There might be something in the water at the New York State Court of Appeals*, because it is rare to see a comfortable majority win this sorely.
At 19, Omar Alvarez’s gang shot at a group of younger teenagers, killing one and disabling the other. After a three-month trial and his conviction, Alvarez refused to apologize and laughed at his sentencing. The judge, knowing deep in the cockles of his heart that Alvarez could never be rehabilitated, sentenced him to a minimum of 66.6 years in prison before parole was even available. More on that later.
Alvarez asked New York for a free lawyer for his appeal. But the 18B Panel didn’t send him its best, and it was three years after the appointment before Alvarez got a letter:
Enclosed please find a copy of your transcript which has been separated from the transcript of your co-defendants’. I am presently preparing your appeal brief and it will be submitted as soon as it has been completed.
The letter was missing an important detail: Alvarez’s lawyer had waited so long to file anything that the appellate court had threatened to dismiss the appeal if he didn’t get something done. Crunched for time (as well as ability) the lawyer submitted a 20-page brief raising four issues. The prosecution (who took more care choosing its own lawyers than those it gave to the indigent) responded with a 175-page monstrosity. Alvarez’s appeal was denied.
Decades later, Alvarez filed a petition asking for his case to be reheard under unusual New York law: Under some circumstances, courts there will find an appellate lawyer ineffective not simply because a better lawyer might have won, but because his performance was substandard enough to deny the defendant “fair process.”
What were some of the problems with the brief? Well, for one thing, it didn’t cite any cases. For another, it didn’t cite to the record. For a third, it raised issues no competent lawyer would raise, for instance that the government isn’t entitled to search the immediate vicinity of an arrestee upon arrest. And for a fourth, it’s written like this:
The defendant was placed at a handicap because he was not aware who was going to testify against him for the records were sealed and the witnesses were not known until they testified. This interfered with the ability to cross exam a witness that you were not aware of until he took the stand.
Finally, despite the fact that this was a 19-year-old sentenced to what was effectively life without parole, the attorney didn’t ask the appellate court to reduce the sentence as too harsh, the one option that might have led to some relief.
But the majority was untroubled by these problems.
In the instant matter, there is no question that the brief filed by appellate counsel was somewhat terse, could have been better drafted, and is not a model to be emulated. Nevertheless, the brief demonstrated appellate counsel’s grasp of the relevant facts and law.
Sure, the brief was written like crap, but “even if the same preserved issues raised in the appellate brief filed on his behalf had been championed more effectively, they would have fared no better.” The bad writing is solved by the bad issue selection.
That our colleagues quibble over such minuscule issues, largely exalting form over substance, is telling.
And what about Alvarez’s claim that his lawyer only wrote to him once in three years? Codswollop, the Court says, since he had only his own unsupported (but sworn) statement that he hadn’t. The dissent points out that the letter doesn’t reference any previous communications and that the letter appeared to be prompted solely by appellate counsel’s fear of imminent dismissal of the case.
But the majority, with a regal wave of its gavel, states that “such unsupported speculation demonstrates that the defendant failed to satisfy his burden of proof.” Thus the direct evidence that the lawyer never spoke to the client is undercut by the circumstantial evidence that the lawyer never spoke to the client.
Finally, Judge Rowan Wilson took the time to learn the facts of this case, and pens a separate dissent. He points out that, once in prison, Alvarez actually improved. He took every class available to him. He got his GED. He married a woman and started a family, and did his best to be a father. And while some parts of his life got better, others got worse. His prison failed to diagnose his non-Hodgkin Lymphoma until it had compressed his spine and rendered him paraplegic.
If Alvarez had asked for a lesser, more proportional sentence as he was entitled to do, Judge Wilson argued, there was a good chance the court might have given it to him. That we wouldn’t have to throw him away before we knew what kind of person he would become was an option he was denied.
And even with all this improvement, as Wilson points out, Alvarez wasn’t asking for parole. He was simply asking for the opportunity for a lawyer who would argue for a reduced sentence, based in part on the man he’d become over 25 years.
It’s a compelling emotional argument. One that, according to the majority, “distills to little more than an old proverb: “nothing ventured, nothing gained.” It would be a travesty, the majority says, to “second-guess” the “reasonable professional judgments” of a lawyer who raised issues so crappy no amount of excellent lawyering could make them viable.
This is not a shocking result. Petitioners lose cases all the time. But what’s truly distinctive is the way Judge Leslie Stein, who wrote the opinion, calls out the dissenters by name and, rather than addressing their arguments directly, sort of waves at the weakest parts of them in isolation while tossing out a passel of adjectives. Maybe it’s too much to hope that a court will show a little grace to the condemned. But to withhold it from its own members is a bridge too far.
*In New York, the state’s highest court is the Court of Appeals, while its trial court is called the Supreme Court.
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“And what about Alvarez’s claim that his lawyer only wrote to him once in three years? Codswollop, the Court says, since he had only his own unsupported (but sworn) statement that he hadn’t.”
Channeling your inner Appellate Squawk, I see!
You just got your one free fake email comment. You don’t have to give it up, but then you don’t get to comment. You’re not special.
“For example, Judge Rivera’s dissent criticizes appellate counsel’s failure to distinguish between legal sufficiency and weight of the evidence. Notably, inasmuch as the Appellate Division has authority to review both legal sufficiency and weight of the evidence, the discussion of both issues in an appellate brief directed to that Court does not demonstrate counsel’s ineffectiveness.”
The intermediate court has complete and unreviewable discretion to determine the harshness of the sentence.* So the majority folds its hands. Having filed a dozen-or-so briefs in all five state intermediate courts, a few more dozen in my federal circuit and even a few to the nine old folks in D.C., I can unequivocally state this brief should have been written in crayon:
“The argument is just barely over three pages, with several single sentence paragraphs, and a vague reference to a “recent” case (but rather than cite or even name the case, appellate counsel appears to cite a three-year-old law journal article without a title.”
* * *
It appears counsel was not even certain of the standard as, for example, in support of his purported ‘weight of the evidence’ argument, counsel invokes his personal opinion: ‘so I feel that the possibility of YTC setting Omar up to take the fall is very probable since they are the only ones to testify against him in the conspiracy.'”
The majority says no big deal–he had a lawyer. That the lawyer was a dope doesn’t change anything because there’s no proof the result would have changed, which apparently isn’t the standard. But they’re talking about due process in the intermediate court, which is the ONLY court that can review the sentence for harshness. Pitiable.
In most of my courts, I wouldn’t be surprised to find one of the opinions end with a Bar referral. What happened with this guy?
* I’m no CDL, so I have a hard time grasping this rule.
In New York, the jurisdiction of the Court of Appeals is limited to questions of law, not questions of fact. But the difference between “against the weight of the evidence” and “legal sufficiency” is really hard and nuanced, and isn’t it too much to expect an assigned appellate lawyer to be able to make such a distinction?
As for the reasonableness of sentence, no court can decide it if it’s not raised, regardless of jurisdiction.
I’m guessing this guy’s appellate counsel didn’t send him a letter describing the relevant timeframes for preserving federal habeas review under the AEDPA either.
He really did get life plus cancer.
In some appellate systems, a “brief” that does not cite to the record and also does not cite any supporting authorities would be treated as not raising any issue for the court. I am surprised that the NY appellate clerks even accepted the thing for filing.
Yeah, I’m wondering that myself. The Appellate Division rules (both the old First Department rules in effect when Alvarez’ brief was filed and the new statewide ones) require that the statement of facts be supported by citations to the record. The First Department clerks will bounce a brief if it doesn’t have a table of authorities or if there’s something wrong with the cover – how hard would it be to look at the statement of facts, see no citations, and say “try again?”
Clerks don’t look for substance, but for a checklist. Though, if there were no cites, it’s hard to imagine they could have a table of authorities to check off the list.
No citations to legal authority and no citations to the record = no big deal? I’ve been working way too hard on my appellate briefs.
Three years to churn out a lousy appellant’s brief is in itself a travesty of due process. I hope things in New York have gotten better. I infer from Scott’s postings that they probably have not.
In my 35+ years, there have always been lazy, incompetent, burned-out lawyers on the 18b panel. Great lawyers too. Which you get is the luck of the draw, provided the lazy, incompetent, burned-out ones haven’t been appointed judge in the meantime.
The trial judge was a she, BTW – the Hon. Leslie Crocker Snyder. The 66 2/3 to life was foregone.
I missed that. Good catch. This was standard Leslie.