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The Fight for Discovery

There is nothing more sadly amusing than when a civil litigator dips his toe into criminal defense and finds out that they learn less about the evidence against a defendant whose life is on the line than they do in a law suit for a stubbed toe.  Welcome to criminal discovery. The shock and dismay never gets old.

New York Assemblyman Joe Lenthol from the North of Brooklyn has offered a bill to fix the insanity.  From his experience in the Kings County district attorney’s office, he no doubt appreciated the dearth of discovery and how it worked to the terrible disadvantage of the defense in preparing its case.  So he offered a fix, as he explains in the memo to Assembly bill A3801 :


The ever-present reality of the criminal justice process is that most of the information necessary to fair adjudication is in the hands of the State. One purpose of the discovery law is to  disclose  to the  accused  before  trial  inculpatory  evidence making up the State’s case, in order to prevent unfair surprise. An equally critical component of the discovery process is to provide the accused with material in  the hands of the State, with its superior investigatory resources, that may aid in the preparation of a defense.  This duty to disclose what is loosely  referred to as “exculpatory” evidence had been a constitutional requirement since Brady v. Maryland, 373 U.S. 83 (1963).
Yes, Brady.  After Marvin Schechter  started a firestorm by openly raising the reality that Brady disclosure in New York was a sham, it was a good time to fix the problem.


The basic flaw in the Brady disclosure process is that it places the duty to search, for evidentiary material favorable to the defense in the hands of its adversary. Some prosecutors may take an unduly narrow  view of the Brady obligation, one that does not encompass impeachment material or recognizes only obvious exculpatory evidence. And even the conscientious prosecutor may not understand how an item might fit within a defense theory, or lead to evidence favorable to the defense.
Yes, Brady.  Discovery under the New York Criminal Procedure Law is purely a creature of statute, with the constitutional mandates of Brady and its progeny overlaid upon the statutory scheme. It’s usually addressed by the breezy inclusion of a sentence in the prosecution’s response to discovery demands that they are aware of the ongoing duty under Brady and, in the unlikely event that any such information become available, will obviously comply with their duty.


The amendment to CPL §240.40(1)(c) would strengthen the effectuation of the Brady rule. The current version, with the “which the people intend to introduce at trial” restriction, serves only the  discovery  function of  preventing surprise.  It  does little to aid the preparation of the defense function. The part  of  the  information in the  prosecution’s possession  that it selects to introduce at trial will likely not be favorable to the defense. On the other hand, the material that it chooses not to present to the trier of fact is the category where information favorable to the defense is more likely to be found.
But the limitation of CPL §240.40(1)(c) doesn’t apply to Brady.  To the extent that the substantive discovery statute, CPL §240.20, bears any relation to Brady, it comes under this subdivision:


 (1)(h)   Anything required to be disclosed, prior to trial, to the defendant by the prosecutor, pursuant to the constitution of this state or of the United States.
If it’s “required to be disclosed” by the Constitution, the limitation of §240.40(1)(c), “which the people intend to introduce at trial,” has nothing whatsoever to do with it.  It doesn’t constrain the prosecution. It doesn’t constrain the court. It doesn’t constrain anyone. It’s got nothing to do with Brady. 

But Lenthol’s memo explains that this is all about Brady, all about leveling the playing field. Joe would never fool us with empty rhetoric about how his bill will “strengthen the effectuation of the Brady rule” and then snip out a meaningless phrase that has nothing to do with Brady anyway.  Show us the bill, Joe. Show us you mean business:


AN ACT to amend the criminal procedure law, in relation to discovery

    THE  PEOPLE OF THE STATE OF NEW YORK, REPRESENTED IN SENATE AND ASSEMBLY, DO ENACT AS FOLLOWS:

    1    Section 1. Paragraph (c) of subdivision 1 of  section  240.40  of  the
    2  criminal procedure law, as amended by chapter 19 of the laws of 2012, is
    3  amended to read as follows:
    4    (c) may order discovery with respect to any other property[, which the
    5  people  intend to introduce at the trial,] upon a showing by the defend-
    6  ant that discovery with respect to such  property  is  material  to  the
    7  preparation  of  his or her defense, and that the request is reasonable;
    8  and
    9    S 2. This act shall take effect immediately.
That’s it?  That’s your fix for Brady?  That’s your fix for discovery?

The Bill passed the Democratically controlled Assembly, and has moved on to the Republican Senate.  And you thought the decades of fighting for better discovery wouldn’t produce results. At least you have this amendment to keep you warm along with the dozen new crimes the Legislature will create this year. 

Maybe we should throw a party or give Joe Lenthol an award.

Online Dispute: Resolution or Creation?

Among the many shiny new ideas of the Future of the #ReinventLaw of the New Normal crowd is online dispute resolution. This may come as a surprise to many, since most of us find our time online to give rise to the creation of disputes about, well, everything.

In a  comment to her own post at Legal Ethics Forum, Renee Knake mentioned an Online Dispute Resolution service called Modria, which offers what it calls an online small claims court.  As I am of the view that for most minor legal disputes, the courts are overly expensive, technical and take too damn long, the notion of a simplified dispute resolution process that could quickly address relatively low-value and cross-jurisdictional disputes, a huge but neglected problem with the law, was very interesting.

Even though Renee, one of the founders of #ReinventLaw, to which I’ve been somewhat unkind, likely thinks I’m just a hater of all things new, I decided to use my time to look around Modria.  I soon stumbled upon a claim to fame they thought worthy of promotion, that Richard Susskind, the head cheerleader of shiny, loved the idea. I persisted in trying to give Modria a fair shake nonetheless, because Renee’s point struck a chord.

My concern is that if the legal profession refuses to liberalize in these ways, others will provide the tools that the public demands/needs (Modria is a good example of this – called by the Wall Street Journal “the small-claims court for the 21st Century” – founded by ODR pioneer Colin Rule, a nonlawyer).

When she described Colin Rule as an ODR “pioneer” and a non-lawyer, I have no doubt she meant it as a positive. Non-lawyers, to the Future of the #ReinventLaw of the New Normal crowd have the virtue of not being constrained by the limits of education or precedent. They are free to imagine new ways to do things without having to concern themselves with the past couple hundred years of trial and error.  I get it.

But being all pioneer-y and non-lawyer-y isn’t enough to suggest that Colin Rule has any bona fides for the job, so I checked out his profile.

Colin has worked in the dispute resolution field for more than two decades as a mediator, trainer, and consultant. From 2003 to 2011 he served as the first Director of Online Dispute Resolution for eBay and PayPal…

For anyone who has any depth of experience with eBay and Paypal, this isn’t necessarily a good thing.  They deal with a ton of disputes, because people do a lot of things that are definitely dispute worthy on eBay and Paypal (and a lot of good too. I love and use both).  But the virtue of their dispute resolution mechanism is that it exists.  It’s not particularly fast, and it remains a deep, abiding mystery what “law” is applied by the elves working deep in the bowels of a bunker in San Jose, but by playing their game, you have to play by their rules.

This does not extend to the rest of the world, however.  And so it leads me to ask a bunch of questions, the answers to which are utterly missing on the Modria website despite the cool marketing lingo that is meant to sate the curiosity of the believer.

1. Who is deciding things at your small claims court?
2. What are their qualifications? Are they lawyers? Are they nice folks you’ve trained with your special sauce and we should just trust you because you have a cute smile?
3. What makes them neutral, reasonably unbiased, especially with regard to potential corporate account users who might require all disputes be handled there?
4. What “law” is applied in determining disputes? You have no jurisdictional limits, which is good, but then that comes without law. So is there law, or are decisions whatever happens to strike the fancy of one of those nice folks trained with your special sauce?
5. How does a party submit evidence? How does the “judge” know it’s real?
6. How does the opposing party get to see the evidence in advance of being put to the test of disputing it?
7. How does the inarticulate litigant overcome the limits of his skills? Is this done in writing or via live video?
8. Is there an appeal process? Is there anyone to go to when the dispute resolution process falls into the toilet?
9. Does anyone review the “judge’s” determination to make sure it isn’t batshit crazy?
10. What assurance is there that this process can provide a fair, rational and honest means of determining disputes?

There are plenty of other, smaller, questions within these, but since all the futurist types love lists of 10, I’ll stop here.

Is the idea of online dispute resolution a worthwhile idea to pursue? Absolutely. There is a huge gap in the legal system for low-value cross-jurisdictional disputes, and given the flat world of the internet, the gap really needs to be filled.  But is Modria the solution?

Beats the heck out of me. It doesn’t appear likely to be capable of doing the job now, as it seems to have massive failings in its concept and format that need to be overcome before it can fulfill its promise. In other words, right now it fails miserably in execution despite the shininess of its concept.  Does that mean I hate it? Well, yes, unless and until it can do what it purports to do fairly, adequately and properly. Otherwise, it’s just another idea that has found a problem and done a half-baked job of solving it.

We may well have a troubled system, one that doesn’t work particularly well for the world as it exists, but that doesn’t mean we embrace any change without scrutiny.  As I responded to Renee,

The allure of shiny new ideas when things are looking rather dim is understandable, but change isn’t always for the better. Just trying to help.

The new emperor can be just as naked as the old one. The Future of the #ReinventLaw of the New Normal crowd really needs to understand this.

Crack is Whack

I remember the first time I was told a client was busted for crack. I had no clue what they were talking about, and so I was told it was a concentrated form of cocaine, cooked down into a small, smokable rock, that gave a user a fast, strong high. I was told it made a user a bit crazy, because the high was so intense, and it was cheap, as a tiny vial sold for $5. It was cheap enough that the same guys who were buying pot could now spend the same nickel on crack and get a far better high.

What did I know? That’s what I was told.  It quickly owned a lot of guys on the street, and became a huge business for clients. And a violent business, as new players would fight for the old pot corner, with guns. Pot sellers rarely were violent. Violence was common amongst crack dealers, enough so that gangs like the Wild Cowboys were regularly having gunfights in the streets.

The myth of crack grew mostly because of the violence that arose around it. As a drug, it turns out that it wasn’t really any different than powdered coke, except that it could be purchased for pennies rather than hundred dollar bills the way it was sold at Studio 54 to rich white guys. That was what was really wrong with crack, that it was the suddenly the drug of choice uptown, where blacks and Hispanics used it, sold it, died over it.

So Congress, in its infinite wisdom, decided that anyone selling crack should be punished 100 times more harshly than anyone selling powdered cocaine.  It took a couple generations and tens of thousands of dark bodies to realize that it was a baseless, knee-jerk number. And so it was eventually changed, twice reducing the ratio as explained by Judge Merritt of the 6th Circuit in U.S. v. Blewett.


The Fair Sentencing Act was passed in August 2010 to “restore fairness to Federal cocaine sentencing” laws that had unfairly impacted blacks for almost 25 years.  The Fair Sentencing Act repealed portions of the Anti-Drug Abuse Act of 1986 that instituted a 100-to-1 ratio between crack and powder cocaine, treating one gram of crack as equivalent to 100 grams of powder cocaine for sentencing purposes.  The 100-to-1 ratio had long been acknowledged by many in the legal system to be unjustified and adopted without empirical support.  The Fair Sentencing Act lowered the ratio to a more lenient 18-to-1 ratio.  However, thousands of inmates, most black, languish in prison under the old, discredited ratio because the Fair Sentencing Act was not made explicitly retroactive by Congress.
Before the reduction in ratio was done, tens of thousands of defendants were sentenced under the original 100 to 1 sentencing scheme. Long, long sentences, because the drug equivalency tables in the Sentencing Guidelines said so. And then Congress changed its mind, but never said it was retroactive.  The defendants sentenced to forever wanted the chance to be resentenced under the new ratio, to see their spouses and children again before they died.  Congress left them hanging.

So a bunch of well-paid, well-fed, handsomely robed jurists parsed the technical arguments of retroactivity to determine whether tens of thousands of prisoners who were rotting in prison under a now-discredited ratio should get the chance to breathe free air again. They struggled with the legal technicalities, for retroactivity is an issue of legal nerdiness to the extreme, though the more straightforward answer would be that had Congress intended its sudden epiphany that its old law was facially and flagrantly unfair, it would have said so.

Congress didn’t say so, and assuming you believe that a republican form of government reflects the will of the people, then the people decided that all these dark people in prison under a sentencing scheme that was arbitrary and unfair should remain there despite having come to the societal realization that we blew it big time and can’t justify their imprisonment under any legitimate sentencing justification, then prison is where they must stay. 

The 6th Circuit in Blewett (great ironic name, right?) said enough.


In this case, we hold, inter alia, that the federal judicial perpetuation of the racially discriminatory mandatory minimum crack sentences for those defendants sentenced under the old crack sentencing law, as the government advocates, would violate the Equal Protection Clause…

In this opinion, we will set out both the constitutional and statutory reasons the old, racially discriminatory crack sentencing law must now be set aside in favor of the new sentencing law enacted by Congress as the Fair Sentencing Act of 2010.  The Act should apply to all defendants, including those sentenced prior to its passage.  We therefore reverse the judgment of the district court and remand for resentencing.
As the dissent noted, Judge Merritt just ran roughshod over all those technical rules that apply to retroactivity, which could ruin the carefully crafted creature of jurisprudence by overlaying reason in the face of rubric.  The  Pittsburgh Post-Gazette wrote an editorial about the decision, saying the court ruled “wisely”:


It’s time to undo fully these unjust and irrational sentences, which treated powder cocaine users — who were typically white and often affluent — far more leniently than the mostly black and poor users of crack cocaine.

Did Congress intend, when enacting the Fair Sentencing Act, to leave these thousands of dark-skinned people in prison under a sentencing ratio of 100 to 1, a regime even Congress now concedes was unfair and irrational, because it feared the political backlash of releasing all these criminals that society so feared because the government spent 25 years vilifying them? Of course. Even if the lack of retroactivity was an omission, it wasn’t corrected in the next session. No, Congress meant to leave them there.

But it puts the lie to every conceivable justification for locking a human being away. We can only justify imprisonment if it serves a rational basis, not because our elected officials bought into a myth a generation ago, were too busy exploiting our fears for re-election and power to correct the error, and when they finally did, were too afraid of an ignorant backlash of their own making to fix their mistake logically.  And that’s why, supposedly, we have courts, to impose reason when elected officials are too cowardly to use it themselves.

The question now is whether Blewett will go en banc and be reversed, or be reversed on cert by the Supremes.  It makes far too much sense to be left alone.

H/T Doug Berman

Getting Snowdened (Update)

As anticipated, the huge, monumental story about the National Security Agency collecting every piece of electronic communication generated, just in case, has given way to less lofty stories, even though nothing has changed and the government continues unabated to gather up our every byte and pixel.  No, it’s not because we are suddenly cool with the idea that the government is doing this, but because a shiny squirrel could be seen in our peripheral vision and distracted our attention.

The name of that shiny squirrel is Edward Snowden.  Whether one considers him a hero or ideological provocateur, he’s caught the public’s eye.

At Volokh Conspiracy, Orin Kerr raises some interesting question about this.


Whenever Edward Snowden is discussed, I invariably encounter the following response:



Edward Snowden is not the issue. You’re trying to distract people by changing the topic. The real issue is what Snowden disclosed about government surveillance, and anyone who talks about Snowden is not talking about the real issue.


I find this response puzzling. There are two stories here. On one hand, Snowden revealed documents showing how the government was implementing its national surveillance authorities. That’s a big story, and I blogged about it several times. But on the other hand, Snowden himself is a big story, too.

Orin is certainly allowed to be as fascinated as he wants to be with any story or issue that captures his fancy. I certainly wouldn’t begrudge him whatever stories/issues pique his interest. But to put it in terms of what is the real issue is to pose his question as a strawman.

There are big issues, overarching issues affecting the fundamental rights of 350 million people, and there are, well, not so big issues, concerning the tool used in the process of reaching the big issues. Snowden is a tool. It’s not that the issues surrounding Snowden aren’t real; indeed, they’re very real for Edward Snowden, for Glen Greenwald who was also a tool in the process, and for those pondering how best to escape if the government ever feels compelled to prosecute them for acting upon their ideological, maybe narcissistic, compulsions.  Of course Snowden involves issues that are real, and pretty fascinating from a law nerd perspective as well.

But merely being real isn’t sufficient to match the question of whether they are as fundamental, systemic and pervasive as the impact of the NSA’s collection of all data.  It’s like comparing theft by false pretenses to murder. Sure, both are crimes. No, they are not equivalences, either in significance, prevalence or moral condemnation.

What Snowden offers is a face, a discrete person to blame and capture our anger.  Americans are awfully lousy at keeping our focus on concepts. Heck, some people have a tough time recognizing ideas at all, and can only muster outrage when they have some physical manifestation they can point at and cry, “burn the witch.” 

But as Orin points out, there is a curious distinction militating against my big issue, puny issue, characterization:
Granted, what Snowden has revealed so far either appears to check out as legal and constitutional or at least was so approved by the federal judges on the FISA court (with too few facts known so far to be able to say much more to question that). So there isn’t quite a “scandal” there. But there are some interesting law nerd issues that I’ve blogged about a few times.

At the same time, there are really interesting legal issues with Snowden, too. Granted, what Snowden did is clearly illegal. Snowden has pretty much admitted to his conduct, so there isn’t much in the way of drama on the legal issues there.


To reduce this to an equation, NSA = legal and constitutional. Snowden = illegal. How then can something that’s legal and constitutional be a big issue when something that’s illegal be, well, less big?

This is where the disconnect between the lawyer mind and reality rears its ugly head. Lawyers, judges and especially lawprofs who are self-described “surveillance law nerds” fail to see what is clear to everybody not laboring under the burden of legal myopia. 

That the government over the years, going way back to when Congress enacted FISA, long before computers, smartphones, Youtube or Facebook were a twinkle in the public’s eye, and nobody, aside from a few of us criminal defense lawyer, gave it any thought, started down the path that led us to laws and constitutional interpretations that render what the NSA is doing lawful. At the time, few noticed. Fewer still cared. But the foundation was built.

So it’s lawful and constitutional? Because of laws created before our digital world existed, and then tweaked as we slid down the slippery slope? And we now find ourselves in a world without privacy, but it’s all okay because laws say so and the Supreme Court agrees?

So the public had a hard time figuring out where all this was going, and didn’t believe, whether it was intentionally blind or just ordinarily stupid, it would eventually reach where we are now. Granted, we let it happen.  But pointing to laws and judicial opinions to say, tough nuggies, this is the world you allowed to happen around you and you can’t complain about it now, isn’t an adequate response to this epiphany. 

For a long time, I’ve argued that the message of Katz, that we as a People want to have a reasonable expectation of privacy, and that the law has failed to keep pace with technology and put us at the mercy of the government. It may be lawful, but it’s now smacked us in the face that the law has failed to meet a basic expectations of a free people to be left alone, free from governmental intrusion into our every thought and utterance.

Oh wait, there’s a shiny squirrel. What was I saying?

Update:   Jonathan Turley published an op-ed in USA Today likening the Snowden prosecution to Animal Farm.


Of course, none of our politicians is nearly as open and honest as Squealer. There will be no sign proclaiming the different treatment of the governing and governed classes. They prefer the barnyard to return to its previously sleepy existence once the offender has been put away.
If one focuses on Snowden, then the Animal Farm analogy is apt. But if one focuses instead on the NSA surveillance, then the better analogy is Aldous Huxley’s Brave New World.  Think about it.












Putting Salve on the Sentencing Symptom

The  New York Times editorial calling for a “new safety valve” is one that holds a certain appeal for most of us. Both in its bipartisan support, and its recognition that the magic bullet solution of mandatory minimums, while simple enough for the masses to digest and embrace, lacks a certain reasoned fairness and efficacy, the possibility of changing this hideous concept should bring applause:

Congress’s new bipartisan task force on overcriminalization in the justice system held its first hearing earlier this month. It was a timely meeting: national crime rates are at historic lows, yet the federal prison system is operating at close to 40 percent over capacity.

In the 16-year period through fiscal 2011, the annual number of federal inmates increased from 37,091 to 76,216, with mandatory minimum sentences a driving factor. Almost half of them are in for drugs.

The problem starts with federal drug laws that focus heavily on the type and quantity of drugs involved in a crime rather than the role the defendant played. Federal prosecutors then seek mandatory sentences against defendants who are not leaders and managers of drug enterprises. The result is that 93 percent of those convicted of drug trafficking are low-level offenders.

Whether the details, not to mention the assumption and definitions, are precise isn’t terribly important. The two key sentences, one beginning the third quoted paragraph and the other ending it, are the ones to focus on. 

The final quoted sentence, that 93% of people convicted for drugs are “low-level offenders,” is the sort of argument intended to evoke sympathy, though there is no definition of what makes someone a low-level, as opposed to medium or higher level, offender. But it accepts the premise that any drug offender, even guys selling tons of the stuff, deserve to be punished to a term of imprisonment greater than murder.

What if the entire scheme was fundamentally flawed, a political joke if you will, perpetrated on a trusting but naïve public by a manipulative president and congress, who saw drugs as a bogeyman to be blamed for society’s ills, and used to create a demand for government to save them from it.  It gave politicians an easy punching bag, drug dealers, against whom laws could be passed to show the public what a wonderful job the government was doing protecting them from evil.

What if this scenario had the added virtue of not only getting those in office re-elected by adding a cynical law here and there, but convincing the public to relinquish rights to the government, allow and approve of these same politicians increasing their power and control, as a needed component of effectively fighting the evil enemy and protecting the public?  It’s the perfect set-up, really.

But this sounds like a wild conspiracy theory, right?  And if I told you this had happened, you would tell me to loosen my tin foil hat as it’s clearly pressing too hard on my brain.  But what if it wasn’t me saying this, but former Assistant United States Attorney, now United States District Court Judge John Gleeson?


The flaw is simply stated: the Guidelines ranges for drug trafficking offenses are not based on empirical data, Commission expertise, or the actual culpability of defendants. If they were, they would be much less severe, and judges would respect them more. Instead, they are driven by drug type and quantity, which are poor proxies for culpability.

*  *  *

On June 19, 1986, University of Maryland basketball star Len Bias died of a drug overdose. Congress promptly enacted the Anti-Drug Abuse Act of 1986 (“ADAA”), which established a two-tiered scheme of mandatory minimum and enhanced maximum sentences that have now become central features of the federal drug sentencing landscape. The ADAA’s five-year mandatory minimum, with a maximum enlarged from 20 to 40 years, was specifically intended for the managers of drug enterprises, while the ten-year mandatory minimum, with a maximum of life, was intended for the organizers and leaders. 

That Congress is finally prepared to revisit the notion that more than two generations of living under a legal regime driven by news story that caught the public’s interest and fed its naiveté sufficiently to influence our acceptance of the notion that illegal drugs were a plague that had to be stopped at all costs, is a good thing.  But they’re still only looking at the symptoms, one of which is mandatory minimums. 

The revelation that the drugs tables (and its the same from the fraud tables even though you didn’t ask) in the Sentencing Guidelines were made out of whole cloth, reveal the disease.  We have functioned since 1987 under the mistaken belief that the Guidelines offer some empirical basis for sentencing people for crimes. We spent the vast majority of that time praying to the Guidelines, as if the number 161 was infallible, or brought down by Moses and enshrined on the alter of punishment.

What if it’s all just a bunch of numbers that some guys in a room in Washington made up on their own, out of thin air?  After a couple generations of putting people in prison based on them, many people, tens of thousands of people, the made-up numbers that came out of that room took on the appearance of Truth.  Ten years was the sentence because, well, it’s been the sentence for a very long time.

This isn’t to blame the New York Times for thinking small. It’s what the Times does best, and conventional wisdom is to stick with what works for you.  But as reform happens, it’s worthwhile to remember what is being reformed.  Moses didn’t bring the Guidelines down from the mountain. There was no massive empirical study that conclusively proved that 161 months was the right number for drug dealers. 

And here’s a question that will rock the foundations of penal belief: What if drugs, regardless of whether you support legalization or not, aren’t as great a scourge on society as we’ve come to believe, and that drug dealers shouldn’t be punished as harshly as murderers?  What if the worst drug dealer, the one who sold the most drugs in the whole wide world, still wasn’t as bad as a murderer?

But drug dealers commit other crimes too, you say? So they get prosecuted and sentenced for those other crimes. Yet, the days when punishment was calibrated by the relative harm done by a crime got all screwed up because Len Bias happened to OD while Congress was noodling how to screw with our heads over the sentencing guidelines, and here we are, more than two generations later, trying to figure out where we went wrong and what we can do to fix it.


The Ethics of Overcharging

Brian Tannebaum twitted about the final sentence of John Steele’s post at Legal Ethics Forum, calling it “priceless.”


Criminal law is not my forte but the murder two charges seem to me to be clearly beyond what an ethical prosecutor should bring.
Brian’s point was that John, while disclaiming that he knew nothing about the subject, didn’t let that stop him from questioning the prosecutor’s ethics. This was about the Zimmerman case, a hot subject that many wanted in on. There is nothing wrong with having something to say about a high profile case that’s caught the interest of many, but one might suggest that if you’re going to write about it, you can’t simultaneously disclaim responsibility by the “I don’t know nothing about birthin’ no babies” caveat. Then again, Tannebaum tends a bit toward snark on twitter sometimes.

After reading Tannebaum’s twit, I asked John why, what ethical issues was he raising, what ethical proscriptions was he suggesting the prosecutor violated.  John explained.


At least by the time that probable cause affidavit was filed and the prosecutor prayed with the lawyer for the parents of the deceased, I’ve been of the opinion that the charges were filed not because they were supported and could be proven beyond a reasonable doubt but rather because of the politics. Looking over what evidence the State still has, I don’t see that they’re anywhere close to murder two and I don’t buy that the theory of “let the jury dispose of our over-charging” absolves prosecutors of their responsibilities.
From the outside, much of criminal law seems best explained by politics. If the prosecutor’s motivation isn’t to charge a defendant with the crime the evidence supports, but with a charge intended to appease public blood lust or, more charitably, appeal to the public’s sensibilities, it certainly emits an unpleasant odor.

But it’s hard to prove motive, particularly malevolence. We can assume it easily enough of our enemies, those with whom we don’t share the same politics, but we do so at our peril.  The system purports to weed out charges that are unsupportable by the evidence, but it offers prosecutors a rather wide berth to charge the highest and worst count conceivably supportable. 

Outsiders may see such charges as ill-conceived, improperly motivated, but that’s because we have the normative sense that it offends our sense of justice and propriety. But then, we’re outsiders, not the prosecutors, and they are charged with exercising the discretion of charging what they want.  It’s not a free ride, as charges can be dismissed when they overcharge, or they can be humiliated at trial when the evidence doesn’t bear out and the defendant walks.  Or they can get twelve men six women good and true to convict despite the lack of evidence. That’s our system for better or worse.

Is a Murder 2 charge for Zimmerman so far out the ballpark as to be utterly unsupportable, a charge that no rational jury could find?  It may be beyond the pale as far as some are concerned, but does it rise to the level of overcharging that puts the prosecution’s ethics in doubt?  The statute reads :

<
(2) 775.082, s. 775.083, or s. 775.084.
Was Zimmerman’s mens rea depraved? There are a great many people out there who would argue it was. John Steele thinks otherwise. Both are allowed their views, particularly since the trial has yet to start and evidence yet to be introduced. Laws based on mental states like “depraved” are sufficiently vague and wiggly that they lend themselves to such disputes.

Whether that’s the “right” charge under the facts and circumstances of this case remains to be seen. But that it doesn’t come anywhere near an unethical abuse of power by the prosecutors seems clear. It’s in the ballpark, even if somewhere near the top of the left field fence. That remains within the prosecutor’s reasonable discretion, no matter how unpalatable it may seem to some.

But after John responded to my query, Hofstra lawprof  Monroe Freedman decided to put in his two cents.

When a prosecutor overcharges – a common practice – the principal purpose is to “bargain” down from that frightening charge to a “negotiated” guilty plea to what the prosecutor should have had to charge and prove to a jury if the system were working pursuant to the Constitution. Too often, the charade of a negotiation is with the connivance of the court-assigned defense lawyer, who helps to con the defendant into thinking that he has gotten a truly negotiated deal to the best plea possible.


Another purpose is to frighten the defendant into asking for a lesser-included offense instruction, which gives the prosecution the possibility of a compromise verdict from the jury to a finding of guilt of a significant offense, although less than what was initially charged.


Freedman has been around forever. He’s got cobwebs in his office older than I am.  But aside from his comment having utterly nothing to do with the Zimmerman case or the discussion between John Steele and me, it is such malignant, simplistic cynicism as to shock even a curmudgeon like me.

Yes, Monroe, there are prosecutors and defense lawyers like that. There are also prosecutors who charge appropriately and believe they are doing their job of protecting the public from harm. There are defense lawyers who will fight to the bitter end for their clients against all odds, and there are defense lawyers who accurately advise clients that the end will be bitter.

Since John Steele’s blog is called Legal Ethics Forum, there ought to be an ethical takeaway. Mine is that Monroe Freedman has his tin foil hat on too tight, and ought to put down his keyboard and rest on laurels before destroying his legacy.  Not even a fixture in academia has the right to make people stupider by proffering such overcharges of hatred and malevolence. Not ethically.

A Dose of Marcus

At a website I like to call The Puddle, young lawyers with varying lengths of practice ranging from hours to months tell others how to be a rousing success with crucial issues ranging from the need for a really  cool lawyer logo to what practice management software to use on your iPad.  Others, not necessarily young, who don’t practice law at all, whether because they aren’t lawyers or lack sufficient interest, do the same.

If it sounds absurd, it is. But that doesn’t stop new lawyers from reading and thinking they must know something because if they didn’t, why would they be pundits at The Puddle?

Marcus Schantz hails from Chicago, where he decided to open his practice in 2008.  Aside from trying a bunch of cases, he started a blog. He didn’t do a lot of writing, but what he did was pretty good. It wasn’t about his love of iPads or a listicle of things that might attract the sort of eyeballs inclined to visit the Puddle, but rather about things like his murder trials.  Not nearly as breezy and intellectually stimulating as  how to teach a CLE when everyone else in the room knows more than you.

Marcus has now announced that he’s hanging it up. Not just the blog, but the practice of law. And his reasons offer far more insight than the entirety of the Puddle.


It’s fair to say that in 2009 I was hungry and had a lot of passion for the work. However, in the spring of 2010 when my client was convicted of murder something in me changed. Then a couple months later, another client was convicted of attempted murder. By the end of 2010, I had begun to grow cynical about the work. In short, I was forced to admit the criminal justice system is horribly broken. I also was forced to admit that I had failed two clients in a time of desperate need. As a result, fueling cynicism consumed idealism and I hardened.
Marcus writes about a few more trials, some highs and some very deep lows.


In a way, that case was the last straw for me doing this job in Chicago. In the summer of 2012, I decided I needed a change of scenery and no longer wished to practice law. I can’t fully explain it, but I began to feel unhealthy, though physical fitness is a cornerstone in my life. It was my mental health about which I worried. I was on medication for anxiety, depression and had to take pills to sleep. Chicago, and this job, began to make me feel sick inside.
There is no criminal defense lawyer who doesn’t know what Marcus was feeling. The bravado we put on for the benefit of others, the confidence we wear like armor in the courtroom, can’t make the ache go away when we realize that our lives are dedicated to a ruinous system that crushes the people we are there to protect.


But there was more to it.

Initially in 2009 and 2010, my business was a success and it was profitable. However, in 2011 and 2012, I saw final figures in the red and a resultant escalation in debt as I scrambled to keep things afloat. At the time, I couldn’t understand why business went from great to poor. The eventual answer was marketing. My initial marketing plan worked until it didn’t and I failed to understand why. If I made any errors in running the business, it was this.
Marcus came clean, where so many others hide behind the happy faces of bullshit. At the Puddle, kids throw parties for themselves, celebrate their fabulous business savvy, for having survived a year in practice. That makes them experts, worthy of teaching the profession their magic secrets of success.

Except success isn’t linear. A year or two of “great” business doesn’t make a success. Every criminal defense lawyer knows that his practice is only as successful as the next phone call from a good client with a good case. Sometimes, the phone rings off the hook. Sometimes, it’s silent and you wonder if it will ever ring again.


That my fiscal problems coincided with my burn out was rather fortuitous. I could have borrowed money and revamped my marketing but I chose not to. It was time to move on.
New lawyers have this bizarre belief in their exceptionalism, that they are special, that their experience will be different from that of the thousands who came before them. How many times can old lawyers say that the practice of law is hard work, a tough business?  It can be soul-crushing. It goes from high-flying to crash and burn in a blink of an eye. Marcus assumes that by getting out there, doing all the things that let the world know he’s available for purchase, would get him back on track. Even that isn’t reliable, though he will never find out.

My first reaction to Marcus’ announcement was that it was a terrible shame, a loss, for a new lawyer who has gained incredibly valuable experience in the courtroom to walk away.  Others who have gone through the same depression continued to practice but gave up at the same time. They’re the guys who don’t care about anything other than the quick buck and plea. Marcus decided that wasn’t going to be his future.

Upon further reflection, it’s clear that Marcus had to make the choice that was right for him and true to the life he wants for himself. He’s planning to be a novelist. It sounds a bit cliché, and every criminal defense lawyer thinks he’s got a few fascinating books in him, but that’s what he’s decided to pursue.

Maybe he’ll make it. He’s got two books in the can already, and perhaps he’ll send me a copy to review one day. Either way, his time in the trenches was honorable, and his experience is something far too deep and real for the childhood fantasies being offered at The Puddle. 

Before leaving, Marcus offered his dose of truth.  If other new lawyers are wise, they will pay attention.







Because There’s No Such Thing As Undemo

At Overlawyered, Walter Olson notes that the former Mercedes Benz dealership on Park Avenue in Manhattan, one of a mere three Frank Lloyd Wright projects in New York City, is gone.


“On March 22, the Landmarks Preservation Commission called the owners of 430 Park Ave. to tell them the city was considering designating the Wright showroom … as the city’s 115th interior landmark. … on March 28, the building’s owners, Midwood Investment & Management and Oestreicher Properties, reached out to another city agency, the Department of Buildings, requesting a demolition permit for the Wright showroom. The permit was approved the same day, sealing the showroom’s fate.”
Aside from the rather remarkable juxtaposition of the length of time it takes to save something versus the speed with which it can be destroyed, itself a social commentary on what we value in America, the story is offered as an example of how the monumental burden of landmark preservation forced the owner’s hand to destroy it before the commission could grab hold of it.


That’s only the latest in a series of incidents in which the prospect of city intervention under Gotham’s famously cumbersome preservation laws has precipitated teardown instead.
There is no question that landmarking a structure presents an overbearing burden on an owner. It impairs a property owner’s right to do as he pleases with his property. Instead, it forces an owner to do as he’s told by a bunch of well-intended but generally uncompromising folks who find it remarkably easy to make demands they don’t have to pay for. It reduces the value of the owner’s property, since future buyers take it with the burdens of landmarking, limits its potential uses and increases the costs by imposing requirements of maintenance that may well fly in the face of utility.

No question, landmarking can suck.

But then, how to preserve history in the face of big money?  Some (many?) won’t lose any sleep over the demolition of Wright’s interior, built in 1947 to house Max Hoffman’s showroom for newly imported German automobiles. Hoffman has vision, pushing Mercedes to create such icons as the 300SL gullwing and the Porsche Speedster.  The interior Wright created for him is so, well, perfect.



But in 2012, Mercedes moved out and the owners needed to rent the space. They didn’t own a museum, dedicated to guys like me who love old architecture as well as old cars.  They were in the business of being property owners, and while it might have made folks happy had they embraced the history of the space and chosen to preserve it because, well, that was their choice, it would have been great.

But do we force the owner of private property to eat the cost, eat the loss, and keep historic space as we, the people who don’t have to pay the price, would like them to?  That’s a problem.

Granted, trying to preserve a bit of history in Manhattan isn’t easy.  Its a tough place, where property owners will sell their mothers for a an extra half point increase in a rent stabilized apartment.  There are some who will keep a landmark alive because they think it worthwhile. There are some who will do so because it’s valuable as a landmark.  And then, there are some who will rip it out, destroy history, without blinking an eye.

The problem is that it only takes one of the demo crowd to destroy a piece of history, whereas it takes an unending series of owners and managers to keep history intact.  Like entropy, it only works one way when demolition is on the table. There is no changing your mind after some Philistine has had his way with a landmark, and hitting the undo button. Once something is demolished, it’s gone.

Is there a middle ground, a way to preserve history without impairing a property owner’s right to do as he pleases with his property?  Or at least providing fair compensation to the property owner for taking away a portion of his rights?  Sure, a purchase of rights can be done, but what if it the owner isn’t interested in selling?  Can there be a taking, a Park Avenue Kelo, where some committee of people who, like me, adore history so much that it matters more than property rights?

Being of that weird ilk that prefers to suffer to preserve, whether it’s property, cars or table manners, stuff like this matters to me, and it breaks my heart to hear of a loss of history that can never be recaptured.  I am willing to do it with the things I possess, but that’s my choice.  I don’t know that it’s right to force anyone else to feel as I do, or to put fundamental rights on the alter of preservation.

Yet, I mourn the loss. It isn’t good enough to see history in an image on an iPad, and if nothing is preserved, it will eventually all give way to more financially productive uses, as somebody down the road will not love the landmark as much as the cash.

Making Fudge (Gamso Update)

In the  New York Times Magazine’s Ethicist column, Chuck Klosterman published a letter from a juror.  Well, at least a person [name withheld] who was once a juror, 15 years ago, in St. Louis, and apparently hasn’t been able to sleep well since. St. Louis can do that to you.


During jury selection, I was asked if I supported the death penalty. I don’t. I’m unalterably opposed to capital punishment. But I feared that potential jurors who did not support the death penalty could be automatically disqualified by the prosecution. So I said I agreed with capital punishment. That way, if it came down to it, I might help spare the defendant from execution. But this violated the oath I had taken to tell the truth. Was it ethical for me to lie in order to possibly spare the life of this defendant?
There is, of course, a gap here, given that the writer says he lied, but doesn’t say whether he was left on the jury or deliberated to a verdict, but since this is for the Ethicist column, the question isn’t what happened but whether the road there was ethical.

Klosterman’s response was troubling.


Generally, lying is wrong. But lying is obviously justifiable if telling the truth will get someone unjustifiably killed. You, however, were dealing with a problem with less clarity. The person you were lying for was not necessarily innocent, so your lie was not for his short-term protection; your issue was with the magnitude of the state penalty for those who are authentically guilty.
The key words in this paragraph are “unjustifiably killed,” which is a loaded phrase. The question was asked by a person who was “unalterably opposed” to the death penalty, not opposed to the execution of innocents. One might suspect that every person, whether they favor the death penalty of not, is opposed to the execution of innocent people, Nino excepted.

Thus, Klosterman, pundit of ethics, has tacitly snuck his own moral imperative into the question: that the death penalty isn’t quite as wrong when the defendant deserves it. From this launching pad, he adds:


And while your overall motives were good, you should not have lied in this circumstance. You are negatively complicating a procedure that is already flawed.
This is where his analysis takes a quick nose dive, into the idea that adhering to a belief that no person should be put to death “complicates” a flawed procedure.


Our judicial system is imperfect and married to inflexible rules that occasionally contradict ethical living — but there is no better alternative for the enforcement of collective social laws. Granted, some of those collective laws are bad. But you were not in a position to change legislation; you were in a position to operate within the existing system of community enforcement, which tries to equalize the process by giving lawyers on both sides the ability to eliminate jurors whose views exist on the intractable poles of applied philosophy (which, in this instance, appears to include yourself). The process does not always work, but it has no chance of even coming close if potential jurors don’t tell the truth about what biases they bring to the table.
One of the problems faced by otherwise thoughtful people is that they are given heartfelt advice by well-intended but clueless people. As is apparently, Klosterman doesn’t understand the concept of a death-qualified jury.  Klosterman doesn’t understand that lawyers get peremptory challenges, which eventually run dry and leave the defendant’s fate to the wind.

But most importantly, Klosterman does not appreciate why we have a jury in the first place. When he writes, “you were not in a position to change legislation,” he is technically correct, though he is utterly wrong in the context of a particular case. That’s exactly what a jury is there to do, to change legislation, as it applied to a defendant in a specific prosecution. The jury is the conscience of the community, not a robot dutifully following directions to achieve a governmentally desired goal.

How many Times readers, sufficiently interested in ethics, read this column and walked away with the misguided belief that the lawyers, have “the ability to eliminate jurors whose views exist on the intractable poles of applied philosophy”?  We don’t. We don’t in any case, but we don’t for a separate reason in cases involving capital punishment.  Did it occur to Klosterman to find out how the procedure, flawed but “without better alternatives,” works?

The death qualified panel goes through a vetting process by the court to ascertain whether anyone is, as the questioner puts it, “unalterably opposed” to the death penalty. Even a jury who is reluctant to impose death is noted. And they are removed for cause. Didn’t any explain “cause” to Klosterman? Did he ask? Did he seek the advice of someone knowledgeable about the system before pontificating, or did he just decide to assume he had a clue?

What is omitted from Klosterman’s response is that a jury deciding a death case will be comprised of a group of people for whom the death penalty is fine. Not that they necessarily are chomping at the bit to put jaywalkers on the gurney, but they wouldn’t hesitate, if all goes as the government wants it to go, to flip the switch. Or at least approve someone else flipping the switch, though some might be happy to do it themselves.

What you won’t find on a death-qualified jury is anyone who isn’t inclined to say “fry ’em” if guilt is proven. And there is nothing, absolutely nothing, the defense lawyers can do about it.

Truth is good, as a general proposition. But there are higher order morals at stake when it comes to the killing of a human being.  Blind reliance on a “flawed system” is no way for life and death to be decided.  Knee-resort to truisms like “tell the truth” aren’t good enough to answer complex questions.

But most of all, Klosterman, before you opine on a soap box as big and loud as the New York Times, learn what you’re talking about.  Whether or not it was acceptable for the juror to fudge the truth is one question, a difficult one that will cause many to disagree. For you to fudge your response because you are so taken by your own brilliance or too lazy to find out the correct information, however, is a no-brainer.

And as for the flawed but best system ever, reading the platitudes carved over the lintels of the courthouse is no way to judge a legal system.  The ethical response would have been to admit this was far beyond your scope of knowledge if you were constrained to rely on facile slogans to answer an important question. Not even the Ethicist has the right to make people stupider.

Update: And this just in from Jeff Gamso, who isn’t nearly as kind to Klosterman as I am.

PSA: Still Time To Sign Up For Advance iPad From The ABA

It’s not your iPad, but your Advanced iPad. 



Program Description


Few technologies have so quickly and positively affected the legal profession as has the iPad®. Join us for this live iPad® demonstration to learn even more amazing things your iPad can do and how it can benefit your law practice. We’ll cover just a few of the practical iPad® tips and then delve deep in to a discussion and demonstration of legal specific apps and forensic iPad® tools.


And you get 1.5 CLE credits for this.  The program faculty will be:


Adriana Linares, Legal Technology Trainer and Consultant, LawTech Partners, Winter Park, FL

Malcolm Harsch (Moderator), Associate Director, American Bar Association, Chicago, IL
Remember the old days when CLE taught things like cross-examination or ethics?  Or when an association like the ABA drew its speakers from people who could find the courthouse without the GPS on their iPhone?

Heh. Those days are gone. Aren’t you glad we have CLE requirements to make us better lawyers so that we can better serve our clients.  And for those who think I might be too much of a luddite to appreciate the virtues of an iPad, I already learned all about it via this video.



H/T Leo Mulvihill