Book Review: Carissa Byrne Hessick’s “Punishment Without Trial”

University of North Carolina law professor Carissa Byrne Hessick tells a very curious story in her new book, Punishment Without Trial: Why plea bargaining is a bad deal.” Carissa is in New York City to attend a criminal law conference at NYU, one I too was asked to speak at but begged off. She stayed a day extra in New York to spend with prolific twitter activist, Scott Hechinger, who took her to a Brooklyn criminal courtroom, where he schooled her.

“In this courtroom, the rule is no talking, no eating, no drinking, no using your cell phone, and no reading.” This message was delivered to me while I was sitting on a bench in a courtroom in Brooklyn one April morning. The message was delivered in a low voice by Scott Hechinger, an attorney with the Brooklyn Defender Services, who was sitting on the bench next to me.

“Why no reading?” I asked.

Scott’s eyes got a little bit wider, as if he was excited that I understood a point that he was trying to make. “Exactly!” was all that he said in response.

For those of you who have never practiced criminal defense law, you might share this confusion. And if you do, you will likely find Carissa’s bool informative and the anecdotes she shares illuminating. The book provides a good survey of the myriad failings of plea bargaining, from its use as a coercive weapon to get people charged with misdemeanors out the next day even though they’re innocent rather than to languish in jail for a year (or three) awaiting trial, to the deprivation of society’s opportunity to watch “justice” being done.

The punishment, as she rightly notes, can be the process. And while most defendants have earned some punishment, it’s not supposed to be imposed before conviction when they remain presumptively innocent.

But if you know the answer to why reading is prohibited in courtrooms, then there won’t be much new in the book, and you’re likely to bristle at the anecdotes as I did. The book opens with a story about Damian Mills, an innocent man charged with murder who cops a plea, as his court appointed lawyer advised him to do. Carissa met with Damian after he had served about ten years and was released, and ponders why a man innocent of murder would do such a thing rather than go to trial? If you know what I’m talking about, you just muttered “whoa” under your breath.

This isn’t the question experienced criminal defense lawyers ask, either of their clients or themselves, and certainly not of the choice made by others. We know these things happen, although a defendant professing innocence when, maybe, he’s not quite so innocent is not exactly surprising either.

It’s not that we are unaware of the fact that defendants take pleas for a great many unsavory and unprincipled reasons, and any lawyer who has done this for a while has heard them all. It’s that the truly innocent are the outliers. It’s that the wrongs of plea bargaining are very much wrong, but so too is the fantasy that there is some vast number of pure and innocent defendants caught in this plea bargaining nightmare. As Murray Kempton once write, “There they go again, framing the guilty.”

The alternative reality is that innocent people, and people who are guilty but not quite as guilty as the prosecution contends, get convicted not by plea, but only after trial. Winning at trial is hard, a lot harder than someone who has never tried a felony to verdict before a jury can imagine. The cops may be full of it, but their testimony is smooth and credible. A rat or two testifies for his life, at the expense of your defendant, but he’s sufficiently prepped to reply to the obvious challenge that he’s lying and pointing at your client to save his own butt.  And when your turn comes along, you’ve got nothing. There’s no defense. no alibi, and your client would almost certainly testify his way into a grave, even if the judge didn’t rule  some of his worst priors were admissible on cross.

Do people really believe that a defendant taking the witness stand and simply denying he did it is all that’s needed to win at trial? Do people really think that’s how it works?

This is the aspect of plea bargaining that doesn’t appear in the book. The stories Carissa tells are wonderful, carefully selected stories to make a point, and I’ve no doubt they are legitimate and honestly retold, but they’re only stories from one side and only told to the extent they serve to illustrate a point. These are the stories that guys like Hechinger twit about, the sad defendant who only stole a loaf of bread to feed his hungry children. Nobody tells the story of the sad defendant who stole the 90-inch flat screen TV and Air Jordans to feed his children, caught on store video.

And that’s pretty much what this book reflects, a fair and well-told litany of that cadre of  defendants for whom plea bargaining stole their innocence. He exists. We’ve all met him and there is no criminal defense lawyer who hasn’t had the painful discussion about why he, innocent though he proclaim himself to be, should consider pleading guilty. We’ve held his hand and watched this tough guy cry. But we can’t afford to believe in unicorns prancing on rainbows because we’ve also had the talk with the guy after the jury returns its verdict of guilty, and after he’s sentenced to forever in prison, when there’s no options left.

Not because plea bargaining doesn’t suck or we don’t want to go to trial. We want to. We love trial. Trial is fun and there’s no greater thrill than crossing a cop and making him cry. But because it’s not about us. Even when a plea bargain is a win, and it often is, it feels like a loss. And we hate it, the feeling that we would have loved to take the case all the way and watch as the prosecutor balled up in the corner and started to quiver and drool when the jury returned with a two-word verdict. But we also know the chances of that happening can be slim to none, and sometimes none to worse than none, when the testimony reveals that our client isn’t just guilty of the crime charged, but a particularly bad person who also happens to be guilty.

To be fair, Carissa points out in her conclusion that without plea bargaining, the extremes of sentencing would be imposed on every defendant convicted after trial. Without changing the unduly harsh sentencing scheme, eliminating plea bargaining would mean that everyone convicted would end up with an excessive sentence. That isn’t a better deal. She even notes that Hechinger doesn’t want to get rid of plea bargaining, not because of its myriad evils but because it would crush the vast majority of defendants to pay the trial tax without being offered the plea discount.

In the book, the narrative unceremoniously flips from state court misdemeanors to federal felonies. This raises an important issue, as the two are completely incomparable. The dynamics of a guy in jail on bail for a misdemeanor-level pot bust isn’t remotely in the same as that of the last defendant in a 37 defendant conspiracy case charged with moving 193 kilos of weed.

The failure to explain the difference in circumstances is something I raised with Carissa  during a telephone conversation we had before the book. Not only does she not draw the necessary distinctions between state misdemeanor cases, state upper-level felony cases and federal cases, but she uses anecdotes interchangeably as if the nature of these prosecutions are the same. It made my head hurt, though it conformed to the stories told by the passionate baby public defenders upon whom Carissa relied for a deeper understanding of the evils of plea bargaining, but who never stepped foot in a federal court.

If you’re interested in subjects like criminal law and why the system can be so brutal on the accused, the book has a great deal to offer. It’s very well written, almost chatty at times, and includes some fascinating history behind our current state of affairs. It provides vivid descriptions and examples of the punishment of having to take the ride, particularly from the perspective of the indigent clients of public defenders who have the good fortune to only represent the innocent or the sympathetic. Your belief system won’t be assaulted by defendants who earn their livelihood committing crimes, who have no particular concern about how their violence harms others and for whom the legal system, and retained lawyers, are just a cost of doing business.

But if you’re a legal academic, there is nothing in here that you haven’t already read. You know pleas are coercive to people who can walk out today if they just plead out rather than await their trial. You know the costs associated with having to appear in court for every calendar call, even though it means you have spend subway fare to get there and miss a day’s work. You know that criminal courtrooms in Brooklyn feel more like restrooms, as Hechinger describes them, although there is no consideration of how they got that way. Hint: The judge doesn’t come down off the bench after court is over and spread filth around the room.

And if you’re a criminal defense lawyer, the stories are familiar, as they’re the ones our clients tell us until we give them the stink eye, tell them to cut the crap and tell us the truth so we’re not the stupidest person in the courtroom. Cops lie? Sure they do, but can we prove it? Can you risk it? And before anybody gets too teary-eyed at the thought of the police officer fudging the significant but tangential details, let’s not forget that you did have the murder weapon in your car, just as your co-defendant who ratted you out said you did.

During my chat with Carissa, I sought to make it clear that plea bargaining is the worst possible system, except for our system without plea bargaining. Trying cases where you don’t stand a chance, where your defendant will get whacked at sentence, often makes copping a plea the far better alternative than getting your defendant life plus cancer for the hubris of demanding a trial because you can. Theory is great until reality bites you in the butt.

But what if he’s innocent, you ask? Think of it this way: Is it better that an innocent man like Damian Mills is out in ten years after a plea than dies in prison doing a life sentence? Ironically, Carissa ends the book with the answer to her question of Damian, that the reason he pleaded guilty despite his innocence was because he had no faith his lawyer could win at trial. What is left unconsidered is whether any lawyer could have beaten the charge and Damian Mills wouldn’t have been around to tell Carissa his story because he would have been on death row. That’s what lawyers have to face, and why this book wasn’t written for those of us who know what the nasty alternative to plea bargaining would be in the real world.


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30 thoughts on “Book Review: Carissa Byrne Hessick’s “Punishment Without Trial”

  1. Miles

    What I fail to understand is that you’ve made these points emphatically in the past, addressing the simplistic “plea bargaining is bad” position, and yet Hessick wrote a book, knowing the issue, and chose to ignore them. What did she expect you to think of her book?

    If she wants to side with the dishonest reform brokers, then she should expect criminal defense lawyers to call bullshit. Does that mean she just wants to be adored by the ignorant masses rather than address a real issue with real ideas?

    1. SHG Post author

      As I read the book, I kept thinking to myself, “just wait for the next chapter to drop a dime on this fluffery,” but that chapter never came. Granted, it got a couple sentences in the conclusion, limited only to the excesses of sentencing, but it was better than nothing, I guess.

      I wondered whether to review this book. I want reviews to be positive in consideration of the effort put into writing a book. And I don’t want to always be that wet blanket lawyer who pours cold water on the hot dreams of the woke. But Carissa sent me the book, well aware of my position on plea bargaining, so I owed her an honest review.

  2. Howl

    Since it cost a lot to win
    And even more to lose
    You and me bound to spend some time
    Wonderin’ what to choose

  3. B. McLeod

    Logistically, of course, there aren’t enough prisons for every defendant to pay the trial tax. Likewise, prosecutors can’t try every case, or even half of them. The same taxpayers who don’t want to pay for public defenders also don’t want to pay for the judges, court staff, prosecutors or prisons we would need if every case went to trial.

    1. SHG Post author

      That’s been a running arg across the defense side for decades. It fleshes out in two ways: One, since you never know if it’s your guy or someone else’s guy who gets the pass, you can’t sell yours down the river for the sake of the odds. Two, make trials one hour affairs, in and out, and there has never been any reluctance to build prisons, which provide great jobs in rural communities.

      The criminal defense bar could make this happen tomorrow. Think we should do it?

      1. B. McLeod

        It can’t ultimately be the defense bar that makes that call, but it could be defendants en masse, the people who would pay the ticket. This crossed my mind while I was reading your recent post on defendants wanting to direct all aspects of their case. Trial or plea is theirs, and if significant numbers of them decided to damn the torpedoes, it would break the system.

          1. B. McLeod

            Some would suffer adverse results, but public budgets aren’t very nimble. Short term, prosecutors would have to try to manage with continuances (until they run out) and then dismissals. Staffing up, ever, would depend on politicians coming up with some real money.

            Money is the whole problem with right to trial. It sounded like a great idea in the 18th century, but now, nobody wants to pay for it, so we have this workaround that isn’t very satisfactory for anyone.

  4. Sgt. Schultz

    You gave the game away with the quote. Hechinger? Of all the lawyers in NY, she hung out with most obviously full of shit lawyer possible?

    “Exactly.”

    It wasn’t just that she was naive and shallow in her understanding of plea bargaining, but she actively chose to turn to Hechinger to “enlighten” her. She never stood a chance.

  5. JMP

    You ask who the intended audience for the book is. Perhaps you answered your own question, the same people who follow someone like Hechinger, with their excess of passion and dearth of knowledge. Maybe her point wasn’t to produce anything of legal or intellectual merit, but to sell as many of her books as possible?

    1. SHG Post author

      That may well be, although I don’t know whether that crowd is interested or capable of reading anything longer than a twitstream.

  6. JorgXMcKie

    Nice takedown. My friend who spent a dozen+ years as a PD in Cook County, IL always says that she’s sure that of her clients who went to trial against her advice, some of the innocent were found guilty, some of the guilty were found not guilty, but after 5-6 years she started to see the same people over and over.
    I truly believe that she did her very best for each one of them, because that’s her style. It’s also what burned her out.
    Meanwhile I told this story to one of my students who as a baby lawyer became a Cook County PD. A little later she thanked me for the heads-up.

    1. SHG Post author

      Guilt or innocence has little to do with whether you win or lose at trial. It’s a hard pill to swallow, but one we either learn to accept or burn out.

      This wasn’t intended as a takedown, but as honest a review as I could provide. I would hope Carissa wouldn’t expect anything less of me.

  7. Ron

    I’ve seen Hessick’s tweets, and while she tends to be very long winded, they seemed generally insightful. Now I wonder whether they’re just twitter-level insightful or she wants to be part of the popular crowd of woke reform academics. I hope not, but this book review gives me little faith.

    1. SHG Post author

      Some of her twits are very insightful. Others, not so much. But then, that’s true for me as well. Each stands on its own merits.

  8. Caseu Be;;

    I understand that plea bargains CAN be a win-win situation when the defendent is likely to lose if their case goes to trial. The prosecutor gets another case off his workload and the defendent receives a lighter sentence. But plea bargains can also be used like the Godfather’s “offer you can’t refuse”.

    What are the checks and balances, if any, to prevent lazy or malicious prosectors from offering that kind of plea bargain. My understanding is that it is exceedingly rare for a prosecutor to receive any kind of punishment mis-using the power of plea bargains. Isn’t it true that it used to be that sentences were
    handed out mainly or exclusively by judges but because of mandatory sentencing laws prosecutors now have much more power to determine sentences than they used to? Seems problematical to me.

    1. SHG Post author

      That’s why there are criminal defense lawyers. If the deal sucks, we fight. Rumors to the contrary notwithstanding, we’re not helpless onlookers in this battle.

      And, I might add, that’s how an adversary system works no matter what. No defendant is owed a good plea offer.

  9. Pedantic Grammar Police

    “before the book” what? Before the book was written? Was published? Or were you literally “before the book” in the archaic sense?

  10. LongTimeLurker

    “But if you know the answer to why reading is prohibited in courtrooms …”

    Why is it prohibited? (Seriously asking)

  11. john

    The suspense is killing me. Why can’t you read in the courtroom? I’m a PD in fly over country and can’t figure this one out.

      1. Skink

        All the reasons for this rule in the City, in no particular order:
        7. Magazines and newspapers are used to conceal self-gratification, which is not allowed in courtrooms. There’s a subway for that.

        16. Most City dwellers can only read aloud. It’s like stereo mumble.

        4. The City courtrooms double as urinals. The bosses of the court try to keep them from becoming full bathrooms by limiting toilet paper-like stuff.

        .2. Wanted felons use papers and mags as masks. So do dumb and active armed robbers. It just adds judicial labor.

        C. Tablets are too bright for the courtroom gloom. There’s only one bulb in the building, and it’s over the dumpster.

  12. Lee J Stonum

    For years I have tried to figure out a way for a criminal equivalent of civil high/lows as a solution to the trial tax that is the real engine behind “bad” plea bargaining. I haven’t been able to figure it out, but there are people smarter than me.

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