The Exercise of Sound Discretion

While it’s rarely mentioned in the lawbooks, underneath the harsh talk of law and punishment is an expectation that prosecutors, in whose hands monumental power resides, will exercise sound discretion.  That means, of course, that they would know sound discretion if it bit them in the butt.

At Popehat, former federal prosecutor Ken writes about the good times as a kid playing with a loaded gun:



So when I got them a search warrant for the ranch of one of the lead targets of the investigation, they were thrilled with me. “Ken,” they say, “we’ve arranged air support for this operation. So we want to have you picked up on top of one of the buildings downtown in one of the Sheriff’s helicopters, give you a raid jacket, and have you come along on the search to run a command center on the ground and trouble-shoot any legal issues with the search.”


HOLY SHIT, THAT SOUNDS LIKE FUN, my 26-year-old self thought. (Yes, I was a 26-year-old federal prosecutor. Defense attorney hand-wringing — which annoyed me at the time, but which I now join — goes here.) A helicopter raid! A raid jacket! A COMMAND CENTER! They’ll probably give me a gun. You know, in case any shit goes down.

Come on, what kid wouldn’t think that’s the coolest thing ever?   But even then, Ken knew something might be awry.

But even at 26 I had a certain rudimentary old-mannish quality, and it occurred to me to ask — does that sound too good? So during lunch I wandered into the office of the U.S. Attorney– who had been my supervisor in rookie row not long before — to talk about it.


He listened sympathetically. Then he told me. “Ken,” he told me, “if your reaction to a proposal is “HOLY SHIT, THAT SOUNDS LIKE FUN,” then as a government lawyer and member of law enforcement, you almost certainly shouldn’t be doing it.”


It’s a very good rule, but what it reminds is that not every young prosecutor has the good judgment to ask for a wiser view.  Then again, not every prosecutor who asks will get a wiser view.  Worse still, the need for a wiser view, the sound discretion we expect every prosecutor to possess, doesn’t arise with every decision a young prosecutor makes.  There are many decisions to be made, in many cases, all the time, and they can’t run to the boss every 12 second.  They are expected to make their own decisions. That’s why they’re paid the big bucks.

So what decisions affecting the lives of others would you like to put into the hands of your typical 26 year old?  Would you have them decide whether the father of some sweet children will be there to feed them?  What about the decision of how to make decisions in running a major multinational corporation?  Certainly, most 26 year olds who have never held a non-law job would know better than CEOs how corporate decisions should be made, right?

Ken’s story reminds us of how fragile this system really is, despite the bluster of righteousness that covers up all the ugly warts.  It depends on so many factors all working properly, including the exercise of sound discretion by prosecutors who get giddy at the prospect of playing Elliot Ness.  It’s not sufficient to say that a chain is only as strong as its weakest link, because so many of the links are weak, some barely exist at all. 

Historically, the tempering force to the worldview of youthful prosecutors was the judges, who were expected to use their experience and maturity to guide their executive branch cousins back toward the path of lenity and reasonableness.  That hasn’t always worked well, however, as federal judges were almost exclusively drawn from the ranks of prosecutor’s offices and Biglaw towers, where there was little concern for the way children wielded their weapons.

This was exacerbated by the shifting of power away from judges into the hands of those very same baby prosecutors, whose charging authority coupled with mandatory minimum sentences, and for a time when the sentencing guidelines turned federal judges into junior accountants, made them near omnipotent.  Between the agents they adored, and their belief (or at least acquiescence) that whoever a g-man said was a criminal was, without question, a criminal, and their Ivy League sense of propriety, they could do no wrong.  Even as they drank themselves into oblivion after work, or smoked a bit of reefer with their officemates while pretending it was different than the black kid they sentenced before lunch that day.

If it was just old guys like me who told stories about children with guns being left in charge of our legal system, it could be easily dismissed as the rantings of the other side, sour grapes, maybe even a conspiracy theory in play.  But when former federal prosecutors remind us that they were children once, and given the power to destroy lives, the point is far better made.

Ken was fortunate to serve under a United States Attorneys who both understood something about the job and something about youth.  Not every assistant is so fortunate.  Not every defendant is so fortunate either.


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4 thoughts on “The Exercise of Sound Discretion

  1. Ken

    At the risk of intruding —

    A couple of points. I’ve been a defense lawyer for twice as long as I was a prosecutor. My observations from back then:

    1. Age was a poor predictor of aggressive/inflexible/hardass prosecutorial behavior. There were long-time prosecutors in their forties and fifties who were notorious hardasses, and there were rookies who were liked by the defense bar for being reasonable. Still true from this side.

    2. Background as a state prosecutor was a far better predictor of hardass/inflexible/aggressive behavior than background as a BigLaw inmate.

    3. Ivy League background was a poor predictor of hardass/inflexible/aggressive behavior. If anything, my rough sense was the opposite — that a more “modest” school background was more correlated with a hardass mindset.

    4. There’s no doubt that the USSG repose great discretion in the U.S. Attorney’s Office. But at least in well-run offices, the extent to which that discretion is left in the hands of loutish 26-year-olds like the former me is somewhat exaggerated. My charging decisions had to go up a chain of senior people. (For instance, it was a huge pain in the ass to drop the heavy hammer of a money laundering charge.)

    FWIW.

  2. SHG

    Perhaps I was unclear. It’s not so much “hardass” that I’m speaking about, as understanding of humanity.  An older, more experienced hardass is just a hardass. They can’t be changed (unless and until something happens to them, in which case they have the epiphany and come to Jesus).  It’s no more absolute than anything else in life or law, but experience teaches normal people, and experience is the one thing young people don’t have.

    And the bulk of prosecutors are young. They do their time, maybe a bit over, and move on.  Look what a little age did for you.

  3. Ken

    Well, sure. But I’m using “hardass” as something of a shorthand. Hardasses view the defense as inherently the enemy, defense arguments as inherently bullshit criminal-coddling, and defendants as inherently bad because they’ve been charged. Non-hardasses might still charge the defendant but might be inclined to recognize nuance, human frailty, and something resembling mercy.

  4. SHG

    Reasonableness is relative. Former prosecutors who go from the dark to the light amazingly see things differently. Even the reasonable ones. Were they reasonable, or just not hardasses? Are hardasses the only ones who make mistakes and do harm? Do reasonable prosecutors ever withhold Brady “by mistake,” or convict the innocent “by accident?”

    The dichotomy of hardasses and reasonable prosecutors isn’t the distinction that matters most to me. Even the reasonable ones are entrusted with discretion that differs markedly from what they think when they grow up and become defense lawyers.

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