A Win for Juries: They Can Be Told

When Eastern District of New York Judge Jack Weinstein took 236 pages to explain in US v. Polizzi why he had failed to fulfill his duty as a judge by instructing the jury as to the sentencing consequences of its decision, few expected it to hold up.  It’s not that he wasn’t right about the problem, jurors denied an understanding of the full picture of what they are doing by being told of the mandatory minimum sentence that would flow from their verdict, but that precedent was strongly against him.

And when the Second Circuit issued its decision reversing Judge Weinstein’s vacatur of the verdict and grant of a new trial, it came with two elements that turn this reversal into a striking vindication of Judge Weinstein, as well as some significant benefit for Polizzi as well.

As to Polizzi, who was convicted of 12 counts of possession of child pornography, resulting in sentence stacking that would require the imposition of a 5 year mandatory minimum sentence per count, the Circuit held:


Because the defendant’s possession as charged in the indictment constituted a single unit of prosecution and because the district court erred by granting defendant’s motion for a new trial on the counts charging receipt of child pornography, we vacate the April 9, 2008 order of the district court granting defendant’s motion for a new trial and remand this case to the district court to vacate all but one of the possession convictions and for further proceedings consistent with this opinion.

This is a huge functional change, holding that this possession was a”single unit” despite the government have charged it separately in twelve counts, thus fundamentally altering the government’s ability to manipulate the sentence by the manner in which it indicts.  This appears to signal that smurfing counts, breaking up a crime into components and charging each separately, as if an independent crime that requires an independent mandatory minimum sentence, will not longer be tolerated.  The Circuit has taken back the authority to determine the crime, and hence the sentence, from the government.  This is huge.

But it’s not all that the Circuit had to offer in its reversal.  While it did not sustain Judge Weinstein’s holding that it was error to deny the jury instructions as to the mandatory minimums to be imposed, it nonetheless approved of the trial judge, in his discretion, doing so.


[W]e do not conclude, as the government urges, that a district court may never instruct the jury on an applicable mandatory minimum sentence. Rather, without deciding whether it would have been within the district court’s discretion to instruct the jury on the applicable mandatory minimum sentence in this case, we find that the district court acted beyond its proper discretion when it ordered a new trial at which the jury would be instructed on the applicable mandatory minimum. The court submitted the case to the jury without instructing the jury on the mandatory minimum sentence, a course that was certainly within its discretion and the jury rendered a verdict upon the error-free trial. Absent a strong justification for redoing a properly conducted trial, the interests of finality, as well as respect for the jury’s verdict, counsel against requiring retrial.

The rationale, of course, was that the failure to do so, it being a discretionary decision, did not render the trial infirm, thus entitling the defendant to a new trial. On the other hand, had the judge chosen to do so, that would have been fine as well, and within the judge’s discretion.  This too is huge.

It appears that judicial antipathy toward mandatory minimums is far more pervasive than expected, sufficient to push precedent to the limits (and maybe beyond).  This is an outstanding result, putting the political grandstanding of mandatory minimums to the test of a jury’s verdict.  No longer will it be deemed as required that juries be told not to worry their pretty little heads with such details as sentence, but the decision will be left to the sound discretion of the trial judge.  Sure, that could be the rub, but at least it’s now an option.

While those who have a finer appreciation of the slavish adherence to precedent may find this decision disturbing, not so much because they disagree with its policy but because stability is an end in itself, the Second Circuit’s reversal of Judge Weinstein’s order, but approval of his ideas, could be one of the most significant improvements in jury trials in a very long time.

Imagine.  A jury being told the truth, the whole truth and nothing but the truth.  For once.

H/T Doug Berman and Orin Kerr


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5 thoughts on “A Win for Juries: They Can Be Told

  1. John Kindley

    Unfortunately, I’m not so sure that the bone thrown by the 2nd Circuit to the jury nullification argument is that big. The opinion tries to decide as little as possible. It refrains from deciding or even suggesting that Judge Weinstein would have had the discretion at the trial of this case to inform the jurors of the mandatory minimum sentence consequent upon a guilty verdict. Rather, it merely acknowledges, following Supreme Court precedent, that there may be limited and unusual instances in which a judge may have such discretion. The example it gives — where a judge in an insanity defense case might need to counteract a prosecutor’s suggestion to the jury that the defendant would go scot-free if found not guilty by reason of insanity — would be an example of a court using such an instruction to actually avert jury nullification (i.e. a nullification of the law in order to convict) rather than encourage it.

    BTW, I’ve just launched my own blog at peoplevstate.com.

  2. SHG

    Best of luck on your blog, John.  The only comment I would offer is that you might have done better to link to Bennett about the practical blawgosphere, given that he’s the one who came up with the concept.  It’s always thoughtful to link to the source.  I’ve added a link into your comment so that people can find you, and urge you to get to work filling that bandwidth with substance.

  3. John Kindley

    Good point on linking to Bennett. I’ll make that change. I went with the Legal Satyricon link because he notes in that post that Bennett came up with the concept and links to him as well as you and others.

    It may have been a little premature to call people’s attention to the blog, given the current lack of substance. I do have a number of posts lined up, but am getting dragged to a barbeque on this rainy day, so hopefully by tomorrow there’ll be more there.

  4. People v. State

    The Future of Jury Nullification after U.S. v. Polizzi

    In a comment over at Simple Justice, I was not as hopeful as Scott Greenfield about the significance of the Second Circuit’s equivocal reversal of EDNY Judge Jack Weinstein’s gutsy and brilliant 236-page decision in U.S. v. Polizzi. On clos…

  5. trenton

    The opinion tries to decide as little as possible. It refrains from deciding or even suggesting that Judge Weinstein would have had the discretion at the trial of this case to inform the jurors of the mandatory minimum sentence consequent upon a guilty verdict

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