If the sentence is wildly outside the norm, either side can appeal. That’s what a healthy sentencing system should look like.

I would also add that not long after starting FAMM, I realized that convincing seven U.S. Sentencing Commissioners to change sentencing guidelines was easier than persuading the majority of 535 members of Congress to change sentencing statutes. At a time when most advocates weren’t paying attention to the sentencing guidelines, FAMM was using prisoner stories to convince the Commission to change LSD and marijuana sentences, make the safety valve guideline retroactive, drop crack guidelines by two levels, and more.

The coup was the 2014 “drugs-minus two” retroactive guideline reform that led to over 46,000 drug prisoners becoming eligible for sentence reductions. We’ve heard from dozens of prisoners who were serving life sentences until that reform passed. Afterwards, their sentences were reduced to 30 years and, with good time credit, they were released. Those are the stories that make you know you’re doing something good.

Q. Beyond mandatory minimums and Sentencing Guidelines, the federal government and the states have other tools to ensure long and inflexible sentences. First, the feds eliminated parole. Then, in 1986, a 100:1 sentencing disparity for possession of crack vs. powder cocaine was passed, because reasons. You’ve been opposing that law for decades, first unsuccessfully in 1994 and then successfully in 2010, when Congress reduced the disparity to a mere 18:1. Is there reason to believe it will be corrected to 1:1? Are we doomed to keep repeating the mistake of formulating sentences based on hysteria rather than accurate information? Will empiricism in sentencing help or hurt?

A. I doubt seriously that Congress will change crack sentences to 1:1. If it happens, it will be decades from now. As much as I’d like to think we have learned from our sentencing mistakes, it is discouraging to see members of Congress continue to introduce bills with mandatory minimums. It’s as if they have no impulse control when an emotional crime occurs. Their Pavlovian response is to pass a stiff mandatory sentence.

The latest examples are “Kate’s Law,” introduced after the murder of Kate Steinle in San Francisco, and the “Back the Blue Act,” introduced after the murder of five police officers in Dallas. Both bills carry long mandatory minimum sentences. On the upside, not many bills with mandatory minimums make it through Congress. The last big batch was in 2006 (sex offenses). I credit this to the younger, more junior, more libertarian and liberal members of Congress who recognize that mandatory minimum sentences are an expensive failure. That number is growing while the old-time hard-liners are shrinking.

Q. In the past year, noises of reform have been heard from all quarters. What’s driving this sudden talk of reform? Is it purely a budgetary concern, because money is tight and prisons are expensive? Is it a small-government message? One of compassion? Or perhaps a pragmatic argument, that tough-on-crime has failed to live up to its promise? Despite all the talk and the coalitions favoring sentencing reform, not a lot has changed, even in Grassley-approved watered down versions. Is this reform talk real or will it fade away with the next wave of hysteria?

A. I think the main reason for progress is that people from different ideological backgrounds have begun to see prisoners as human beings. That might not sound all that exciting, but I really think that’s what’s happening. Until you believe people who break the law might not be that different than you or someone you know, you are not likely to care how long they are sent away, what kind of conditions they are kept in, and what happens to them when they are released. But the culture is shifting – finally – and so I think that has helped those of us pushing for reform.

As for the lack of progress, I think that only relates to Washington and, more specifically, Congress. The states are moving forward with reforms, including some fairly bold reforms, such as repealing drug mandatory minimums. Even in Washington, I think it would be a mistake to be disappointed that Congress won’t pass anything this year. First, election years are the times we usually see bad criminal justice ideas move, so it’s a sign of progress that those bad ideas – such as new mandatory minimums for opioids – aren’t going anywhere. In addition, keep in mind that the Grassley bill enjoys broad bipartisan support and would pass easily in any year but this presidential election year.

Q. When FAMM singles out somebody’s case as an example of why reform is needed, it’s usually a small-time drug offender: a nice kid caught in possession of a little coke and charged with conspiracy to distribute. In other words, someone a lot like our last two presidents, although they didn’t get caught. But Obama, like Bush before him, is a very unenthusiastic pardoner and commuter of sentences. FAMM helps highlight cases that deserve clemency. How do you do it? Are you responsive to the national mood – pro-drug reform and anti-gun, at least for the moment? And should the president do more, give clemency more often? Are you disappointed that over two terms of office, the president has accomplished almost nothing in criminal justice reform?

A. I have been outspoken in urging the president to act more boldly. I am impatient for change. But an honest assessment of the president’s record, even if he were to do nothing else, would have to give him credit for commuting more sentences than the last nine presidents combined.* His administration came out in strong support of eliminating the indefensible crack-powder disparity. His Justice Department is charging fewer mandatory minimums against low-level offenders, a unilateral move that reminds us of the important role prosecutors played in overfilling our prisons.

With regard to our profiles, I think you will see that we highlight cases that show exactly why mandatory minimums don’t work. We don’t pretend that the people involved were saints or innocent. These are all people who broke the law and deserve to be held accountable. Our goal is just to get people to see that even people who make bad mistakes deserve a punishment that fits their crime.

Q. Despite FAMM’s many successes, you’re retiring as head at a time when the national mood is precarious. Sentencing reform bills, like the tepid Fair Sentencing Act, languish in Congress and fail despite supposed bipartisan support. And thanks to “sexual assault on campus” hysteria and the outrage generated by things like the relatively mild sentence Judge Aaron Persky gave Brock Turner, mandatory minimums are very much back on the table for new crimes, even when the old ones have yet to go away. What can FAMM do to keep pushing things in the right direction? And with a well-deserved retirement to look forward to, what does Julie Stewart plan to do with all that free time?

A. I take your point. I am always worried that one high-profile crime could stop our progress. But for all the reasons I mentioned already, I think support for reform will stay high and continue to grow. We simply can’t and shouldn’t keep doing things the same way we did them 30 years ago. So we will continue to highlight the problems with our sentencing laws in a way that people can understand and hope we can motivate them to demand that policymakers act.

As for me, I sound like every disgraced legislator forced from office when I say I want to “spend more time with my family…“ But it’s true (other than the forced from office part). I really do look forward to savoring every moment before my two teenaged daughters tackle the world. I will also remain on the FAMM board as chairman and I suspect that after a time, I will probably get involved in criminal justice reform one way or another. After 25 years, sentencing reform is in my blood.

* President Obama, it should be noted, has granted fewer pardons than any other president.

Cross: LegalZoom Founder Eddie Hartman, A Lawyer’s Best Friend

August 10, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Eddie Hartman, one of the founders of LegalZoom, lawyer and either your best friend or worst nightmare, according to what the future brings.

Q. You’re a ‘92 Yale grad, with a BS in computer science and a BA in anthropology, which won’t be held against you. That was fairly early for an interest in CS, before the World Wide Web was a “thing” and personal computers were doubling in speed every couple of years. What made you go the CS route? While Yale’s not a bad school, why not someplace serious, like MIT or Cal Tech? Did you have the entrepreneurial spirit in you from the start, or was that something that came along the way? And how does anthropology fit into this?

A. My dad, who is the smartest man in the world, introduced me to computers early. He was a physicist at the Murray Hill, NJ, Bell Laboratories facility, which allowed him to take home a computer terminal. This, in turn, allowed me to play a bunch of early computer games. How early? To give you an idea, we had no monitor; instead there was a traction-feed printer. When you moved your knight or whatever, it would print out an entire new sheet of paper, showing you how the “screen” had changed. All this over a modem that required you to actually plug in a phone handset, like in WarGames.

I think a suitable punishment for misbehaving teenagers would be to replace their iPad with a setup mirroring the one I had.

MIT and CalTech are great schools. Two of my closest high school friends went to MIT, and one of them won the Nobel in Physics in 2011, meaning every conversation with my dad begins with the question, So how’s Adam Riess?

But I wanted something a little more balanced with, you know, girls. Beyond computers, for a while I wanted to be a writer. And for a while I struggled with a delusion you can get if you spend too long in a darkroom, which is the delusion that you can make a living as a photographer.

Anthropology because, like any young man with a shred of common sense, I wanted to be Indiana Jones. Once again, few tribes will pay you to study them. You gotta eat.

Q.  From New Haven, you went to Philly, where you did your MBA at Wharton (and were a Palmer Scholar, which is kind of a big deal). What made you decide to not go the coder route? Certainly, coders were in demand at the time, and a lot of the cool kids saw a huge future in creating the internet. Why more school?  And if school, why not a graduate degree in computer science? Was it your plan from the outset to go start-up, given that anything with an “e” in front of it was crazy in the irrationally exuberant 90s? Did you have any idea what that start-up might be? Was Legal Zoom even a twinkle in your eye?

A. One of the really hard truths you learned as a Bell Labs brat is that the smartest people, and often the hardest-working people – here, the scientists – often get the short end of the stick. They do not have the control over their destinies that they, by rights, ought to. The way we compensate people is not equitable, but I don’t see it changing. So I wanted to run things, or at least be on the team that runs things.

To do that, to start something and run it well, you generally need capital. And that means speaking the language of capital. I don’t know if I could have gotten into Harvard for business school, but I really wanted Wharton because that is what they teach: how to speak finance. It is the Berlitz of capital. And to be 100% clear, I did not attend until later in life, when we’d already attracted investment and were taking on still more.

Q. While you’re obviously well educated, you’re also a lawyer, admitted in California. Except there is no indication from any of your bios that you ever went to law school. Did you? Did that detail somehow slip through the cracks? And if not, how did you manage to sit for the bar? Worse still, how did you manage to pass, given that less than 50% of law school grads today manage to accomplish that feat? Were you that smart that law oozed into you by osmosis?

A. Fortunately for me, there are three states (to my knowledge) that still allow their citizens to “read for the bar”: Washington, Vermont, and California. That does not mean you show up for the bar exam one day. California has a multi-year program, administered by the state bar that allows you to fulfill your educational requirement without going to law school. If you are thinking about trying it, dear reader, may I first suggest trying to eat and pass a roll of sandpaper as a means of acclimating to the requirements.

You know, it’s funny. England, from which much of our law descends, does not ask its lawyers to obtain a graduate degree in law. Instead, they limit bar membership through apprenticeships, where aspiring lawyers are forced to actually learn something before being admitted to the guild. Some of the luminaries of our profession – Clarence Darrow, Abraham Lincoln – never graduated from a law school. But in the early 1930s, right after the Great Depression dealt a terrible blow to the economic prospects of the existing bar membership, the ABA and the AALS got together and decided three years in an ABA accredited institution would be a dandy way to qualify all future lawyers.

Again, it’s funny. Unless, you know, you are carrying $132K of law school debt and are struggling to find a way to pay it off. Then it’s less funny.

Q. You were admitted to practice law in 2011, well after your prior tech jobs and founding LegalZoom. Why did you want to be a lawyer? Did you ever intend to practice law? Have you ever practiced law? Was this admission to further LegalZoom? Was this to give you legal cred? You’re entitled to call yourself an attorney, but is it fair to compare yourself with lawyers who actually practice, who earn their living by representing clients?

A. My respect for the law – for lawyers, actually – started slow but came on strong.

At first, I thought of LegalZoom as just a way to provide a service. No different, really, than allowing people to book their own airline tickets or trade stocks from their living rooms.

The change came in talking to the customers who came to the website. You could hear the emotion in their voices. I imagine you’ve had this experience yourself. Law is rarely, if ever, a neutral transaction. People seeking legal help are frightened, angry, desperate. Many of our early customers came to us because they had nowhere else to turn, or because they needed something immediately. They were going into surgery the next day and needed a will, because they did not know if they’d make it out. Or they had just lost their job, but had someone willing to pay them for an engagement – if they had an LLC.

You came to realize that a dollar spent on law punches above its weight. It is not the same as a dollar spent on gas or peanut butter. It matters much more, because it protects much more.

I realized the only way to honor this relationship was to actually become a lawyer. And now I am one. But I reserve great respect for lawyers who actually practice. My eldest son is named after Clarence Darrow. That doesn’t mean we all have to be litigators. But every army has those who actually take the field, and those who wear the uniform without being in harm’s way. I feel a special debt to the former.

Q. Prior to LegalZoom, you were Chief Technology Officer at TROON Ventures, and Senior VP of Tech and Marketing at Xceed International. Did you ever have a job with a title like, “guy who fetches coffee” or “guy who digs ditches”?  Was your focus on anything tech? Did you have any particular goals at this point, or was it just to find a place for yourself in the business of technology? Was there any inkling in your mind that there would be law in your future?

A. I have had a colorful mix of jobs. I was a journalist in Memphis, Tennessee. I wrote a series of kids’ books for the same publishing house that did Choose Your Own Adventure.

And I was a temp for a long time. I did data entry. It was a great way to learn that renting your nervous system out by the hour is no way to live.

Q. In 2000, LegalZoom was founded, and you were one of the founders. How did that happen? Who decided to take the age-old idea of using legal forms and offer them to the public directly online?  What was your role as a founder? Did you know anything about law at that point? Did it matter? Did you buy in to the concept right away, or was it a struggle to leave job security behind and shoot for the moon? The year 2000 was a scary one for tech startups, as the world of money being thrown at tech shifted to the bubble bursting. Did you wonder if this was the biggest mistake you ever made?

A. By the time we finally quit our jobs, the three of us – Brian Lee, Brian Liu, and myself – had batted around a number of business ideas for LegalZoom (it was called Law Garden at the time), all around the central theme of legal services. I credit Brian Liu with nailing the core concept. We all had a hand in shooting down some of the zanier plans; a “1-900” number for legal advice stands out as an idea I’m glad we avoided.

“The Brians,” as we called them, were the lawyers. I was the guy with experience building web businesses. TROON and Xceed had given me solid training in how to bring a business online, from promising startups to Fortune 500s. Of course, advising others is very different than taking the advice yourself.

The hardest thing for me was stepping away from a non-profit I’d built with some friends, called Servicity. It was a charity established to support military families, meaning spouses and children of service members. We don’t do enough to support our soldiers, it’s true, but boy do we come up short on support for the families. Servicity had gotten some traction – we had started by wiring community centers on Air Force bases for Internet access – but LegalZoom’s needs grew much faster. I couldn’t do justice to both and had to choose. That said, one in seven non-profits in the US are now formed through LegalZoom. So I concentrate on trying to do a great job for them.

Q. You are now the Chief Product Officer, which sounds great but doesn’t exactly explain what you do. What do you do? Do you create products, create new products, manage the products already being sold?  Where do you fit in with LZ?

A. Early in our relationship with Permira – who are really great guys, by the way, cannot say enough good things about them – one of the partners told me the following. He said, “I can see you have people to make sure the trains run on time. Who is building the airport?” That’s my team’s job, cracking into new areas. We have a pretty big vision. The defining moment came late last year, when we became the first US corporation in the nation’s history to own a law firm. It’s a huge responsibility; we have to step up to the challenge.

Q.  Now for the tough stuff. You’ve written quite a bit about lawyers being a guild, using rules that preclude innovation and that the lawyer system is broken. You’ve been quite the advocate for Access to Justice. But let’s be honest, LZ is a for-profit business, and it’s not generating revenues by giving its forms away. Why bother to go to law school, suffer debt, lose three years of opportunity costs, and end up unable to earn a decent living? You know most lawyers aren’t driving Teslas, so where do they fit into this “guild” paradigm? When you undercut their ability to practice by promoting the DIY law concept, it comes at a price. Do you really believe we would be better off without lawyers?  Are ethics and competence too old school to keep alive?

A. Lawyers aren’t a guild, but we belong to a guild. (I can’t take credit for the term; note, for example, that the top alternative [Ed. Note: Top? Alternative?] to the ABA is the National Lawyers Guild.) Lawyers are some of the best, smartest people we have. Unfortunately, our guild has let us down. Lawyers have become prisoners of the machine that our legal ancestors created, and that a few lawyers in positions of power perpetuate. Think about this: Based on the tax returns of attorneys in the last census, many lawyers could not afford to hire themselves.

Let me be a bit more specific. Bars should reduce regulation to allow small firms and solos to be more competitive. They should dramatically reform advertising regulations. They should encourage lawyers to accept credit cards. They should allow lawyers to accept equity investment, which would give them the capital to invest in technology and management.

LegalZoom is every bit as for-profit as Wachtell or Skadden, or the newly-minted lawyer trying to set up her practice. I mean, the biggest law firms on the planet rank themselves annually based on the amount of profit they generate! LegalZoom is a market solution. I believe in market solutions for market problems: they create jobs and reduce the strain on the scant resources we have for non-market problems, by which I mean the issues faced by people who cannot and should not pay for a solution, like victims of domestic abuse or kids left at our borders or the desperately poor.

As a market solution, LegalZoom wants to make legal help accessible to many, many more people. We’ll do that by creating a reliable brand, making access convenient, and offering transparent pricing. That requires powerful technology and top-notch experts in operations, management, and logistics – areas where law firms refuse to invest.

I personally don’t see “DIY law” as the desirable solution (see below). The question is, how do you get people the great legal help they need? It is going to take many, many more lawyers. The bulk of these new lawyer jobs will not pay partner-track salaries. But then, as you note, most lawyers are not driving Teslas to begin with.

I want to be clear: the world would NOT be better off without lawyers. Nobody at LegalZoom believes that. People often quote Shakespeare (“The first thing we do, let’s kill all the lawyers”) as proof that lawyers are inherently not good. But the line is often taken out of context. If you read the lead-up to this famous line, the character Dick the Butcher thought that if he could do away with the people that enforced law and order (lawyers), he might be able to become king.

The world needs lawyers, but it also needs more lawyers to focus on the unmet needs of the middle class and small business, not just the rich, powerful and injured. Right now, the math doesn’t quite pencil out. Again, based on census data, we estimate most small firms bill one out of four hours, or fewer. Not quite ten hours of a 40-hour work week. We think that the demand is there to change that equation. You have to figure out how to engage those who have given up on getting legal help, or do not even realize it’s available – not easy, but that’s kind of what we do.

Ethics and competence might seem “old school” as you put it, but they have their place in law and in the future of legal services. But the profession must balance these important ideals with access to law. A legal solution that places ethics above all else, but that only a small part of the population can afford, is a terrible solution.

Q. The primary business of LZ is selling do-it-yourself forms, the madlibs of law. It sounds easy and harmless, but for the experience that most people aren’t capable of filling out a form correctly, thinking through the various considerations necessary to make a basic decision, such as whom to name as executor of a will. Are you concerned that your products are a legal time bomb, waiting to blow up and destroy the lives and fortunes of people who save a few bucks at the expense of having a clue what they’re doing? How can you know how well, or how poorly, your forms are being used? Are you helping people or contributing to their doom? Does it matter?

A. Actually, our fastest-growing service is legal advice, which we offer through a pre-paid legal plan backed by our network of independent law firms. It’s true that for a decade we were known as a place to get DIY services, like registering a trademark or incorporating a business. But these days, we strongly encourage customers to sign on to our plan to get the advice they need and deserve.

I’m not going to stand in the way of freedom of choice. If you’d like to write your own Last Will and Testament without the help of a lawyer – whether through software at Staples or the will forms you can get from most state governments – I won’t stop you. But if you come to LegalZoom, I will urge you to sign on to our plan, through which you can get the help of an independent attorney.

At LegalZoom, we take legal quality very seriously. We have an internal and external team of attorneys, professionals and software that are always on the lookout for a change in the law, or a form, and are always looking for ways to improve LegalZoom’s service. Lawyers have tried for a long time to claim that “since a lawyer did it, it’s quality” but that claim is not actually backed up by any facts. We see celebrities that die without wills, or with out of date wills all the time – access to the lawyer was still not guarantee of quality. We all know that experience, not licensure, is the hallmark of quality service. The lawyers – both in the company and our independent attorneys – are all extremely experienced in the issues that our customers routinely face. We stand behind our offerings with a satisfaction guarantee. I’d like to see BigLaw do that!

And we want to keep getting better, and see more lawyers involved in LegalZoom services. Honestly, isn’t it time that the US follow the example of the UK and allow us to provide legal help outright?

Q. For criminal lawyers, LZ has been little more than a mild curiosity, since it has yet to touch our world. But why not? What does LZ have in store from criminal law? Is it out of the question that form motions to suppress will eventually be available? What about legal arguments for memoranda or briefs, say on the Automobile Exception? Are criminal defense lawyers immune from technology? Is there anything in the works deep in the bowels of Legal Zoom that will “disrupt” our world? What does the tech future hold for criminal lawyers?

A. We like legal services where we can simultaneously improve quality and reliability, while using technology and process to bring down the expense. At first blush, criminal law does not seem like a great fit to those metrics.

The biggest disruption you might see, if you want to call it that, is a willingness to be reviewed – publicly – by clients that come through LegalZoom. We will never tell you how to do your job. Lawyers need to be truly able to give the best legal advice without interference.

But when LegalZoom sends a customer to an attorney in our network of independent law firms, we insist that each and every interaction is able to be rated and reviewed by their client. Yes, we are aware that clients may not be the best judge of a lawyer’s competency, but think of it as bringing a little light to a previously dark room. That’s why we invite every customer that consults with our independent attorneys to review the experience – not just on the advice, but also on more objective measures, like being on time for meetings and explaining complex legal issues in terms that are easy to understand.

Requiring reviews and ratings gives us a view on the lawyer’s willingness to be more customer-centric when dispensing advice. We also conduct secret-shopping and testing to measure quality legal competency, but view that as the “ante” – meaning that “giving a good and accurate answer” is not quality – it’s the bare minimum!  If any lawyer doesn’t like the sound of that, then he or she doesn’t have to serve our customers. Of course, that may not be the best move. Remember, those clients will be going to someone. The question is whether it will be you.

Cross: Derwyn Bunton, Fighting For The Poor Of New Orleans

August 3, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Orleans Chief Public Defender, Derwyn Bunton, who has taken a stand by refusing to take on defendants his office cannot adequately represent due to inadequate funding.

Q. You did your undergrad at San Diego State, where you majored in political science and wrote for the school paper, the Daily Aztec. What was the plan going in? Was poli sci a placeholder or a goal? Was law in the plans? Did you have political aspirations? And then there was the journalism, where you wrote a column about politics at a school Playboy magazine called “one of the top 10 party institutions” in America. Where were you going to be ten years later? And was SDSU really that big a party school?

A. I was fascinated by politics and the political process, so I chose political science as my major. The plan was to earn my degree and go to law school or graduate school (or both), so law was always in the plans. I wanted to be a lawyer. SDSU did (does) its fair share of partying, but SDSU is also the flagship institution for the California State University system – a leader in research with a strong teaching mission.

Q. From the left coast, you headed to NYU Law, where you worked in legal positions throughout law school. Did you go in planning to be a criminal defense lawyer? Did any of your job experiences, such as working for Dershowitz & Eiger, influence your choices? In the summer of ’97, you headed back west to clerk at the San Diego Federal Defenders office. Had you already decided that indigent defense was where you wanted to be? Your last job before graduating was with NYU’s renowned Brennan Center. By this time, you had a great deal of experience, far more than the typical law student. Was your future cast? Were there any areas of practice you also considered? Was there ever a prosecutor lurking inside you?

A.  Each of my experiences before, during and after law school, shaped my future. I went to law school with three interests: community economic development, labor and employment and social/criminal justice.

NYU is an amazing place to study law. NYU’s resources allowed me to gain experience in every area for which I had an interest. Criminal justice and civil rights, however, sparked my passion and allowed me to perform authentic and meaningful work.

My goal, as law school was coming to an end, was to find a way to work so that the distance between who I am and what I do is as small as possible.  Public defense and social justice work accomplished that goal for me. Prosecution did not.

Q. Coming out of NYU Law, you headed to New Orleans to work in the Juvenile Justice Project of Louisiana. Did you specifically seek juvenile defense? How did you end up in New Orleans, of all places? Were you thrown right into the trenches? Many defense lawyers find representing juveniles exceptionally painful. What was your experience in the trenches next to a child? Was it what you expected coming out of law school? Did you ever wonder what the point of it all was? Did you consider finding an easier way to spend your days?

A. I chose to work for the Juvenile Justice Project of Louisiana (JJPL) because I was excited about their organizational vision and mission for change. JJPL wanted to not just represent children in one of America’s most brutal juvenile justice systems, but wanted to change the system altogether – from representation to incarceration to rehabilitation.

They recruited at NYU Law; I interviewed; and JJPL hired me. I immediately became part of a team suing Louisiana due to their unconstitutional conditions of confinement for children – a suit the Department of Justice also joined.

Then for the next decade I represented children throughout the state. The work was difficult and emotional, but only strengthened my resolve and desire to do justice reform work while also representing the poor from at-risk and targeted communities.

Q. At the Juvenile Justice Project of Louisiana, you led the Post Disposition Project, designed to protect the constitutional rights of children. What gave rise to this project? What was happening within juvenile facilities that raised constitutional rights issues? Since the basic justification for incarcerating kids is to rehabilitate them so they can go on to lead productive lives, was that being accomplished? Is there any similarity between what you experienced in Louisiana juvenile facilities and what people are told, believe is happening?

A. The Post-Disposition Project (PDP) was negotiated as part of JJPL’s legal settlement with the state in our conditions case. What we found while monitoring the juvenile prisons and investigations was a real need for stronger individual representation of children in the juvenile justice system. We reviewed many files with adjudication errors and files where children were eligible for early release but had no lawyers working for them.

In addition, appellate representation was almost non-existent – a casualty of an under-funded public defender system. I (and JJPL) found this situation unconscionable, and of course, with access to justice a fantasy, the outcomes for children in Louisiana’s juvenile justice system were predictable terrible. Children were returning to the juvenile or adult criminal justice system at a rate of 65% to 70% before we sued.

I don’t know what the perception is today, but when we sued Louisiana in 1998, more than 2,000 children were in juvenile prisons around the state. When Louisiana was released from the suit, fewer than 400 children remained.

Q. You rose to the position of legal director, then associate director, of the Juvenile Justice Project. Was this a conscious decision to leave the trenches and go into management? Did you have goals you wanted to achieve as a director? As this was a non-profit, were you also involved in fund-raising? What were the demands of trying to fund juvenile defense? Was there money available? Were there donors interested in supporting the work? Was the Project surviving hand to mouth? Was this good enough to provide effective representation to children?

A. What I learned at JJPL was a model for reform. I learned how to be a reform lawyer, and moving through varying positions of leadership allowed me to strengthen those skills – designing, implementing and assessing reform strategies. Of course, accepting more and more responsibility ultimately meant responsibility for fundraising as well as managing projects and grants.

Funders were very generous, interested and excited to support innovative programs for children in the juvenile justice system, but as an organizational leader you still have to cultivate relationships, generate ideas and develop a successful reputation in order to receive funding.  JJPL maintained funding at levels allowing for excellent and innovative representation and reform.

I think today, things are tougher. The Great Recession made funding scarce for many doing social justice work. Additionally, shifts in priorities for some funders made support scarcer for juvenile justice work recently.

Q. In August, 2005, Hurricane Katrina struck New Orleans. Beyond the physical destruction and personal suffering, what was the impact on the legal system? Between widely circulated images of looting and what appeared to be lawlessness, how did the police respond? Was there a viable legal system? Did anyone care about the rights of juvenile defendants? Did anyone care about much of anything beyond surviving? In the aftermath, when stories like the Danziger Bridge killings became known, it’s hard to imagine a more dangerous place than New Orleans post-Katrina. Was it that horrible?

A. I’m biased. New Orleans is home, and I never fell out of love with my city. At the same time, we New Orleanians were all a little afraid our city (as we knew it) may be gone forever.

The status of our legal system immediately post-Katrina provided no comfort or reassurance otherwise. The New Orleans criminal justice system was in full collapse.  The storm literally and figurative laid bare the entire system. Command and control structures for the New Orleans Police Department broke down, resulting in multiple high-profile federal prosecutions police officers.

Probably worst hit was the public defender system. Depending largely on court fines and fees, the public defender system immediately shut down. Fueling the criminal justice system on fines, fees and costs from poor people caught in the system yields inadequate, unpredictable and unreliable revenues. When the city is evacuated with only a few able to enter, the user-pay system yields no revenue.

Q. In January, 2009, you took command of the Orleans Public Defenders Office, already regarded as one of the hardest working, worst funded, indigent defenders in the country, facing off against a prosecutor’s office with perpetual integrity issues. Did you seek this job or was it thrust upon you? Did you go in realizing the financial problems facing OPD? Was it worse than you expected? What was it like leading public defenders carrying untenable caseloads? Did you ask yourself, “what have I gotten myself into?”

A. I applied for the job of Chief Defender in Orleans, hoping I could be part of an access-to-justice revolution in our criminal justice system. Perhaps more ambitious, I believed I could help add more fairness and justice into an unjust system aimed at largely poor people of color.

Secondarily, the Orleans Public Defenders Office (OPD) was a challenge where I felt I could apply the lessons I learned as a reform lawyer. The reform work and team that turned a 2,000-bed juvenile system into a 400-bed juvenile system gave me hope I could put together a team and achieve similar success at OPD.

I knew all the struggles facing OPD, indeed, my previous work required study and participation in many criminal justice reform discussions. OPD is today an award-winning public defender office, but when I started work in 2009, such an outcome was far from certain.

It was and remains incredibly difficult work. OPD has to navigate and survive resource shortages and political battles – all while representing clients and ensuring their rights are vindicated. At times, I feel I am constantly moving from crisis to crisis with little time in between to actually manage and grow the organization.

The OPD staff is my salvation.  It is easy to lead gifted, courageous mission-driven staff.  Without our staff, I don’t think I could conjure up the nerve to act with integrity when it comes to many organizational decisions.

Q. The conundrum facing your office, as you explained in a New York Times op-ed in February, 2016, was that your lawyers could no longer handle the caseload, could no longer provide adequate representation, and so you made the decision to just say no, what might be called the “nuclear option.” Since no public defender wants to leave a poor person standing alone before a court, what drove you to this extreme? Had you not made this call, would your lawyers have been reduced to warm bodies besides defendants whose names, whose cases, they didn’t know? Where is the line where you reach the point that you can’t take on another case? How does a person whose life has been dedicated to indigent defense let a poor defendant stand before court alone?

A. For the past 9 years, OPD has worked to strengthen its practice. We are committed to operating within the “triangle of defense:” on one side of the triangle are constitutional mandates, on another side are ethical requirements and on the other side are professional standards. Our cases have to fit in that triangle, and to the extent our cases don’t fit in the triangle, our representation is compromised, ineffective or non-existent.

For the past 7 years of my tenure, OPD has worked with stakeholders to strengthen structure and funding, yet we remain under-resourced. At the same time, workloads continued to climb. I came to two conclusions. One, the evolution and improvement of the office was not just stagnant but trending downward with no real end in sight. Two, the access-to-justice revolution I referred to earlier was not going to happen (and I was going to lose the confidence of my staff, clients and client community) without taking some meaningful action.

I chose to begin refusing cases after reading about Joseph Allen. Mr. Allen is a 32 year-old African-American new father who was arrested and held on a $1.7 million bond after shootings last November at Bunny Friend Park, here in New Orleans, left 17 people wounded.   He immediately asserted his innocence, but police said an eyewitness identified him as a shooter. Mr. Allen’s family hired a private lawyer who went to Houston and located the video footage of Mr. Allen shopping with his girlfriend at the very time of the shooting. The charges were dropped.

Reading about the Allen case, I realized my office could not guarantee the timely retrieval of this important evidence before it was erased or otherwise destroyed.  This would have left an innocent man to face trial for his life for what was labeled an act of “domestic terror” by the mayor of New Orleans.  I did not want my lawyers or my office complicit in that kind of injustice.

Q. While some see the “nuclear option” as an easy fix, what about the role private lawyers play in filling the gap for a pittance by enabling the failure to fund indigent defense? If they’re just serving as poorly paid warm bodies, are they undermining the effort to obtain meaningful indigent defense funding? What do you say to those lawyers who put a few bucks ahead of the good of their clients? Will there always be lawyers to make this fight harder? Is there any way to prevent unethical lawyers from undermining the efforts to force the system to take Gideon seriously?

A. The private bar needs to get more involved, not just to take cases but to help reshape our system. Many private lawyers and law firms have resources to apply to this problem. Specifically, private lawyers ought to be questioning a user-pay criminal justice system that relies on the private bar to handle cases because decision makers do not want to respect or acknowledge the 6th Amendment to the U.S. Constitution.

At the same time, when private lawyers “put a few bucks ahead of the good of their clients,” those lawyers undermine the reform effort. More obscene, however, lawyers who practice in this fashion are harming poor people – irreparably at times.  The best way to insure against lawyers operating as “paid warm bodies” is to first, maintain a fully-resourced public defender office that takes seriously the obligation of public defenders to protect innocence, defend the Constitution and demand fairness and justice throughout the criminal justice system. Second, judges and practitioners of good faith need to take leadership roles calling out unscrupulous practices and providing input for solutions.

Q. Following your decision to refuse cases beyond the capacity of your office to handle, you were sued by the ACLU. Was this a “friendly” suit, another laboring oar in trying to compel Louisiana to change its funding methods, or do whatever had to be done to fund indigent defense in Orleans Parish? While the suit produced some beneficial individual outcomes, did it have any success at forcing the state to comply with its constitutional obligations? Was the nuclear option the right decision? Will it change the way your office is funded? Is there any method, short of politicians actually wanting to, to obtain adequate funding to meet the constitutional mandate of Gideon? We’re now 50 years post-Gideon, and you’re still fighting the battle. What will it take to win the war?

A. I believe the best and longest-lasting change comes at the legislative level. So ultimately the best solution is the one where OPD and other system stakeholders and decision makers reform our user-pay criminal justice system in Louisiana. At the same time, activists often assert power concedes nothing without a demand.  This is also true, and many times litigation serves as the demand upon the system.

The ACLU lawsuit is not so much friendly as it is unsurprising, and refusing cases was never viewed as the nuclear option at OPD so much as it was viewed as the only option faithful to the Constitution, ethics and professional standards.  Since OPD began refusing cases, we’ve received increased support and resources at the state and local level.

OPD remains underfunded, however. In the end, I believe victory will come with a court order and the slam of a federal judge’s gavel or with the stroke of the Louisiana Governor’s pen after the gavel slams to mark the close of the legislative session. Only time will tell.

Cross: Maggie McNeill, Making Law Sexy

July 27, 2016 (Fault Lines) — Ed. Note: Scott Greenfield and David Meyer-Lindenberg cross Maggie McNeill, sex worker advocate, blogger at The Honest Courtesan and unapologetic whore.

Q. You’re a Louisiana girl from a Catholic family, educated by nuns. No doubt, the sisters would be . . . surprised by your career choice. You make it even harder to reduce you to a stereotype by being exceptionally well educated, with a bachelor’s degree in English and a master’s in library science. That would seem to be a pretty weird background for a sex worker, at least if you believe the media. How did you go from librarian to escort? Were you rebelling against convention? Against the convent? What made a Catholic school alumna and professional librarian consider doing sex work, let alone actually go for it? Was there a freethinker under all that orthodoxy? Were you in fact rebelling against anything, or was there a more prosaic reason?

A. Actually, you’d be surprised how many escorts are well-educated. Among my friends are one with a degree in fine arts, one with degrees in theater and interior design, one working on her PhD in astrophysics, one with a PhD in forensic pathology, two with JDs and an autodidact who has more knowledge of psychology than most professors of the subject.

And those are just the ones I can think of off the top of my head. Though modern people tend to think of harlotry as a profession of last resort, for most of history we were the most educated of women; in fact, there were a lot of times and places in which any learned woman could pretty much be assumed to be a whore. Men don’t just see us for sex but for companionship as well, and most professional men want a woman who can hold an interesting conversation with them.

As for me personally, I was never exactly conventional, despite the efforts of parents and nuns; I was always a freethinker and never managed to absorb any negative attitudes about sex. I was fascinated by whores from the time I understood what the word meant, and as a young teen I counted several famous courtesans among my heroines. My very first D&D character at the age of 14 was a cleric who was a sacred prostitute, and I took money for sex for the first time just a little over two months after turning 18.

I sort of dabbled in it for the next two years, not enough to call it a career but enough to keep the rent paid. So when I went full-time over a decade later, it wasn’t exactly a new idea for me; my closest male friend reacted to the news with, “I was wondering how long it was going to take you to get around to that.”

Q. You didn’t jump right into escort work: in 1997, you started off as a stripper. At the time, you were pretty heavily in debt in the wake of an acrimonious divorce. Although you were new to the business and competing against girls who were ten years younger, you made such a success of it you were able to whip your finances into shape in no time. What went through your head that first time you went on stage? Was the librarian in you good with this? And what sort of mad skillz did you have to be such a success? Is there a support network for new strippers, or were you on your own? Is sex work generally, and stripping specifically, such a goldmine any pretty girl should consider it, or does it take a certain mindset? Would you recommend this as a way of paying for law school?

A. At the time, business was booming in New Orleans; a lot of girls were making a lot of money, and my income was really pretty average. Though I’m not really a very good dancer – I’ve often said nobody would pay to see me dance with my clothes on – I’m generally considered an exceptionally attractive woman, with considerable charisma. So while I probably made less money than the young girls while on the stage, I absolutely cleaned up in the VIP room. There’s not really a support network for new strippers; in fact, a lot of the girls are very competitive. But though I’ve never done pageants, I’m the type who would’ve often been named “Miss Congeniality” if I had; I make friends easily, and it didn’t take long before the more experienced ladies were showing me the ropes.

I wouldn’t go so far as to say any pretty girl should consider sex work; it does take a certain mindset (which is a bit different for escorting than for stripping). But I’d say that any attractive girl who’s not afraid of men, her sexuality or her body should at least consider it, especially as a student income (the pay is good and the hours flexible). As for law school…well, the two JDs I mentioned before both worked their way through via sex work.

Q. One day into the new millennium, you became an escort. You started working for an agency run by a madam who preyed on her girls’ emotions, tried to manipulate them, made no effort to ensure their wellbeing and had a not-so-secret crack habit. Behind her back, the girls called her “Pimp Mama.” What made you take the leap? Was it a leap? Did you hear nun voices in the back of your head? And why go to work for Pimp Mama? Are pimps – abusive managers – common in the world of sex work, or a Hollywood fantasy? What were the formative experiences from your first escort job? How long did you stick it out with Pimp Mama? Did you ever ask yourself, “what the hell am I doing here?”

A. The problem with abusers is that they’re often extremely charming; after all, if they weren’t, who would stick around to be abused? When “Pimp Mama” interviewed me she was friendly and reassuring, and it took a little while for her to show her true colors. In all fairness I have to say that she really wasn’t too bad when I started with her; of course, she wasn’t smoking much crack then. It was after she started using it more heavily that her behavior degenerated dramatically. I didn’t stick it out long; I started with her on January 2nd and opened my own agency a few days before Easter (I’m an extremely fast learner).

Abusive managers aren’t nearly as common in sex work as the prohibitionists would have you believe, but they’re more common than they would be if our industry wasn’t forced into the shadows by criminalization. But even the abusive ones are less like caricatures from cops’ fantasies and more like bad managers in any business; they’re not generally beating women, but rather exploiting their ignorance, extracting excessive fees, playing fast-and-loose with the books, pressuring girls to do work they’re not comfortable with, etc.

The number of sex workers with managers whose behavior resembles the cane-wielding, funny-hat-wearing stereotype is very small; most good estimates place it at around 2% in developed countries, as high as 5% among migrants and about 10% for underage girls. But in the past two decades, the number of sex workers who have any kind of management, good or bad, has dwindled; in the US, I’d put the fraction of sex workers who fall into the “escort” category at about 60%, of whom at least 80% (and growing) are independent.

Q. You started a new business in a trade that, to put it bluntly, is illegal. It’s not like opening up a Taco Bell. Along with the established competition, you were (and still are) facing down the law, and the police who enforce it. How do you advertise when selling sex could land you and the buyer in jail? How do you find trustworthy employees? For that matter, why should anyone come work for you when they could be working for themselves? How do you provide security when your business model’s built on twenty-year-old girls carrying wads of cash while breaking the law? And then there’s the potential harm at the hands of clients. Do you vet clients, and if so, how? Can you reliably navigate around law enforcement? In a nutshell, how does an entrepreneur in the sex business handle the countless pitfalls that come with illegality?

A. A lot has changed in just the few years since I started my agency; though there were already independent escorts advertising online then (the successors to those who’d advertised in the back pages of alternative newspapers for at least 30 years before that), there were no smartphones yet and the average businessman still wasn’t carrying a laptop. And since most of the business in New Orleans comes from visitors to town, that meant most of the business came from the Yellow Pages, which meant either working for an established agency or starting one up oneself.

It’s changed a lot since then, which was one of the reasons I closed my agency in ’06; nowadays I advise would-be escorts to set up a website and go independent, because why give someone else money to do the advertising & administration one can do for oneself? Some girls do use bookers to handle that, but they charge a lot less than agencies & are definitely employees of the girls rather than pseudo-employers as agencies are.

Sex workers’ ads take advantage of the fact that paying for company isn’t illegal, only paying for sex. Now, you and I both know that the line between those two isn’t remotely a bright, clear one such as the law pretends it is; lots of clients don’t want what most cops would call “sex”, and lots of sex doesn’t involve the body parts prudes code as “sexual.” And by the letter of the law in most places, it isn’t “prostitution” unless there’s an explicit agreement to trade x sex act for y amount of money, which absolutely no whore in her right mind will ever do. So in a sting the cops either lie and say that such an agreement was reached, or else rape the sex worker and use that as “evidence of prostitution.”

Some people are uncomfortable with my using the word “rape” to describe this interaction; to them I say, “If the shoe fits…” Consent given under false pretenses isn’t true consent, and if non-consensual sex entered into for the specific and intentional purpose of harming the woman (by leading to her arrest, confinement, public shaming, loss of liberty and potential loss of income, housing, child custody and any “straight” job she may have) isn’t rape, I’d like to know what the hell is.

The way I used to find good independent contractors (they’re not actually employees), and the way we used to vet clients before the internet, and the way we avoided cops, were all the same way: intuition. I would not advise anybody who feels she can’t trust her intuition to even consider doing this work under criminalization; it’s just not worth the risk. And even though we have screening methods now which we couldn’t have dreamed of in the ‘80s, there’s still no substitute for good instincts. Mine have only badly failed me a single-digit number of times in almost two decades, mostly in the first year.

Oh, and the idea that sex workers are mostly very young is a prohibitionist wanking fantasy; the average age for starting sex work is about 25.

Q. Are you sure you weren’t sex trafficked? If there’s one thing the government, media and feminists agree on, it’s that you couldn’t possibly have chosen sex work because you made a mature, reasoned choice. If the social justice warriors are to be believed, you were forced into this brutal and demeaning business, either at gunpoint or by the mysterious influence of the patriarchy. On the other hand, the Right thinks you’re a living, breathing affront to Christian values who must be deterred from seducing innocent men. What are you? Victim or siren? What about other girls? Do they lack agency? Are they being exploited? Is abuse as commonplace as the media would have us think? Should our society pity or look down on the women of the night?

A. As I said in my Reason TV interview two years ago, our society “still pretends that there’s some magical, mumbo-jumbo, taboo energy about sex that makes it different from all other human activities.”

I am continually amazed that over a century after the end of the Victorian Era, supposedly educated adults, especially people who call themselves “feminists”, actually believe (and expect others to believe) that all women are passive, childlike creatures with such a naïve, romanticized view of sex that our fluffy, pink little brains couldn’t possibly conceive of doing it for any reason other than loooooooooooooove or animalistic pleasure.

This is especially absurd given that these same “feminists” pretend that it’s better for women to be valued for our intelligence than for our beauty, while at the same time pretending that sexual motives deriving from the hindbrain (love & pleasure) are morally superior to those deriving from the frontal lobes (profit motive). It’d be quite a fascinating case study in cognitive dissonance if it weren’t for the fact that these Froot Loop notions are used to justify sending armed thugs out to deceive, rape, brutalize, rob & cage people.

Because when all is said and done, when all the nonsense about sin and violence and “patriarchy” and whatever is stripped away, that’s what prostitution laws are: the criminalization of a motive for an activity, adult consensual sex, that would be totally legal if performed for any other reason. And in a society where entrepreneurship is held up as the ideal, that’s nothing short of bizarre.

Sex workers often give each other referrals and ask our friends along when a client wants more than one lady, and at such times we sometimes joke about which of us is “trafficking” the other, because the dominant paradigm requires one “victim” and one “exploiter”, even if we’re peers and close friends. Unfortunately, if the cops manage to interfere that joke can become a reality, with one or both women charged with “pimping” the other.

Q. According to feminists, prostitutes are the helpless, hapless victims of men like their johns and the half-pimp, half-slave driver guys who traffic them. Some of the world’s most progressive nations have come up with an elegant fix for this problem: criminalize buying sex, but not selling it. This is known as the Nordic Model. Great idea, right? Arrest the guys who profit off the girls’ sexual slavery. Arrest the guys who buy their slave labor. And as for the girls, they can be rescued and put to work in a clothes factory or something. Are there any flaws with this plan, or is it as foolproof as it seems? What part are you skeptical of? The premise? The execution? Or is this all nonsense?

A. One doesn’t need to be a lawyer to recognize that in treating the two sides of a consensual transaction asymmetrically, the Nordic model tacitly assumes that one of those two sides is unable to give legal consent; i.e. she’s somehow morally or intellectually inferior to the other participant. Compare statutory rape laws, for example: when I was 16 I was sleeping with guys in their 20s who didn’t realize how young I was (I was a university freshman, so they assumed I was 18). If we’d been caught, THEY would’ve been charged but not me, because the law still considered me equivalent to a prepubescent child, unable to give sexual consent.

Under the Nordic model, women of ANY age are unable to consent to pragmatic sex; there was a case in which a 17-year-old boy was prosecuted for trying to buy sex from a worker in her 20s. So basically the law stated that a minor boy is morally superior to a woman of any age. This is called “feminism.”

Q. Should prostitution be legalized or decriminalized? Legalization is an opportunity for the government to regulate a free-market industry. As in Germany, governments that go the legalization route tend to impose lots of expensive, patronizing requirements, including things like mandatory registration or even supervision by social workers. A lot of prostitutes aren’t happy about paying tax, either. On the other hand, they get access to benefits like health care, and the government claims it’s all being done to protect the whores from things like abusive clients or STDs. Do prostitutes need or want this kind of protection? Is the tradeoff worth it? German prostitutes overwhelmingly refused to sign up for a state-sponsored health care program. What’s more important: protection by the state, or protection from the state?

A. Decriminalization, decriminalization, decriminalization. Everyone who’s actually studied the issue and doesn’t have a political agenda to push agrees. Sex worker rights groups, health officials, human rights organizations like Amnesty International, a number of UN agencies, and academics of many different fields all say the same thing.

“Legalization” creates a two-tiered system because the majority of prostitutes (over 99% in Nevada) prefer to work illegally than comply with the always-draconian requirements, and that opens the door to police corruption. In decriminalization, sex work is treated as work (and yes, that includes taxation); in legalization, it’s still viewed as a “crime” for which the law makes exceptions. I described the arguments for decrim, and the arguments against various forms of legalization & criminalization, in my essay on Cato Unbound three years ago.

Q. You’ve been very candid about your experiences with rape. In addition to being victimized by two clients, you were raped by three police officers in 1995. You said it was terrifying, though not the most traumatic experience of your life. Most mainstream Americans see cops as guardians of the community, but the experience of prostitutes has been very different. At your blog, The Honest Courtesan, you’ve written a lot about the horrible frequency and casualness with which cops rape sex workers. They’re a uniquely vulnerable population, and all too often, cops are practically untouchable. What’s to be done? Does America need to fundamentally rethink its trust in cops? When you were raped, you weren’t even a sex worker yet, but an ordinary, law-abiding citizen. How can prostitutes protect themselves against abusive cops when society holds lawbreakers in general, and prostitutes in particular, in such contempt? Why are we so willing to overlook nonconsensual sex crimes when the perp is a cop, but condemn sex workers for freely selling their services?

A. I’m a minarchist, one who believes that while humans aren’t quite ready for anarchy, we should get as close to it as possible. However, that’s probably a much more radical position than most of your readers hold. So while I personally believe the only way to solve police brutality is to completely abolish professional policing (as it is currently practiced) as an institution, I realize that most people aren’t ready for that idea yet.

So in the meantime, I’d really urge Americans to, as you put it, fundamentally rethink the nigh-absolute power cops have been given. If we’re not going to abolish the institution itself, we at least need to abolish the police unions who have made cops invulnerable to all consequences for their actions.

We need to de-militarize them; take always all that damn military hardware and stop teaching them they’re in the world’s most dangerous job, when in fact garbage collectors suffer much higher risks. We need to be willing to prosecute them when they commit crimes, and fire them for offenses that fall short of crimes but are still a breach of the public trust. And most of all, we need to take away all the damn excuses they’ve been given to initiate contact with ordinary citizens, from consensual crimes (such as drug use, gambling and yes, prostitution) all the way down to traffic violations that don’t actively threaten to harm anyone (broken taillights, expired tags, etc.)

If nobody actually complains about something, the cops shouldn’t be driving around looking for trouble. Firemen don’t rove around looking for fires, and paramedics don’t rove around looking for injuries, yet we don’t see huge numbers of buildings burning down & accident victims dying because nobody got there in time.  Let the cops stay in their fucking police stations until called out, and they’ll have a lot fewer opportunities to murder black men, execute dogs, rob bodegas and rape women.

And decriminalizing sex work will remove the number one excuse cops use for imposing their unwanted attentions – which can be terrifying even when they fall short of actual rape – on women who have done nothing to hurt anyone.

Q. You’re a highly educated woman, white, from a “privileged” background. What qualifies you to speak on behalf of sex workers? Feminists routinely say you’re not qualified to talk about black prostitutes, transsexual prostitutes, people who outrank you in the victimhood hierarchy. Is your positive experience with the sex trade representative of others? Are you guilty of whitewashing the misery of the profession? Should we dismiss your writings as an unfortunate data point and focus on the story prohibitionists and the media want to tell, or are you a legitimate voice?

A. As I said in that Reason interview, I’m no more or less representative than anyone else. The people who speak out on behalf of any marginalized group who are being denied their rights tend to be those who are more eloquent and have more forceful personalities; that’s just human nature, especially when you consider we don’t get paid for this (unlike prohibitionists, many of whom make quite a nice living telling authoritarians of all stripes what they want to hear).

But I don’t recall anyone ever criticizing prominent voices in the struggles for the rights of black people, queer people or other minorities being dismissed as “privileged” or “unrepresentative”; that asinine accusation is unique to sex work prohibitionists, because their entire argument rests upon the myth of this vast population of enslaved, emotionally-devastated women which simply does not exist.

Women whose stories even remotely resemble the tragedy porn so popular these days are few and far between, and as I argued in my research paper “Mind-witness Testimony,” there are many good reasons to distrust even those narratives as told (for example, the fact that they often change over time to conform more closely with the tragedy porn pattern). There are indeed many people who had a bad time in sex work, but most of those suffered largely due to criminalization; there are a number of very vocal activists among them, though of course they’re ignored by the prohibitionists because their stories, though unhappy, do not conform to the pro-criminalization agenda.

And as I say in practically every single interview or public speech, both sex workers who hate the work and those who adore it are minorities; for the vast majority it’s a job like any other job, with good points and bad points, which people choose because it’s the best option open to them at the time. Sometimes it’s the best of several bad or limited options, in which case how the fuck is it supposed to help someone to take the best of those options away?

Note I said “people” and not “women”, though prohibitionists pointedly ignore that in favor of their “prostitution as male violence against women” dogma. Though it’s true that most sex workers are cisgender women (and indeed, that’s probably why this issue receives the obsessive attention it does from “authorities”, prudes & other busybodies), many are transgender women, transgender men, cisgender men or people who identify as non-binary. And though most clients are indeed cisgender men, yep – you guessed it – a lot of them aren’t. In my New Orleans days I used to see an average of one couple a week, i.e. about 50 female clients a year. That’s a small fraction of all my clients, but it’s hardly minuscule.

Finally, I think it’s rather absurd that people sometimes accuse me of “whitewashing” when, as you noted in the previous question, I do nothing of the kind. I’m very candid about the dangers faced by sex workers, and also about the serious social problems (such as my mother not having spoken to me since 1997, or people losing jobs when a sex work past is outed); it’s just that prohibitionists don’t want to talk about those actual problems because they either result from, or are exacerbated by, criminalization and stigma.

Prohibitionists only accuse me of dishonesty because I won’t support their ridiculous wanking fantasies of international cartels of magical ninja pimps with mind-control powers abducting screaming white girls from shopping malls and bus stops, transporting them around the country in dog crates, and serving them up to hundreds of salivating sex maniacs per week until their genitalia collapse and the diabolical monsters then dispose of them, presumably by flushing them down hotel toilets like unwanted goldfish.

Q. You went on hiatus from the profession after you married your second husband. Since you and he split up, you’re back in the saddle. At this point, you have twenty years of experience behind you. You been through a lot, like surviving Hurricane Katrina (and were the only whore left in town after the storm). You’ve been raped, arrested, dealt with problem clients and employees, run your own business and gone on countless outcalls. Despite it all, you find the time to be one of the foremost advocates on behalf of sex workers and legal reform. What’s in your future? Law enforcement is cracking down on the sex trade, closing down important resources like Internet escort boards and leveraging Big Data to make sex workers’ lives hard. How are you going to “future-proof” the business? And If America decided to stop legislating morality, what would you do?

A. A few years ago I found that my time perspective had receded to a really unusual degree; what I mean by that is, I started looking at things in a more geological time scale. I guess it was partly age, partly philosophy, partly a lifelong fascination with astronomy and partly reading far too much H.P. Lovecraft, but history began to seem like it was going by really quickly to me, and I started saying stuff like “only twenty years or so” in the same kind of tone most people say, “only a few weeks”.

This is a good perspective for an activist, because when one is trying to change the world, absolutely nothing happens quickly and impatience with the glacial pace of events leads to burnout. The sex worker activists of today are working to make the world a better place for our daughters and their daughters; I’ll be delighted if I live to see the kind of massive social shift toward sex work that gay and lesbian activists got to see in their lifetimes, but I don’t expect it. The long view also helps me to stay calm in the face of rising state violence against my sisters and brothers and our clients; I look at history and I realize that such crusades are fads, terrifying and destructive while they’re going on, but ultimately short lived.

The “sex trafficking” hysteria is already starting to collapse and will be over well before the decade is; unfortunately, the laws it spawned will continue on just as the criminalization spawned by the last “sex trafficking” hysteria (which ran from roughly 1905 to 1929) continued on for the rest of the century and beyond. But I don’t think Americans have the patience or gullibility to put up with another crusade of Drug War proportions; though the government is already shifting its resources and rhetoric toward preying on sex workers and clients instead of drug sellers and users (even to the point of mouthpieces making the nakedly-transparent claim that “gangs” are changing from drug trafficking to “sex trafficking” so as to justify using a new excuse to persecute the same minorities), I just don’t see that as having the kind of 40-year legs the Drug War did.

And while virtually nobody wanted to defend drug use until the beginning of this century, sex workers are already building an impressive coalition of allies, especially since Amnesty’s statement last year made it socially acceptable to say in public what many have been saying in private since the ‘70s. Whores will outlast our persecutors; we always have, and we always will. If the cops close down one means of advertising, we’ll find another; I already get just as much business from my social media presence as I do from traditional escort ad sites (which, by the by, are all moving overseas where Uncle Sam and all the little tin “law enforcement” gods will have a much harder time getting their host servers to cooperate in their nasty takedown spectacles).

I don’t have to future-proof sex work because it’s already future-proof; it will exist for as long as men have cocks. And though I don’t think the US will ever stop legislating morality until Washington is as ruined as Nineveh, there will always be whores and other sexual outlaws willing to flout that legislation and fight to bring it down.