The Slippery Swab (Update)

Though it’s been less than 24 hours since the Supreme Court issued its opinion in Maryland v. King approving the Maryland law that permits the taking of DNA from presumptively innocent defendants, the blawgosphere is already awash in posts decrying the  intellectually bankrupt rationale of Justice Kennedy,  extolling the bombastic outrage of Justice Scalia and exposing the  constitutional duplicity of Justice Breyer. No one needs me to add to the misery, so I won’t.

But I will take heed of Gerard Magliocci’s post at  Concurring Opinions about slippery slopes.


With the . . . ahem . . . annual avalanche of Supreme Court opinions on the way, I thought I’d raise a question about how slippery slope arguments play out.  The reason advocates make this sort of argument is that they want to convince someone not to do something.  If A leads to B and B is seen as unacceptable, then people will be less likely to do A if they are convinced that there is no line between them.  The problem, of course, is that this tactic can backfire.  It might convince people that there is no distinction between A and B when they thought that there was, and thus make B more likely once A happens.
The decision in King, as made brutally clear by Nino, has some serious slippery slope potential. The concern is that seizing DNA under the Maryland law which only allows it for certain serious and violent crimes for example, will lead to a national database of DNA for everyone arrested for anything is the argument against the King decision today, and for the extension of the King decision on the next go-round. And the one after that.

It’s valuable to remember, however, when using analogies to make points that there are other games to play that may serve to stop the downward slide.  For example, the slide down the slippery slope ends when there is a conceptual ledge.  If there is a rational basis to distinguish the current rationale from the feared extension, then it’s not as terrible a decision as some contend.

And that’s why King is awful.

As Scalia properly notes, DNA is collected from people convicted of crimes regardless of this decision, so they are by definition removed from the people affected by it. That leaves only the people who are arrested but not ultimately convicted as the people in play.  The decision is otherwise meaningless.

Given this universe, and the fact that defendants are presumed innocent until convicted, there can be no question as a matter of law that buccal swabs of DNA are being seized from innocent people.  The argument in King is that these are defendants charged with serious offenses.  The purpose of this detail is to distinguish the swabees from people given traffic tickets, from whom DNA is not collected under this law.  This makes Justices Kennedy and Breyer feel better. The other justices in the majority couldn’t care less, but that’s irrelevant.

The problem with this rationale is that the defendants from whom DNA is taken, being innocent, are similarly situated as anyone else, innocent of everything.  They are innocent of traffic infractions and murder, all at the same time. So what if they’re charged with serious offenses? An innocent person charged with murder is still innocent, and indistinguishable from an innocent person charged with any other crime. Or even the innocent person not charged with a crime, for that matter. 

Returning to Magliocci’s warning, that the argument now used against the majority in King is the same argument that will prevail in causing the very slide we seek to avoid, is there a conceptual ledge to prevent it?

The answer seems to be no, there isn’t, and while the warning is appreciated, it’s not as if nobody would have noticed that there is no basis to argue why the slide down the slope can’t be stopped. 

The 5-4 majority in King was predicated on Justice Breyer’s  preference for a balancing approach to the Fourth Amendment, weighing the imposition of the intrusion on the body against the benefits to the government of whatever it seizes. The benefits to the government of having everybody’s DNA for the purpose of identifying who committed a crime are sufficiently obvious to require no in-depth discussion. 

The physical intrusiveness of a cheek swab to collect the DNA isn’t such a big deal either, as far as these things go. It’s hardly as bad as a blood draw to collect evidence to proven intoxication, or worse yet, the insertion of a catheter.  So if balancing suits your fancy, this shouldn’t displease you all that much.

On the other hand, the ramifications for personal privacy are astounding, and still only in its infancy. DNA tells a great deal about a human being, and no doubt will grow more revealing as science progresses. With a well-stocked databank, the implications are off the charts.

But if it’s constitutional to collect DNA from innocent people based on mere accusation, and the only impediment is the required opening of the mouth (whether or not our proud founders would have enjoyed a royal swab in there) to take a swab, then the only remaining question is how long before the government can rent-a-scientist to find the part of our DNA that reveals our propensity to behave in a way that displeases it. 

You see, the slippery slope in this instance goes down a very long way, and now that we’re on it, there is no conceptual place to stop.

Update: A few people have sent me emails asking about the internal statutory protections, mentioned by Kennedy, such as disposal of DNA samples should a person be acquitted, or uses to which DNA may be put with sanctions for violating those uses.  Here’s the problem. The holding is not contingent on these statutory limitations, but they are dicta mentioned only to bolster the holding. The Maryland lege enacted them, and the Maryland lege can modify or eliminate them.

Then what?  The constitutionality remains intact and the limits are gone. Or the next state that enacts a similar law chooses not to enact similar limits. Or the limits are ignored and nobody cares. While they may make the holding more palatable for the moment, they do nothing to stop the slide. And given how beneficial DNA samples are to the government, it’s impossible to conceive of law enforcement not using what they have and wanting more, and that the same arguments in favor of them now will continue to militate for greater collection in the future.


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15 thoughts on “The Slippery Swab (Update)

  1. C. N. Nevets

    When we’re talking about surrendering your genes to the government, the mechanical intrusiveness seems the least important of all all the intrusions.

  2. SHG

    When it’s only about how far they have to stick the needle in, it hardly seems worthy of discussion.  There have always been two inherent problems with using balancing tests to measure constitutional rights. First, judges get to give away our rights based on their relative assessments of the balance, and they never seem to match my relative assessment. Second, they get to pick what gets balanced against what, and as you correctly note, the mechanical intrusiveness of the swab doesn’t begin to cover the issue.

  3. A. Nagy

    As far as using DNA to tell more about a human being, they cannot use the current database. To my knowledge they only store a very very small part of your DNA (Identifiers???) and use that to distinguish person A from person B. This renders it much like a fingerprint in DNA form and not a database that could be used in a Gattaca fashion.

  4. SHG

    To your knowledge? You aren’t serious, are you? We have no clue what they store, no clue what it tells, and no clue what it will be capable of telling in the future. But you’re willing to take their word for it, because it’s the government and we can certainly trust the government to do nothing untoward?

  5. C. N. Nevets

    Per the FBI,you’re right about their storing limited information, at least in CODIS:

    Q: What DNA information is stored in these databases?
    A: The DNA profile also known as a DNA type is stored in the database. For Forensic STR DNA analysis, the DNA profile consists of one or two alleles at the 13 CODIS Core Loci

    (http://www.fbi.gov/about-us/lab/biometric-analysis/codis/codis-and-ndis-fact-sheet)

    But that’s sort of like getting blood taken, “but only for this one test.” Once it’s out of your body, it’s out of your hands.

  6. SHG

    That’s not what they’re saying. They’re saying what is stored, not that nothing else is stored. They’re also saying that’s for CODIS, the “Combined DNA Index System.” Nowhere is it said (nor if it was said, could it be trusted) that there is no other storage system.  Always be very cautious about the inclusion, because it doesn’t mean that anything unmentioned is excluded. And that’s only if you can trust the government in the first place. Remember, they are under no duty to be truthful to us.

  7. A. Nagy

    You’re right I don’t know how they might change the process in the future, but until the last few years sequencing someones DNA took an extreme amount of time and money. So they just used a small part that they could use to identify you from someone else. It wouldn’t make sense from a logical standpoint to take all of someones DNA when it was so costly when the program first started. As far as crimes go there is no need to go further which is something that should be clarified in law. Apperently it is currently not clarified which is an issue.

  8. Steven Warshawsky

    As you rightly emphasize, the government cannot be trusted to follow the prescribed privacy protections. There are similar statutory requirements, for example, in the NY criminal records sealing statute. But these requirements are routinely ignored and violated, and the courts just as routinely excuse these violations, whether they are raised in criminal proceedings or civil lawsuits. At the end of the day, the government is allowed to keep and use private personal information about innocent persons, statutory protections be damned. Truly, it is just a matter of time before all persons are subjected to a national DNA database.

  9. Michele DeGroat

    The govt intends to have all persons in a DNA database for their own POWER reasons. This determination by the SC is an invasion which I liken to legalized rape. It is wrong and empowers all persons in law enforcement, many of which are psychologically unfit to protect this information. also I have not heard an explanation of what they consider “serious” crimes so I assume the will steal DNA for any imagined reason whatsoever. the point is to get all persons “in the system” for Big Brother purposes. we don’t have any ideas who has access to this information and’/or it could be altered or inadvertently mismatched with another swabee. This is another pillaging of our freedom that can only benefit the politicians and those in law enforcement. there is miraculously much good that can come from this technology but equally as much evil and authorities are only people just like you and me. Also, I am confounded as to how little attention this news is getting compared to other foolish irrelevant issues like the Kardashians, etc. a country of sheep begets a government of wolves.

  10. SHG

    I was thinking of the NY sealing statute as well, a huge sham as we’ve come to learn.

  11. John Burgess

    I might be a special case, but while the potential for abuse is certainly there and certainly huge, it doesn’t bother me all that much.

    I was first fingerprinted in second grade, in Detroit, MI, following a rash of child abductions/murders. The police went to all schools — public and private — and, with parental permission, fingerprinted just about everybody. I’ve known, at least since I could think about it, that my fingerprints were available for comparison to any police dept. in the country since the early 1950s.

    Then there was the voluntary DNA samples taken when I was a US Foreign Service Officer. This was in the early 2000s, when it was entirely plausible that my body — after having been blown up in an embassy bombing — would be identified by those samples.

    I realized, knowingly, that this would curtain my future career in crime. The upside of having my body identified still strikes me as having been worth it. Maybe I’m just selfish, though…

  12. SHG

    This still doesn’t explain your government issued prostate exam. Oh wait. Never mind.

  13. John Burgess

    Probably TMI, but yeah… had that too. Both as part of the entry physical, as part of regularly scheduled (mandatory) physicals, and as part of the exit physical (so that State Dept. could block non-preexisting claims for health deficits caused by the work environment).

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