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Do Better

The New York Times has an  editorial today about the Cooper and Frye cases,  argued yesterday to the Supreme Court.


Defendants offered plea deals need effective counsel to ensure that their decisions are well founded and voluntary, not coerced. Under the Sixth Amendment, the Supreme Court said last year, a plea is legitimate only if a defendant has had assistance of counsel while considering it.


The state brought the case to the Supreme Court, arguing that Mr. Frye should serve the sentence he was given because he voluntarily pleaded guilty. It contends that since there is no right to a plea bargain, the lawyer’s failure to communicate the offer did not deprive Mr. Frye of any constitutional right. The Supreme Court should reject this bad analysis, which the Justice Department unwisely supports. The lawyer’s inexcusable failure to inform Mr. Frye of the plea offer affected the legal process and deprived him of a critical choice.


While the editorial lays blame on the government, and implores the Supremes to reject “this bad analysis,” it largely overlooks the most important factor in fulfilling the constitutional guarantee of effective assistance of counsel.  The lawyers representing Cooper and Frye sucked.

If the lawyers did their job adequately, there would be no issue to be argued, no debate as to whether courts should regulate the plea bargaining process.  Bear in mind, we’re talking about such minimal competence as to meet the criteria of Strickland v. Washington, a case that says sleeping lawyers are all the Constitution requires. And still, lawyers can’t manage to meet this bar.

In a comment to my analysis of the issues, an important point was made by Thomas Stephenson :


All this is interesting, but how do we regulate low-bid and court-appointed lawyers strong-arming their clients into taking the state’s first offer?

Without getting caught up in denials and details, Thomas’ question hits on a dirty little secret of criminal defense.  Many criminal defense lawyers take on cases with the intention from the outset of disposing of them as quickly as possible.  It’s awfully easy to persuade a defendant, someone who has put their life in a lawyer’s hands, to cop a plea. 

We can scare them. We can rationalize the choice. We can convince them to plead guilty.  And it’s done so that the fee is earned, the case is over and the lawyer can move on to the next fee as the defendant is shuffled into the pens, never to be heard from again.

The Cooper and Frye cases ask the question of what to do after the lawyer blows it.  The hard reality is that the law has never been capable of coming up with a cure for every wrong mankind can commit.  And despite rumors to the contrary, lawyers are included in mankind.  We love to hold ourselves out as saviors, heroes to the cause, champions of justice.  We are lying to ourselves and others when we fail to serve our clients.

How hard is it to inform a client of a plea offer?  There is no excuse, none, ever, to not fully and properly inform our clients of such things.  And then there’s the flip side, the selling out of clients to rid ourselves of work once the fee is in our pocket.  Honest and accurate assessment and advice is our obligation, yet we abuse the trust to get the client off our back.  And they never know about it, as we smile, emote, feel their pain and sell them out.

The point has been made in discussing legal fees, where a lawyer charges a fraction for representation of another lawyer.  Do the math.  How many hours does that fee cover?  Not enough to win the case? Then the lawyer plans to plead you out, and has no intention of fighting.  Many lawyers see a case as a quick plea.  That’s just not what they tell the defendant, because if they did, no one would hire them. The numbers don’t lie.

Regardless of what the Supreme Court rules in Cooper and Frye, or what they fail to rule in the case of a quick plea that sells out a defendant who never knew that he stood no chance, there is no reason for this issue to ever arise.  It exists because we, those of us who undertake to represent defendants in criminal cases, fail. 

The law can’t provide an adequate solution, but we can.  Work harder. Be honest. Put your client first, even if it means you have to take a financial hit because you made a lousy deal.  Put your personal philosophies and your bizarre legal theories aside.  These are all about you, not the client. Put the client first and these problems disappear. 

The law isn’t so difficult that you couldn’t possibly manage to provide competent representation  And if it is, then get the hell out of criminal defense.  You have no right to make a living as a lawyer if you can’t deliver. Sorry you wasted that time and money on law school, but that’s how it goes.  As long as you are a lawyer, fulfill the obligation you undertook to your client and don’t expect a judge to make up for it afterward.  The obligation to the defendant is yours.  The law is just a blunt stopgap, and it will never be sufficient to overcome your failings.

Make the effort.  Just do better.

A Fool’s Errand

For all their bluff and swagger, the readers of  Above the Law aren’t stupid.  The fact that they don’t look to the  Lawyerist for clues on how to become a gainfully employed lawyer proves it.  Sure, they spend their days trying to dream up the snarkiest ridicule, to prove who within the community is the wittiest, but that’s how sophomoric communities work.

Working lawyers pay little attention to such nonsense, as their manhood isn’t connected to how many “likes” they get and, well, they’re busy working cases and making money.  The little snarkers secretly wish they have worthwhile things to consume their empty days, but they will never admit their feelings of inadequacy. To do so would bring ridicule from the community, depriving them of their only comfort.

There was a shift in the force when David Lat and his robot overlords at Breaking Media persuaded Mark Herrmann to write a column about his experience as in-house counsel.  Few people noticed, as their attention was diverted by the anchors dragging ATL down at the same time.  Jay Shepherd. Some gal who was so ashamed of herself that she only used her first name, Valerie.  And Adrian Dayton, the poor Paris Hilton of twitter, left to stand alone when even @Rex7 realized he needed a job to eat. 

The readers at ATL, for all the snark they could muster, realized something. Mark Herrmann, unlike the others, was real. He was what many hoped they could someday be, a successful, respected lawyer. As they grew to ignore the insipid writers, Herrmann delivered a world they could only see from a great distance, the world of real lawyers. 

This shift reflected the reality behind the children’s playground antics, that they really want to be lawyers but just don’t know how. Law school certainly didn’t teach them enough, and their infantile arrogance precludes any mentor from wasting time around them.  They pretend to have great futures as Masters of the Biglaw Universe, knowing only too well that they hate their contract work and will never get a corner office. They are scared.

And in a gesture of love, Elie Mystal and David Lat have thrown them a life preserver.  They have brought aboard the newest ATL columnist who, like Mark Herrmann, is a real lawyer who has the experience and knowledge to provide insight to the world of lawyering they would otherwise never know.  No, it doesn’t spell the end of gossip, lurid images and sophomoric sex jokes.  Those are the things that hold the community together, their common bond like a transitional Teddy Bear.

In a column underwhelmingly called “The Practice,” the new columnist is  Brian Tannebaum.

Brian gains nothing from this gig.  The “fee for service” won’t pay for key lime pie to be shipped up north to a deserving recipient.  He will not get a client.  Then again, he doesn’t need to post on the internet to get clients, to the chagrin of those whose lives are dedicated to convincing busy lawyers that they cannot succeed unless they do so.  The readers can’t grasp this, as they can’t conceive of a universe where they aren’t the center. They imagine that it’s their allure that brings real lawyers to ATL, to seek their approval and adoration. But in their hearts, they know that while it may be true of others, it’s not the case for Tannebaum.

I knew of Tannebaum’s decision to join ATL in advance of his first column.  He was reluctant.  He has too much work to do, too many clients to represent.  To spend time writing something that might actually improve their understanding of life and law is a time suck he couldn’t really afford.  And, the big question: Are these sniveling, snarky whiners worth the effort?

Brian asked me what I thought. He explained his dilemma. I told him that he certainly had strong and valid reasons not to do a column at ATL.  He’s too busy, and client come first.  He has no use for the “notoriety,” unlike Jay Shepherd, who needed a springboard from inconsequential lawyer to social media consultant.  He makes no pretense of being a great writer, having a tendency to use the wrong word, tense, punctuation and spelling, and here he would be writing for the failed law review wonks who are thrilled to pick apart grammar rather than admit their misery.

“No, Brian,” I said, “there’s no reason in the world why you should waste your time on this fool’s errand.”

But Brian found one reason, that if he didn’t find the time, make the effort, give it a try, then these pathetic little misfits would have no one offering any insight into the real, hard, cold world of the small firm/solo lawyer.  Shitlaw, as the readers refer to it.  Shitlaw, if only they could figure out how to do it successfully, and enjoy the practice and life that could be theirs if they don’t screw it all up.

There were a lot of comments to Brian’s introductory post.  Some are funny.  Some are typical nonsense. Some demonstrate that their authors lack the insight to grasp basic ideas.  One called it “ironic” that Brian would use social media to bash it. This one has no chance and should get his papers in for the assistant manager job at Dairy Queen immediately.

But there was also a surprising undercurrent of recognition that these desperate little wise-asses realize that this Stetson Law grad, this guy whose grammar makes one cringe, has what they secretly dream of having someday.  They can make fun of his appearance, his writing, his lack of Biglaw credentials all they want. Brian couldn’t care less. He has a damn fine practice, and he’s got the respect of real lawyers.  They have neither.

And there’s no one who can dish it out, or take it, like Brian.  I suspect the smarter ones at ATL know only too well that they finally have someone who’s got the goods, and while they will continue their snarky ways, they will read what he writes and learn from Tannebaum.  They have much to learn from his charity, and it’s up to them to decide whether Tannebaum is on a fool’s errand.

How It’s Supposed To Be (Update)

Knox County, Tennessee, Sheriff Jimmy “J.J.” Jones understands what it means to wear a shield.  From WBIR :


Knox County Sheriff Jimmy “J.J.” Jones said the officers violated departmental policies and procedures during the traffic stop.


According to the investigation, the officers’ actions were unauthorized and not approved. A complaint was made to the Office of Professional Standards.  When it was determined that one of the deputies was Brad Cox, whose father is Captain Tom Cox, who oversees the Office of Professional Standards, the complaint was then forwarded to Lieutenant Mark Webber of the Major Crimes Unit to investigate.


Jones named the five officers and provided dash cam video of what they did before anybody asked.


“This is an embarrassing incident to the Sheriff’s Office and certainly is not indicative of the men and women who work hard and are very professional,” said Sheriff Jones. “I am releasing this information before any media inquiries because I think it’s important for us to be open and honest.”

What happened isn’t entirely clear, except that the five patrol officers decided to play with some kids who were speeding.  After stopping a car with three males and two females, Officer Brian Rehg has a chat with the 19 year old unnamed driver.


You can hear one of the officers speaking to the driver of the car.  He asks him if he’d like one ticket for speeding or three tickets for speeding, reckless driving, and drag racing.  The driver says one ticket.  The officer replies that another officer has a proposition for him, and if he does it well, he’ll get one ticket.  At that time, it appears the officers turned off their mics, because there is no further sound.  It is unclear what the proposition was because you cannot hear it or see the driver or his passengers on the recording.  You can see the officers appear to be watching something and laughing.  At one point on one of the recordings, you see one of the young men run in front of the patrol car.  A few minutes later, the driver and his passengers are seen getting back into the car and driving off.

It’s critical to note that there is nothing to suggest anyone was beaten or tased.  While the story offers no clue what the proposition might have been, there’s no reason to believe that any notable harm was done to any of the five young people in the car.  Yet rather than toss it off as some cop prank, Sheriff Jones was outraged by the unprofessional, unlawful and completely improper conduct of his officers, one of whom was the son of a police Captain who oversaw the department’s Office of Professional Standards.

With unfortunate frequency, stories appear of police impropriety, glossed over by meaningless claims of department policy or promises of investigations that are never mentioned again.  Almost never are the police officers who stood by and did nothing to stop impropriety by their blue brothers subject to scrutiny, no less discipline.

And the one thing that we never hear about is the big guy taking the initiative to clean up a mess in his own home, police misconduct almost invariably being concealed unless and until someone from the outside with sufficient clout makes a major stink of it.

Sheriff Jimmy “J.J.” Jones’ actions in recognizing, disclosing and addressing what happened in his department, and thus making it abundantly clear that it will not be tolerated under his watch, is an extraordinary act of integrity. 

There is one question, however, that’s a bit nagging.  The discipline for these five officers wasn’t discharge, but busting them down to the bottom rung of law enforcement.


Based on your decision to directly violate Departmental Policy and Procedures, as well as violating Merit Council Rules: 9.3a: Failure to meet performance requirements, 9.3d: Incompetence, inefficient and negligence in the performance of duty, and 9.3g: Notoriously disgraceful personal conduct, I have made the decision to strip you of your Law Enforcement powers and demote you from the position of Patrol Officer to a Correction Officer effective immediately.”

So rather than have these officers on the road dealing with people where their conduct is observable by others, and recorded by dash cam, you’re going to put them into the jail where they will be dealing with prisoners, with no outsider observing and where no claim of impropriety can be verified.  And now they’re angry.  What could possibly go wrong?

Update:  Via Radley Balko, the  Knox News provides a description of the what happened when the mic went off.



[The 19-year-old driver} Phillips cooperated with the officers, consenting to a search of the Acura and responding respectfully. Officers cursed at him and produced a baseball bat, then made a proposition — the reckless driving and drag racing charges would be dropped if Phillips pulled off a stunt with the bat. With the bat perpendicular to the ground, the officers made Phillips put his forehead on the end and run in circles until he became dizzy. Then officers made him run around a cruiser without falling down.


After completing the humiliating task, Phillips was sent on his way with a speeding ticket.


No blood.  No guts. No rape or pillage.  And still Sheriff Jones wasn’t putting up with it.

Lawyers Would Never Do That (Update)

The  facile quote comes from Stephanos Bibas, a University of California law professor:

In his article in The California Law Review, Professor Bibas wrote that plea bargaining is a market that requires supervision. “It is astonishing,” he wrote, “that a $100 credit card purchase of a microwave oven is regulated more carefully than a guilty plea that results in years of imprisonment.”

That’s certainly true, but provides absolutely no guidance for the court in fashioning a rule or remedy, and therein lies the big issue in Lafler v. Cooper, to be argued before the Supreme Court.  Cooper and its companion case, Missouri v. Frye, involve bad plea bargain advice that prevented the defendants from copping out, to their detriment.

As Adam Liptak puts it:



Anthony Cooper shot a woman in Detroit in 2003 and then received laughably bad legal advice. Because all four of his bullets had struck the victim below her waist, his lawyer said, Mr. Cooper could not be convicted of assault with intent to murder.

You know how juries are always rational and predictable, so no problem going to trial.  Except Cooper was convicted and sentenced to 15 to 30, instead of the 4 to 7 he could have had.




At least Mr. Cooper heard about his plea offer. Galin E. Frye’s lawyer never told him that prosecutors in Missouri were willing to let him plead guilty to a misdemeanor and serve 90 days in prison for driving without a license. When Mr. Frye did plead guilty after the offer expired, he was sentenced to three years.

The cases involves two issues, one that doesn’t seem much of a stretch and another that presents a very significant problem.  The first is whether bad plea bargain advice falls within Strickland at all, since the guarantee is effective assistance at trial, not at plea.  The argument is that the second prong, prejudice, can’t be met since no defendant is guaranteed a plea offer anyway.




Last year, 97 percent of convictions in federal courts were the result of guilty pleas. In 2006, the last year for which data was available, the corresponding percentage in state courts was 94.

The courts below had no problem holding that competence applies to all critical stages, and the Padilla v. Kentucky certainly provided strong support for the proposition. 




A brief from New York University’s Center on the Administration of Criminal Law urged the justices to consider what it called “the inherently coercive and asymmetric confrontation between prosecutor and defendant,” one in which the assistance of a competent defense lawyer is vital. More than half of federal offenders sentenced in 2009 had not completed high school, the brief said; only 5 percent had completed college.

Without the lawyer doing his job of advising a defendant properly as to the efficacy of a plea bargain, most defendants will be screwed.  It’s no stretch to argue that prejudice is suffered when a four year deal is lost to 15 years because the lawyer blew it.  But the much harder issue is what to do about it.

The defense argues that the remedy is to return the defendants to the status quo ante, allowing them the opportunity to accept the plea bargain they were denied by their lawyers ineffective assistance.  On its face, a very reasonable outcome.

The prosecution, however, raises the perpetual specter of lawyer and criminal colluding to get a free ride at trial.





A federal judge in Mr. Cooper’s case tried to roll back the clock, requiring officials to offer him the initial deal or release him.


That allowed Mr. Cooper, convicted of shooting a woman, “to play with house money,” Bill Schuette, the Michigan attorney general, told the justices in a brief in Lafler v. Cooper. Mr. Cooper could take his chances at trial and, if he lost, insist on the rejected plea deal, he said.


The fear is that after a full jury trial, and conviction, the lawyer says, “Oops, I forgot to let the defendant know about the plea offer of 17 minutes incarceration. My bad, judge.”  Since there no official set of ears listening in on the communication between lawyer and client, there’s no one to dispute neglected or horribly wrong advice.  Or, in the case of a lawyer and client deciding to beat the system, collusion to give defendant a trial without risk. 

At SCOTUSBlog, the problem is summed up:




The states and their amici suggest that adoption of the lower courts’ approach will discourage pleas, encourage collusion between defendants and their counsel, and open the floodgates to post-conviction or post-guilty plea appeals and habeas petitions.  The defendants and their amici argue that the parade of horribles is unrealistic, that collusion is unlikely given legal ethics rules, and that effective counsel is crucial to the integrity of the plea process, particularly given that prosecutors possess significantly more information than defendants during plea negotiations. (Emphasis added.)

Will “ethical rules” eliminate the collusion problem?  It’s certainly done wonders for deceptive internet marketing.  My take is that while the problem raised by the prosecution with what would otherwise clearly be the appropriate remedy, the court cannot systemically rule that criminal defense lawyers, as opposed to prosecutors or any other discrete group of lawyers, are so inclined to violate their ethical obligations that a rule is fashioned that presumes unethical conduct.  Unless they court is prepared to do the same for prosecutors when it comes to Brady.

Many of the problems can be cured by formalizing the plea bargaining process, such as putting offers in writing or on the record in the defendant’s presence. Of course, this wouldn’t stop the hypothetical offers (Prosecutor: if I were to offer your client 1 to 3, would he take it?) or affect the negotiation process, at least it would prevent what happened to Frye, where the defendant never knew an offer was made,

As for bad advice by the criminal defense lawyer, if the court comes up with a solution to that, we can all rejoice.  With the bar as low as it is, and the general concern being far more about whether Mr. Green will show up than whether a client is competently advised, the problem goes far beyond the horribles of plea bargains. 

And lest anyone note that it’s not just defense lawyers, it’s most assuredly not.  But since the Supreme Court is overwhelmingly protective of prosecutors, so that they shouldn’t get so nervous when they violate defendant’s constitutional rights that they forget to be brave with heinous murderers, it wouldn’t hurt to give a small fraction of their belief in the integrity of lawyers to the guys and gals at the other table in the well.  It’s not the defendants fault that lawyers aren’t always what they should be.  While it’s a sound argument that they should suffer for their deeds, they shouldn’t suffer their lawyer’s incompetence.

Update: It seems like oral argument  didn’t go too well for the defendants.



Asking judges to go back and figure out on appeal whether a suspect would have taken a plea deal before a trial, whether a judge would have accepted it, whether a prosecutor would have withdrawn it or whether the negotiations would have fallen apart “is simply unworkable,” said Justice Anthony Kennedy, who is often a tiebreaker votes on divisive issues.


And it gets worse.



Several justices seemed concerned about how changing the plea system would affect prosecutors and judges. For example, it’s easy for a criminal facing a decade in prison to say he would have taken a plea deal for one year after a judge has sentenced him to 10 years in prison, justices noted.


But the negotiations are going on before trial, and by “not accepting it he has a chance of going scot-free” if a jury finds him not guilty, Chief Justice John Roberts said.


After conviction and sentencing, Roberts said, “presumably the defendant will always say, ‘I would have taken that deal, because it’s better.’ So how is a judge supposed to go back and decide whether that’s true or not” on appeal?


Of course, if it’s in writing, or in open court, well then we wouldn’t have to guess. But then, I wasn’t arguing the case, now was I?

Low Expectations, and Twitter Meets Them

The link from Ed at  Blawg Review bore a lot of similarities to my ongoing twitter campaign to smack KitchenAid for its failure to fix my new fridge, which is getting less new even as we speak.  It came from a blog ignominiously called Inbound Internet Marketing Blog, and I get the shudders just typing those words.

Written by Jeanne Hopkins, the post was entitled Complaining Via Twitter? Don’t Expect Much. It seems I’m not the first to try and see whether the utility of social media is all the faux social media pundits claim it is.





Yes, that’s me — steaming over the leaks from my brand-new roof installed by a name-brand, big-box home improvement center.



Repeated telephone calls to the sales person, the sales manager, the customer service manager, the regional manager, and the divisional manager all resulted in a total lack of response. For. Five. Months.



So, what did I do? I went to Twitter and started asking @BigBoxCares why my roof was leaking not in one place — but several.  And, with the Tupperware bowls littering my house to catch the inches of water flowing from the newly installed roof, a couple of Twitpics to share my annoyance. 


Their tweeted response after my five moderately snarky tweets? “Please send an email to the @BigBoxCares customer service team with the name of the store that you purchased the roof, the installation date, and a complete history of the entire communication process. Oh, and by the way, please stop tweeting about your customer service concern because, you know, we care.” 


Mind you, this comes from the internet marketing perspective.  So much for all those posts about the 10 Best Ways to Use Social Media to Take Over the World.  But the aspect of Hopkins’ post, and travails, that was most disturbing wasn’t that another American business that spends a small fortune telling you how much they love you in television commercials ends up not giving a crap about delivering on its (paid-for) promise.  Rather, it’s what this failure has done to our expectations. 

Twitter Complaint Study


What’s astounding is that less than half of twitter users under the age of 35 expect their complaints to be read.  They expect to be ignored, and expectation leads to acceptance.  When the outcome matches expectations, they aren’t angry or unhappy. They’re validated.

Hopkins goes on to talk about how smart companies can use this as a marketing opportunity, and perhaps this is one of the few times I agree.  But this misses a critical aspect of the Maritz poll.  Older users expect that their complaints will be read.  I venture to say that we expect that they will not only be read, but addressed.  And by addressed, I mean fixed.

Older twitter users, as I suspect is even more true of older consumers in general, expect companies to honor their obligations.  When we buy something, we expect to get what we paid for.  When we don’t, we do something about it.  Just as companies don’t deliver products if we only pay a portion of the purchase price, we don’t accept companies to deliver a portion of what we paid for and shrug the rest off.

Yet, this poll suggests that younger people expect to get screwed, and are resigned to it.  They expect to be ignored, to be treated like dirt, and aren’t sufficiently incensed to demand otherwise.  This isn’t good.

As anyone following me on twitter is already well aware, my reaction has exceeded five snarky twits.  It’s takes almost no time at all to throw out a dozen well-placed twits a day to let my good pals at KitchenAid know I’m still here.  No doubt I’m a troll to them, as they ignore my twits, having long since stopped responding even to offer the ubiquitous apologies for the inconvenience.

This isn’t inconvenience. This is contract.  I pay, they deliver. There’s nothing ephemeral about it, though to the children who comprise the social media team at KitchenAid, I’m just another disgruntled curmudgeon for whom fulfillment of an obligation is beyond their expectation.  This is the flip side of millennials as consumers expecting to be screwed, that in their capacity as representatives of manufacturers and retailers, they feel that they’ve sufficiently “satisfied” their customer’s expectations by delivering a fraction of what was purchased.

I mean, like, you know, seriously, they got, like, 80% of what they were supposed to get, and, like, you know, isn’t the, like, you know, good enough?

For me? No.  Not even close.  When I pay 100% of your purchase price, I expect 100% of your product in return. I expect you to fulfill your obligations in their entirety. I expect you to produce a product that works.  Completely. Perfectly.  Properly.  And no, I do not see this as an unrealistic expectation.

The problem is that young people don’t see it the same way, and will accept whatever crumbs they’re given.  They may not like it, but they don’t expect more.  They may feel unhappy, but they won’t take action against it.  At least not enough of the young people, according to this poll.

As expectations drift downward, and with it the demands you place on those from whom you purchase things to deliver what you’ve paid for, you will ultimately have your expectations fulfilled.  And sadly, my expectations will not be fulfilled.

Ironically, marketing philosopher  Seth Godin posted today about this very problem.



Low expectations are often a self-fulfilling prophecy. We insulate ourselves from failure, don’t try as hard, brace for the worst and often get it.


Your call, kids. Do you really want to live in a world where your low expectations are met?  Do you really want to pay what others demand and receive what they deign to give you?  If not, get off the couch and let them know you refuse to take it. 

Whether it’s twitter, or Facebook, or a blog, make a stink.  Become an annoyance.  If nothing else, let others know what you went through, and how they failed to deliver.  If you shrug it off because you expect to be screwed, your expectations will be fulfilled.



 

Ethical Amici (Update)

Years ago, I was a member, and later chaired, the amicus committee for the New York State Association of Criminal Defense Lawyers.  At the time, it was an active committee, its procedures formed by Malvina Nathanson, who took her work very seriously.  The committee not only addressed cases where our involvement was requested, but actively sought out cases involving important issues of law.

We often argued, and disagreed, about which cases to support, and if support was appropriate, what position to take.  It’s hardly simple.  There were cases where the outcome sought by the defense had the potential to be enormously disruptive to law that was more generally beneficial to defendants.  Principle played a huge role in making these decisions, as did concern that a crucial issue of law was in the hands of a defense lawyer who might not be up to the task.  A great case in the wrong hands could spell disaster for criminal defendants.  We tried not to let that happen.

At Volokh Conspiracy,  Orin Kerr and  Ilya Somin discuss NYU lawprof  Richard Fallon’s article on the ethics of lawprofs signing on to amicus briefs.



Fallon argues that lawprofs are far too quick to sign amicus briefs that fit their ideological proclivities even if they aren’t really expert in the underlying legal issues and sometimes even if they don’t agree with the particular legal argument advanced by the brief. He further contends that legal scholars should only agree to sign briefs if they 1) have personal knowledge of the major factual claims and legal authorities the brief relies on, 2) agree with the brief’s reasoning (not just its bottom-line conclusions), and 3) the brief makes at least some reasonable effort to confront key opposing arguments and evidence.

For practitioners, having a lawprof amicus brief supporting us can be huge.  No matter how critical we can be of lawprof’s practical experience and, ahem, theoretical proclivities, both lawyers and judges recognize that these are guys who get paid to think about law, and their arguments and, dare I say it, approval of the ideas, carries great weight.  Likely more than it should, but when they’re on our side, they are suddenly much taller and far more handsome.

Fallon argues that lawprofs intellectual coin is in the exercise of discretion, the refusal to sign on if they aren’t truly part of the team.  Not only should they demur if they aren’t “experts” in a niche, but then they must be as integrally involved as we are.  Fallon takes a very principled position, but an extremely harsh one that would knock quite a few supportive names off the brief, for lack of time if not other reasons.

Somin agrees with Fallon that academic integrity is at risk by lawprofs blindly signing on because they support an outcome, but his view is slightly more narrow.


I certainly agree that Fallon has identified a real problem. For what it’s worth, I have long refused to sign amicus briefs except in cases where I am an expert on the relevant subject and I endorse the brief’s reasoning as well as its conclusion. This is less stringent than Fallon’s standard of personal familiarity with all the major authorities relied on by the brief. But it does have real bite.

For example, I have refused to sign several amicus briefs in Second Amendment cases because, despite my sympathy for the individual rights theory of the Amendment, I feel I’m not expert enough on the subject to opine on it to a court. In another major Supreme Court case that did touch on areas where I am an expert, I refused to sign a brief because, even though I agree with its bottom-line conclusion, one of its principal arguments relied on a theory of the Spending Clause that I had criticized in my scholarship.

In the last sentence, the problem for practitioners becomes clear.  Amongst a gaggle of academics, even assuming they possess what they self-describe as “expertise” in a niche, it’s awfully difficult to reach agreement on nuanced aspects of arguments and theories propounded to reach the agreeable conclusion.  So, while they can either fight amongst themselves, or flee the offending argument, the amicus support you thought you had, and needed, is tied up with squabbling over what seems to us to be nonsense. 

In stark contrast is Kerr’s position:


If I were a law clerk, I would ignore the names of professors who are signatories but not authors of amicus briefs. In my experience, some of the professors who sign on to amicus briefs don’t even bother to skim the briefs filed in their name. Those who read the briefs sometimes have serious reservations about their content, and others simply don’t know enough about the area of law to determine if the brief is accurate. Caveat scriba, you might say.

While this might be a more practical perspective, it does neither the parties nor the court much good.  If there’s any purpose to lawprofs signing on to an amicus brief, and I believe there is purpose and should be purpose, then it’s negated with a wave of the hand.  While some lawprofs may sign on without having any more of a clue than approval of the outcome, what’s wrong with that? 

Academics may obsess over nuance used to reach outcome, but the rest of us live with outcome.  It matters.  It matters a lot, and their support of outcome matters too.  It seems that Orin would require every academic to write his own brief or be discounted.  That’s a bit burdensome.

While I can appreciate Fallon’s desire for strict academic integrity in every aspect of amicus support, it seems that his position is so overly stringent as to reduce an important contribution that lawprofs can make to law in the trenches to another academic exercise.  While many lawyers already view the academic contribution to “real law” as nullity, this is a way they can use their clout, whether deserved or not, to bring about meaningful change and provide an affirmative contribution to the law as suffered by real people on the street.  They can help people, if only they get down off their academic high horse.

To have the support of lawprofs as amici, or as signatories to an amicus brief, carries weight, and informs a court that people give a damn about what they’re doing in a case.  It lets judges know that people are watching, and scrutinizing, what they do. It’s not just one litigant who cares whether he wins, but an issue that matters to all. 

Signing on to an amicus brief isn’t an endorsement of every word, every aspect of every argument, every nuanced detail and every case cited.  It may be, but isn’t necessarily.  What it is, and what is should be, is an affirmative assertion by a lawprof that she feels strongly enough about the issue to put her reputation behind the outcome, even if not every crossed “t” or dotted “i”. 

This isn’t to suggest that a brief they are somehow obliged to sign on to a brief they find offensive, or fundamentally wrong, and no doubt that’s not what they’re going to do anyway.  But if its important enough, close enough, meaningful enough, that they are willing to throw whatever weight they have behind it, then it satisfies whatever “ethical” questions linger in the details. 

And if the issue is ethics, consider the failure to sign on to an amicus brief, to support an outcome that will help people, bring about the right result in the law, to be an abdication of responsibility for improving the law and contributing to the best resolution a very real ethical failing.  As much as the path taken to reach an outcome matters, sitting silently while a bad outcome happens is an ethical failure.  We, lawyers and lawprofs, have a duty to contribute to a better state of the law, and there’s no comfort to be taken by sitting on the sidelines as bad law develops because we aren’t in absolute agreement about every detail of a brief.

If it matters, sign it.  And if there’s a signature, it should mean something. What it means is that a lawprof felt strongly enough about the outcome to put his integrity on the line to support it, even if its not precisely what that lawprof might have written himself.  And there’s nothing wrong with that.

Update: At PawfsBlawg, Paul Horwitz asks the question of whether Fallon’s article is a “no-brainer.”


The reason I ask this question is that it seems utterly obvious to me: of course legal scholars (and scholars from other fields who sometimes submit amicus briefs, like historians) cannot just sign briefs willy-nilly, or on the sheer basis that the signer agrees with the desired outcome or the general drift of the argument.  As long as a brief is designated a scholars’ brief, each individual who signs it must be convinced of the detailed arguments made in that brief.  Period.  Fallon argues that many professors who sign amicus briefs don’t live up to that obligation, and I believe he is right.  My operating assumption is that when this happens, it’s because the signer has an ideological commitment to some outcome and is willing to accept some arguments he or she may not agree with, or to sign without looking closely and deciding whether he or she agrees on the particulars or not.  I consider this an abdication of scholarly responsibility, and although Fallon nicely lays out some of the underlying issues and complexities, ultimately I see this as a no-brainer.

It’s writings like this which make me want to take Horwitz into the men’s room and show him the joys of a decent swirly.  Could it get any more pompous and self-absorbed, particularly when the rest of us constantly wonder whether you have any reason to exist at all?

Old Tickets Revisited

Long ago.  And oh so far away.  You got a speeding ticket passing through South Cacalacca.  Well, you figured you would never make that mistake again. No, not speeding, but passing through South Cacalacca, and for 30 years, you waved as you flew over it, never thinking again about that lonely summons sitting quietly in a clerk’s office somewhere awaiting payment that never came.

Guess what? It’s ba-aaa-ack.


Patricia deWeever got a surprising notice recently from the state of Massachusetts, saying her license would be suspended if she didn’t settle parking tickets she received 25 years earlier in New Jersey.

Huh? Twenty-five year old parking tickets? The state of Massachusetts isn’t kidding, and neither are New Jersey and states and cities across the country which are turning to collection agencies that specialize in tracking down people who owe them money from the days of Ronald Reagan’s and George H.W. Bush’s presidencies. Those tickets were written often before such records were even computerized.

What? You thought nobody would ever figure out how to use a computer to locate the scofflaws of days gone by?  It’s money, and few things motivate government more than getting money. Especially money that comes from miscreant scofflaws. Like you.

So it’s ancient. You don’t even remember it. You can’t be sure you ever got the ticket, or if so, whether you deserved it.  So what?  The time to fight died with Reagan’s Star Wars missile defense plan, and it’s not written in stone. All it waited for was the chance to find you again. And now it did.

What about the statute of limitations, you cry.  How could something so old come back to bite you in the butt decades later?


While many states have a statute of limitations on prosecuting felonies, there are few that have such limits on prosecuting parking tickets and moving violations. New York State is one of the few, with a statute of limitations of eight years and one day from the date of judgment.

Yes, New York is an enlightened state, though I bet some grocery clerks wish it was otherwise now.  But it’s not going to help you in South Cacalacca, where that unpaid judgment will not only linger forever, but track you down and find you.


Private corporations track down the old scofflaws in exchange for a cut of the ticket revenue, so it doesn’t cost municipalities anything to hunt people down. One such company is Massachusetts-based Municipal Management Associates (MMA). On the firm’s website, it boasts reeling in $753,440 in uncollected parking violations for Springfield, Mass., over 17 months, out of a total of $5.6 million that was on the books.

For the government, it’s found money.  For the collectors, it’s great business. For you, it’s, well, tough.


One of the frustrating things for consumers is that details of a 20-year-old ticket are sketchy or non-existent. The fines add up to a couple of hundred dollars, and most draw the conclusion that they will pay it rather than endure the hassle of hiring a lawyer, or pursuing a Byzantine process of challenging it. In deWeever’s case, she will end up paying New Jersey $129 to settle the tickets plus a nebulous $100 license reinstatement fee, so she can legally drive in New Jersey to go visit her mother. On top of that, Massachusetts is also charging her $100 to reinstate her license in that state.

It may well be that you never received the ticket, or didn’t deserve it, or the cost or circumstances of fighting it just didn’t work out at the time.  Whatever. 

In the age where everything about you is readily available online, this initiative shouldn’t come as any surprise.  Just wait until libraries figure out they can collect those late fees for failure to return Pat the Bunny.

No need to harp on the loss of privacy or the invasiveness of government in our mundane lives.  But there’s no walking away from ancient history anymore.  That uncool cop after that wild college party doesn’t remember you either, but 25 years later, he gets the last laugh.  Suck it up and pay. You’re not going to beat it.

H/T Hinterlands correspondent, Kathleen Casey, who has never violated a traffic law. Ever.

Resisting Temptation

I’ve often said that I could be rich if only I had larceny in my heart.  The opportunity is there, sometimes rammed down my throat by desperate clients who abandon any firm grasp of reality in the vain hope of avoiding the consequences of their actions. 

What am I talking about?  A surprising number of clients believe that there is a way, someone, something, for them to buy themselves out of their troubles. They look in my eyes, a sheepish grin on their face, and ask whether there’s a person I might know, be it a judge, a clerk, a cop, anyone, who would take a suitcase filled with money and make these problems go away.  There must be someone, they say, as their look turns to desperation.

What if I told them what they want to hear?  Sure, there’s this guy who can do magic.  But it will cost you, big. Huge.  When they’re facing a lifetime in prison, they can deal with “huge.”  All reason shuts down and they will do anything.  Anything.


But, it’s not 100%.  There’s always the chance that something goes wrong, someone sees something and it all gets blown.  Maybe it doesn’t happen.  It’s not a lock, and you don’t get your money back.  Are you still willing to do it?

Desperation trumps reason. Yes, they say. Yes, they are still willing to do it. And that’s the scam.  They come in with a suitcase stuffed with Franklins.  They know it’s illegal, so the chances of their ever saying anything about their own illegal conduct is slim.  When it doesn’t happen, you tell the sad story of how it was inches away from completion when [make up silly excuse] screwed the deal.  You look just miserable about it, and together you and the client cry over the lost money and life.  Then you walk away and rub the bills over your naked body.

There’s even a variation on this theme that bolsters the myth.  You get a call from the AUSA telling you that they’re going to nolle the case. You immediately tell the defendant that an “opportunity” has arisen for them to buy their way out, for a quick, say, $100 grand. They pay. The case is tossed, The myth of your magic powers spreads.  Your credibility is established.

This scam happens.  I’ve wondered how those who do it survive, as some clients are not inclined to take the theft of vast amounts of money lightly, but I suppose the lawyers are such fabulous liars that they persuade the defendant that it’s was just horribly bad luck, and not their fault.  Stercus accidit.

Yesterday morning, a well-known criminal defense lawyer was arrested. From the Houston Chron :


Abraham Moses Fisch, 52, a criminal defense attorney in Houston, was arrested this morning on charges of conspiracy, obstruction of justice, money laundering and conspiracy to commit money laundering, federal prosecutors said.
The word is that he’s a fighter, a top trial lawyer.  There is nothing to preclude a lawyer with great skill in the courtroom from also having larceny in his heart.  The United States Attorney’s  press release says:

According to the indictment, Williams, although not an attorney, held himself out as someone who could resolve criminal cases through his contacts with government officials. Williams,  Fisch and Bertman worked together to solicit federal criminal defendants as clients under false pretenses. They claimed to the defendants that Williams had the power to cause their criminal charges to be dismissed or their sentence reduced if they would hire Fisch as their attorney, pay a large sum of money to Fisch and Williams and then provide Williams with information about their crimes. Williams claimed he would then pass that information along to contacts in various federal agencies. In return, Williams claimed his contacts would cause the criminal charges against the defendants to be dismissed or their sentences reduced.

The charges against Fisch, as reflected in the indictment, leave much to be desired.  They don’t seem to capture the factual allegations proffered by the government, and strike me as poor charging choices given what they claim Fisch did.  But that’s the government’s problem, and if they can’t figure out how to properly charge a defendant, then the charges should be tossed.

That said, the factual allegations, of Fisch and Williams running a scam to suck the ill-gotten gains from criminals who are sufficiently desperate that they will fall for such an absurd scheme, have the smell of reality.  Whether Fisch did it, who knows.  That’s for the government to prove.

But I can state with absolute certainty that this scam happens.  And there is no word in the lexicon to express the depth of my disgust for any criminal defense lawyer who would do this. 

Buy Me

When Gillian Hadfield, a law professor at the University of Southern California, proposed in  Washington Post op-ed that Wal-Mart be allowed to field its own law firm, it made a splash.  Lawyers hated it, as an affront to professionalism, and non-lawyers hated it because it involved lawyers, and they just plain hate lawyers.

John Eligon at the  New York Times raises the issue of whether the time has come for the United States to join Australia, and now United Kingdom, by allowing non-lawyers to own law firms.


Imagine an afternoon trip to a Wal-Mart: You pick up socks, a flat-screen television and a microwave meal. After checking out, you stop in the photo studio at the front of the store for a family portrait, and then shift one booth over to a lawyer, who drafts your will or real estate contract.


The concept may not be that far-fetched.


The concept, in fact, has some very interesting aspects, not the least of which is the potential to match the needs in obtaining inexpensive legal services with the needs of lawyers to make a living.  The volume of business that could come through Wal-Mart’s doors could prove staggering, and eliminate much of the problem for both sides of the equation.

The Wal-Mart lawyer, by having a steady stream of walk-in clients, no drain of time and resources for marketing, collections, managing a business, free consultations, and all the other things that suck time out of a day that relate to the business of being a lawyer rather than its practice, could serve more clients for less money, with efficiency and effectiveness, and provide lower cost services while earning a very respectable living, better than they could do on their own.

Are you too good to serve Wal-Mart customers? 

But there’s a problem, as Wal-Mart, in exchange for giving you an office in its store, wants something in return.  It wants to own your business.  Well, actually its business, where you’re an employee and you work for Wal-Mart.  Yeah, there’s always a rub.



“The idea is that nonlawyers might not have the same codes of ethics,” said Andrew M. Perlman, a legal ethics professor at Suffolk University Law School and the chief reporter for the American Bar Association’s Ethics 20/20 commission, which is preparing the draft recommendation. “They might not be bound by the same sense of professional responsibility and might push the lawyers to do things that they should not be doing to chase the dollar rather than abiding by the rules of professional conduct.”


One ethical concern is about lawyer-client privilege, as shareholders would have an interest in knowing who the firm’s clients were and the specifics of their cases. Another is that lawyers might feel pressured, for example, to settle a lawsuit to make shareholders happy, no matter what the best interest of their client was.


These aren’t just “ideals” of little practical importance, but factors that guide lawyers every day.  The reason they seem less compelling to non-lawyers is precisely the problem, they don’t live their professional lives in a way the places the interests of client above self, and see it as some archaic remnant of more genteel days. 

That’s the difference between a lawyer and a businessman.  The businessman puts profit first. The lawyer puts client first.  True, that isn’t the case with the Slackoisie, but the solution is to raise the Slackoisie to a minimal professional level, not reduce lawyers to the level of the Slackoisie.  Yet this isn’t the view from the gutter.



But such thinking derives from the naïve assumption that the lawyers “who currently own law firms are not motivated by profit,” said Ken Fowlie, the executive director of Slater & Gordon, an Australian law firm that was the first in the world to become a publicly traded company.


If anything, going public has increased transparency, Mr. Fowlie said, and has separated the ownership from the lawyers, giving the lawyers more distance from business side pressures than in traditional partnerships.


This conflates distinct issues. Obviously, lawyers want to be profitable so we can feed the kids like everyone else. That’s not an issue.  The question is how profitable, and what we’re willing to do, and not do, to achieve the highest possible profit.  Business will suck the blood out of customers if needed to gain a profit. Lawyers (in an ethical world) will not.

Lawyers profit motive is strong, but different.  We love profit as much as the next guy, but temper our yearning with our primary duty to the client.  Sometimes, we have to bite the bullet and let profit suffer to fulfill our obligations to the client.  We would be laughed out of the board room for this.

So the question changes from allowing non-lawyer ownership of law firms to how non-lawyers can get their money out of the deal while letting lawyers fulfill their duty unfettered by overlords with a different ethical perspective.  While this isn’t my  first choice of a long term solution to the problem of unaffordable legal services, I believe this is a problem that can be overcome with some nifty Chinese wall-type structure of corporate joint venture.

Not every lawyer will want to be a Wal-Mart lawyer. Nor will every client.  There’s no necessary correlation between working at Wal-Mart and providing low-rent services, just as the Sony TV sold there is no different than the one sold for twice the price at a boutique. 

There will be inherent limitations to the amount of time available, and it’s not entirely clear that the cost of legal services will be sufficiently reduced by the supply chain savings to satisfy the public’s needs.  If a lawyer’s time is reduced from $150 an hour to $100, is that enough to make his services affordable?  Probably not.

But at least a person can walk into a lawyer’s office, conduct a proper interview to determine needs and solutions, and look a lawyer in the eye without having to mortgage the farm.  It’s a real start in the crucial discussion of how the future of lawyering can serve the needs of real people, and holds the potential of preserving the profession while providing for the legal needs of people.

One Man’s Garbage is Another Man’s Gold (and other beefs)

While I don’t usually do requests, my pal  Dissent was pissed about the fact that lawyers treat client files without sufficient respect for privacy.  She had a point.  Via Office of Inadequate Security :


Don’t lawyers have a duty of confidentiality – apart from any state laws that might apply – about disposal of records with personal information? I am, well, frankly annoyed at all the news reports I’ve seen about lawyers or law firms not disposing of records securely. Here’s yet another one, this time from Louisiana:



Below the interstate at Dalrymple and along the sidewalk, there are documents strewn about with personal information – names, account numbers and addresses just lying around for anyone to pick up.


But that’s not all. 9 News found court documents, some with social security numbers, bank statements complete with account numbers, even a Mastercard account number.


The law firm from whence the files came had told its cleaning company to dispose of them. Apparently, the cleaning company figured the interstate was the perfect place to do so.  While outsourcing and clouds are all the rage, the files ended up on the side of the road, exposing a whole bunch of people’s personal information to view and, potentially, abuse. Nice, right? Nobody talks about the folks you hired to do a job properly, but don’t. It’s not enough to pay someone else and wash your hands of it.

My lame explanation to Dissent was that it costs money to dispose of files properly, and lawyers are cheap.  Back in the old days, when there was no such thing as shredders, they were typically tossed in the garbage.  A really high class firm might burn them, but that would cause smog, and nobody wants that.  Truth be told, the elimination of dead files after the time to hold them elapsed just wasn’t much of an issue.  It should have been, and it must be today.

Shred old files.  Protect client privacy by properly destroying old files in a way that no one can access them.  Not even the employees of your cleaning company, who might see the side of the interstate as a really great place to dump them. 

Even if you hire a service to perform the shredding, it’s your responsibility to make sure it’s done, and done properly.  They aren’t lawyers, and they might not share your lawyerly concern for privacy.  They might even take your money and still dump the files on the side of the interstate.  It’s your responsibility to see that they don’t. 

Once again, Pogo was right.  Destroy files properly.  I know it costs money, and there’s nobody to bill for it.  Being a lawyer is such a burden.

Having dealt with Dissent’s beef, now one of my own. I’ve been deluged with calls from young, out of work lawyers who have gotten jobs cold-calling lawyers for a variety of companies selling everything from case management systems to promotional gimmicks to put on your vanity wall.

I understand that you need the money. I really do.  I also understand that you would much rather get a job practicing law than sit at home in your undies and call up people who despise you. Nobody wants to be despised.

But you’re annoying those of us who have work to do.  Here’s the deal: First, if you cold call me, do not get on the phone and ask for “Scott.”  We’re not old friends. You have not been invited to address me informally.  The only thing this does is piss me off, and I absolutely guarantee you that I will not buy anything from someone who pisses me off.  I am Mr. Greenfield to you, until I inform you otherwise.

Second, if you lie about where you’re from or what you want, you are a liar.  Even if I have the slightest interest in whatever you’re selling, I won’t buy it from a liar.  If you tell the truth, you may not get through to me, but at least you aren’t a liar.  Either way, you won’t make a sale, but if you take the liars path, you won’t make a sale and you will go to hell.

Third, don’t ask me how I’m doing. Don’t ask me how I currently manage my files.  I don’t want to chat with you. I don’t tell cold-callers about how I do anything in my practice. I’m busy and you are wasting my time. That’s when I immediately hang up the phone.

Fourth, if I tell you I’m not interested in whatever you’re selling, say good-bye and hang up.  If you push it, I will be rude.  No, I don’t care about your feelings. Not at all.

And finally, to all those in the cottage industry of scum-sucking vultures trying to take a few points out of lawyers by marketing them, and who somehow manage to put my name on your website as if I have agreed to be a part of your scum-sucking network, and then have the chutzpah to send me emails saying I’ve subscribed to you. there is a special place in hell for you.

Anyone reading this far, please note that Dissent’s beef is far more important than mine.  But since I have the keys to the front door here, I get to throw mine into the mix.  They may be trivial annoyances compared to the serious problem raised by Dissent, but they bug me.