Vouching For Your Client’s Innocence (Update)

Walter Olsen at  Overlawyered raises the ethical question of the propriety of a lawyer stating that his client is innocent.  While it started out via the Dickie Scruggs case, and wound its way through the Mel Weiss case, the ethical issue is one that permeates criminal defense, and a trap for lawyers who find themselves put on the spot.

Lawyers aren’t witnesses.  We don’t necessarily “know” anything about the case, other than what our clients tell us and what the hard evidence shows us.  We may believe what we are told, but we don’t “know” it to be true.  This presents a conundrum.

Generally, the only time we are placed in the position of having to vouch for our clients or, by our failure to do so, burn them, is when there is media attention and the lawyer is caught unprepared.  A reporter will naturally try to nail you down by asking, “Did he do it?” 

Don’t be angry about it, that’s the reporter’s job.  He’s not interested in your ethical obligation, or the highly nuanced position of a criminal defense lawyer.  He wants a sound bite, something to fill those 10 seconds on the 6 o’clock broadcast in between his sensationalist version of the facts and his brilliant commentary.

But where does the lawyer fit into this potential trainwreck?  The obvious answer is to anticipate that this question will be asked, frequently over and over with numerous variations on a theme, and be prepared to respond without committing yourself or your client to proclamation of innocence that will later return to embarrass you.

Why should it be embarrassing?  Because the lawyer stakes his own credibility on the innocence of the defendant, something that is outside his knowledge or control.  The issue arises because the lawyer fears that his failure to proclaim his client’s innocence suggests that he’s guilty.  After all, it’s one of the other, and if he’s not innocent, then the choices are limited.

This is why its critical to anticipate the question and be prepared to respond in a way that it factually accurate and protect your client’s interest without undermining your credibility and ethics in the process.  There is the basis level of response, that smells peculiar but tends to suffice when you’ve got nothing else up your sleeve.  For example, responding with, “we have every intention to fight this case and every expectation of winning.”  Or “We intend to zealously challenge the allegations against the defendant at trial.”  Responsive, but without vouching for the client’s innocence.

As Walter notes, of course, these are the typical lawyer non-responsive responses.


We may chuckle at the lawyerly phrasings involved here — only beginners fail to catch on that the client’s actual innocence is not being asserted. But behind those lawyerly phrasings is an impulse that at least deserves respect: to get the client’s case on the table (when the situation calls for doing that) without in fact turning the lawyer into a liar. (Other legitimate purposes might also be served as well; for example, a lawyer’s endorsement of false frame-up theories might tend to poison relations between members of the bar and undermine public confidence in the workings of justice.)

But as he also correctly notes, ethical proscriptions control what we can and should say. 

With a little thought and effort, we can avoid making a statement that commits to a false theory, vouches for a client’s (or witness’) innocence or honesty, or converts us from lawyer to witness.  While it may seem like a reporter’s put a gun to your head when he asks the straightforward question, “did he do it,” that’s part of the job of being a criminal defense lawyer. 

Don’t compromise your client, but don’t confuse your role as lawyer for the defense with witness for the defense.  If you put your ethics and credibility on the line and lose them, neither you nor your client will benefit.

Update:  In the comments below, Bennett raises a good point.  A defendant is “presumed innocent,” which should suffice for the purpose of publicly stating his innocence without jeopardizing ethics or credibility.  I don’t believe it works out this way.  A presumption is not the same as an affirmative representation of fact.  It is the absence of fact to the contrary. 

Certainly, no one wants to smile to the cameras and say, “My client is presumed innocent, and that’s my story and I’m sticking with it.”  It’s tantamount to saying, “but for the presumption, that rat is guilty as sin.”  That’s not going to play very well.  So while I appreciate where Mark’s coming from, its too much of a lawyer-game to bank on the presumption and vouch for legal innocence when the rest of the world is going to hear factual innocence.  And that’s my story and I’m sticking with it.


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11 thoughts on “Vouching For Your Client’s Innocence (Update)

  1. SHG

    Remember, it’s guilty and not guilty.  There’s no such thing as innocence (except with DNA, at least for the time being).

  2. Mark Bennett

    Oh, that’s right. I keep forgetting the presumption of notguiltiness. “Not guilty until proven guilty” — the golden thread running through the web of English (and American) criminal law.

  3. SHG

    There you go. 

    I remember my partner telling a reporter once, “Of course he’s innocent.  He hasn’t been found guilty yet.”  The headline read, “Jones: I’m Not Guilty (yet)!”

  4. Todd Taylor

    Do I hear Mark Bennett channeling Rumpole? (See “>http://www.bbc.co.uk/dna/collective/A1070452″> )

    As criminal defense lawyers, we have an obligation to vigourously defend our clients’ interests, which sometimes means responding to press releases issued by the government. I don’t suppose a prosecutor has ever tried to influence a potential jury pool with a press release, do you? The bigger question is why aren’t prosecutors (or corporate lawyers, for that matter) scrutinized for making untrue statements to the media? At least a criminal defense lawyer protects a bedrock constitutional right when (artfully) suggesting the client is not guilty.

  5. SHG

    Not only is that a great question, but I would take it a few steps further.  I’ve been involved in institutional complaints against DAs for making improper statements to the media.  And they are routinely ignored by the same grievance committees that would happily nail a defense lawyer to the wall.

    The answer is that prosecutors are not held to the same standards that are applied routinely to all other lawyers.  But you already knew that.  Unfortunately, that’s our lot in life.  Perhaps we ought to start addressing this double standard on our blawgs?

  6. Dave Dudley

    ..Not being a lawyer, I can only surmise, but I’d bet that you are witnesses to much evidence of guilt/not guilt and are only considered non witnesses by virtue of your clients privilege that prevents you being compelled to testify. If this is the only client you will defend, putting your own reputation on the line may be OK, but proclamations of innocence or weaselly public defenses don’t serve the law nor your clients. I think most of the ambitious, frequently seen defenders are looked upon as dishonest and devious by folks that have heard them publicly proclaim their clients’ innocence ‘in the hall’, only to have his dastardly deeds later revealed in trial. The dignity and grace of Timothy McVeigh’s lawyer, Steven Jones, made his careful public statements more believable and helped his client ( OK, in the end, it didn’t matter )more than bogus claims of innocence would have. Yes, the jury pool is listening and Mr. Jones held them to a higher standard of professionalism by his own public conduct.
    ..I’d be damned careful about trying the case in the court of public opinion. The rules of evidence are different there. Nothing is excluded and innuendo is fair. So’s lying. Prosecutors and defense attorneys who do that should be walloped hard. Give ’em a wood shampoo and do the ten toe boogy on they head !

  7. Windypundit

    I’m not entirely clear about why a defense attorney shouldn’t lie through his teeth for his client. Not to the court, certainly, but to the media? Should a lawyer preserve his own credibility at the expense of a chance to influence public opinion in favor of his client? Or do the official ethics rules require candor even outside the court?

  8. SHG

    Dave,

    I’ve done a number of posts about handling the media.  This one deals with a very specific aspect of it.  There is much more involves than the issue of vouching, and handling the “court of public opinion” is a far more difficult and sophisticated matter than many suspect or appreciate.  Suffice it to say that there is no simple answer to all questions when it comes to this part of lawyering.

  9. SHG

    While cops are entitled to lie (it’s an effective law enforcement tool), lawyers unfortunately are not.

Comments are closed.